0001331471-13-000013.txt : 20130206 0001331471-13-000013.hdr.sgml : 20130206 20130206210627 ACCESSION NUMBER: 0001331471-13-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130204 FILED AS OF DATE: 20130206 DATE AS OF CHANGE: 20130206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sloan Michael D CENTRAL INDEX KEY: 0001464058 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13337 FILM NUMBER: 13579847 MAIL ADDRESS: STREET 1: 9400 EAST MARKET STREET CITY: WARREN STATE: OH ZIP: 44484 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONERIDGE INC CENTRAL INDEX KEY: 0001043337 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 341598949 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9400 EAST MARKET ST CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 3308562443 MAIL ADDRESS: STREET 1: 9400 EAST MARKET ST CITY: WARREN STATE: OH ZIP: 44484 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-02-04 0 0001043337 STONERIDGE INC SRI 0001464058 Sloan Michael D 9400 EAST MARKET STREET WARREN OH 44484 0 1 0 0 Vice President Common Shares, without par value 2013-02-04 4 A 0 40500 0 A 139489 D Phantom Shares 2013-02-04 4 A 0 13500 0 A Common Shares, without par value 13500 13500 D Restricted Common Shares granted to the Reporting Person pursuant to the Amended and Restated Long-Term Incentive Plan. Provided that the Reporting Person remains employed 27,000 shares vest and will no longer be subject to risk of forefeiture on February 4, 2016 and provided that the Reporting Person remains employed and depending on Company performance 13,500 shares vest and will no longer be subject to risk of forefeiture on February 4, 2016. Granted to the Reporting Person pursuant to the Long-Term Cash Incentive Plan. Each Phantom Share is the economic equivalent of one Company Commmon Share. Provided that the Reporting Person remains employed and depending on Company performance the Phantom Shares will be paid out in cash on February 4, 2016. /s/ Robert M. Loesch, by power of attorney 2013-02-04