0001140361-14-006502.txt : 20140212 0001140361-14-006502.hdr.sgml : 20140212 20140212175751 ACCESSION NUMBER: 0001140361-14-006502 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMBIASE JOHN CENTRAL INDEX KEY: 0001239240 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 14601819 MAIL ADDRESS: STREET 1: C/O ANNALY MORTGAGEMANAGEMENT STREET 2: 1211 AVE OF AMERICAS STE. 2902 CITY: NEW YORK STATE: NY ZIP: 10034 5 1 doc1.xml FORM 5 X0306 5 2013-12-31 0 0 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001239240 LAMBIASE JOHN C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS, SUITE 2902 NEW YORK NY 10036 1 0 0 0 Common Stock 58062 D Class A Preferred Stock 11000 D Option to Purchase Common Stock 17.39 2005-04-20 2014-04-20 Common Stock 15000 15000 D Option to Purchase Common Stock 17.07 2006-07-07 2015-07-07 Common Stock 15000 15000 D Option to Purchase Common Stock 11.72 2007-02-13 2016-02-13 Common Stock 15000 15000 D Option to Purchase Common Stock 16.46 2009-05-08 2018-05-08 Common Stock 20000 20000 D Option to Purchase Common Stock 15.61 2009-09-19 2018-09-19 Common Stock 20000 20000 D Option to Purchase Common Stock 13.25 2010-04-22 2019-04-22 Common Stock 50000 50000 D Option to Purchase Common Stock 15.09 2009-06-26 2014-06-26 Common Stock 1250 1250 D Option to Purchase Common Stock 17.24 2010-06-28 2015-06-28 Common Stock 1250 1250 D Option to Purchase Common Stock 18.67 2011-06-27 2016-06-27 Common Stock 1250 1250 D Option to Purchase Common Stock 17.11 2012-06-26 2017-06-26 Common Stock 1250 1250 D Deferred Stock Units Common Stock 9362 9362 D Options previously granted. The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan. /s/ John Lambiase 2014-02-10