0000899243-20-004291.txt : 20200212 0000899243-20-004291.hdr.sgml : 20200212 20200212170351 ACCESSION NUMBER: 0000899243-20-004291 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200211 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOTEK GLENN CENTRAL INDEX KEY: 0001584807 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13447 FILM NUMBER: 20605234 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS, SUITE 2902 CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANNALY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001043219 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223479661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212 696 0100 MAIL ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: ANNALY MORTGAGE MANAGEMENT INC DATE OF NAME CHANGE: 19970729 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-11 0 0001043219 ANNALY CAPITAL MANAGEMENT INC NLY 0001584807 VOTEK GLENN C/O ANNALY CAPITAL MANAGEMENT, INC., 1211 AVENUE OF THE AMERICAS NEW YORK NY 10036 1 1 0 0 Interim CEO and President Common Stock 2020-02-11 4 A 0 100100 0.00 A 216811.3866 D Includes shares of common stock represented by restricted stocks units. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units were issued pursuant to an equity award and shall vest on the date that a permanent (non-interim) Chief Executive Officer is appointed by the Board of Directors of Annaly Capital Management, Inc. Includes shares acquired through dividend reinvestments. /s/ Anthony C. Green, Attorney-in-Fact for Glenn Votek 2020-02-12