0001628280-23-019081.txt : 20230519
0001628280-23-019081.hdr.sgml : 20230519
20230519164332
ACCESSION NUMBER: 0001628280-23-019081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230518
FILED AS OF DATE: 20230519
DATE AS OF CHANGE: 20230519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DENAHAN WELLINGTON
CENTRAL INDEX KEY: 0001235657
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13447
FILM NUMBER: 23941017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC
CENTRAL INDEX KEY: 0001043219
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 223479661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212 696 0100
MAIL ADDRESS:
STREET 1: 1211 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC
DATE OF NAME CHANGE: 19970729
4
1
wf-form4_168452899466260.xml
FORM 4
X0407
4
2023-05-18
1
0001043219
ANNALY CAPITAL MANAGEMENT INC
NLY
0001235657
DENAHAN WELLINGTON
C/O ANNALY CAPITAL MANAGEMENT, INC.
1211 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
0
Common Stock
2023-05-18
4
M
0
7057
0
A
256857
D
Common Stock
216920
I
Indirect
Deferred Stock Units
2023-05-18
4
M
0
7057
0
D
Common Stock
7057.0
0
D
Represents shares of Common Stock held by The Wellington J. Denahan 2022 Grantor Retained Annuity Trust (the "2022 GRAT") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the 2022 GRAT.
The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.
Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
/s/ Anthony C. Green, Attorney-in-Fact for Wellington Denahan
2023-05-19