0001628280-23-037880.txt : 20231108
0001628280-23-037880.hdr.sgml : 20231108
20231108162809
ACCESSION NUMBER: 0001628280-23-037880
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231106
FILED AS OF DATE: 20231108
DATE AS OF CHANGE: 20231108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Finkelstein David L
CENTRAL INDEX KEY: 0001688537
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 231388314
MAIL ADDRESS:
STREET 1: ANNALY CAPITAL MANAGEMENT, INC.
STREET 2: 1211 AVE. OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
4
1
wk-form4_1699478880.xml
FORM 4
X0508
4
2023-11-06
0
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001688537
Finkelstein David L
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
1
0
0
CEO and CIO
1
Common Stock
2023-11-06
4
S
0
50000
17.04
D
545259
D
The sale of shares of common stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted August 2, 2023 for tax and estate planning purposes.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.91 to $17.20, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Anthony C. Green, as Attorney-in-Fact
for David L. Finkelstein
2023-11-08