0001628280-21-008886.txt : 20210504 0001628280-21-008886.hdr.sgml : 20210504 20210504163153 ACCESSION NUMBER: 0001628280-21-008886 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210503 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamilton Thomas Edward CENTRAL INDEX KEY: 0001769848 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 21889037 MAIL ADDRESS: STREET 1: 211 STUYVESANT AVE CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 wf-form4_162016025387022.xml FORM 4 X0306 4 2021-05-03 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001769848 Hamilton Thomas Edward C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 Common Stock 2021-05-03 4 S 0 80000 9.1804 D 0 I 2012 Hamilton Family Trust Common Stock 130000 D Common Stock 330000 I Cure FA Foundation, Inc. The sale was made in connection with the reporting person's estate planning This transaction was executed in multiple trades at prices ranging from $9.18 to $9.185. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected /s/ Anthony C. Green, as Attorney-in-Fact for Thomas Edward Hamilton 2021-05-04