0001968582-23-000621.txt : 20231106 0001968582-23-000621.hdr.sgml : 20231106 20231106180741 ACCESSION NUMBER: 0001968582-23-000621 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231106 DATE AS OF CHANGE: 20231106 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 231381035 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Finkelstein David L CENTRAL INDEX KEY: 0001688537 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: ANNALY CAPITAL MANAGEMENT, INC. STREET 2: 1211 AVE. OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 144 1 primary_doc.xml 144 0001688537 XXXXXXXX LIVE 0001043219 Annaly Capital Management, Inc. 001-13447 1211 Avenue of the Americas New York NY 10036 212-696-0100 David L. Finkelstein Officer Common Stock JP Morgan Securities LLC

390 Madison Avenue 6th Floor New York NY 10017

50000 859000 500090001 11/06/2023 NYSE Common Shares 07/31/2013 Open Market Purchase See Nature of Acquisition N 2500 07/31/2013 Cash Common Shares 03/02/2015 Open Market Purchase See Nature of Acquisition N 10000 03/02/2015 Cash Common Shares 05/16/2016 Open Market Purchase See Nature of Acquisition N 6250 05/16/2016 Cash Common Shares 05/19/2016 Open Market Purchase See Nature of Acquisition N 6250 05/19/2016 Cash Common Shares 11/04/2016 Open Market Purchase See Nature of Acquisition N 25000 11/04/2016 Cash Y 11/06/2023 08/02/2023 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for David L. Finkelstein