0001628280-23-019081.txt : 20230519 0001628280-23-019081.hdr.sgml : 20230519 20230519164332 ACCESSION NUMBER: 0001628280-23-019081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230518 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENAHAN WELLINGTON CENTRAL INDEX KEY: 0001235657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 23941017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 wf-form4_168452899466260.xml FORM 4 X0407 4 2023-05-18 1 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001235657 DENAHAN WELLINGTON C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 0 Common Stock 2023-05-18 4 M 0 7057 0 A 256857 D Common Stock 216920 I Indirect Deferred Stock Units 2023-05-18 4 M 0 7057 0 D Common Stock 7057.0 0 D Represents shares of Common Stock held by The Wellington J. Denahan 2022 Grantor Retained Annuity Trust (the "2022 GRAT") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the 2022 GRAT. The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions. /s/ Anthony C. Green, Attorney-in-Fact for Wellington Denahan 2023-05-19