0001628280-20-008268.txt : 20200522 0001628280-20-008268.hdr.sgml : 20200522 20200522135428 ACCESSION NUMBER: 0001628280-20-008268 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200520 FILED AS OF DATE: 20200522 DATE AS OF CHANGE: 20200522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fallon Katherine Beirne CENTRAL INDEX KEY: 0001721214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 20905121 MAIL ADDRESS: STREET 1: C/O ANNALY CAPITAL MANAGEMENT, INC. STREET 2: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 wf-form4_159017004940527.xml FORM 4 X0306 4 2020-05-20 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001721214 Fallon Katherine Beirne C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 0 0 0 Common Stock 2020-05-22 4 M 0 7796 0 A 23434 D Deferred Stock Units 2020-05-20 4 A 0 22551 0 A Common Stock 22551.0 38143 D Deferred Stock Units 2020-05-22 4 M 0 7796 0 D Common Stock 7796.0 30347 D The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions. /s/ Anthony C. Green, as Attorney-in-Fact for Katherine Beirne Fallon 2020-05-22