0001628280-22-001613.txt : 20220201 0001628280-22-001613.hdr.sgml : 20220201 20220201213532 ACCESSION NUMBER: 0001628280-22-001613 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220129 FILED AS OF DATE: 20220201 DATE AS OF CHANGE: 20220201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ertas Ilker CENTRAL INDEX KEY: 0001834649 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 22581396 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: Ertas ilker DATE OF NAME CHANGE: 20201202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 wf-form4_164376931775379.xml FORM 4 X0306 4 2022-01-29 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001834649 Ertas Ilker C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 6TH AVE NEW YORK NY 10036 0 1 0 0 Chief Investment Officer Common Stock 2022-01-29 4 M 0 3328 0 A 204470 D Common Stock 2022-01-29 4 F 0 17416 7.90 D 187054 D Common Stock 2022-01-31 4 M 0 874 0 A 187928 D Common Stock 2022-01-31 4 F 0 2183 7.90 D 185745 D Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis. Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 29, 2022 of a restricted stock award previously granted on January 29, 2021. Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on January 31, 2022 of a restricted stock award previously granted on January 31, 2020. /s/ Anthony C. Green, as Attorney-in-Fact for Ilker Ertas 2022-02-01