0001677044-23-000042.txt : 20231113 0001677044-23-000042.hdr.sgml : 20231113 20231113135759 ACCESSION NUMBER: 0001677044-23-000042 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OSAIC WEALTH, INC. CENTRAL INDEX KEY: 0001043187 IRS NUMBER: 930987232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14431 FILM NUMBER: 231397545 BUSINESS ADDRESS: STREET 1: 10 EXCHANGE PLACE STREET 2: SUITE 1410 CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: 800-821-5100 MAIL ADDRESS: STREET 1: 10 EXCHANGE PLACE STREET 2: SUITE 1410 CITY: JERSEY CITY STATE: NJ ZIP: 07302 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL ALLIANCE ASSOCIATES, INC. DATE OF NAME CHANGE: 20200518 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL ALLIANCE ASSOCIATES INC DATE OF NAME CHANGE: 19970729 13F-NT 1 primary_doc.xml X0202 13F-NT LIVE false false false 0001043187 XXXXXXXX 09-30-2023 09-30-2023 OSAIC WEALTH, INC.
10 EXCHANGE PLACE SUITE 1410 JERSEY CITY NJ 07302
13F NOTICE 028-14431 000023131 801-54859 0001677044 OSAIC HOLDINGS, INC. N
Iryna Northrip Chief Compliance Officer - IA 901-3002-6885 Iryna Northrip Pheonix AZ 11-13-2023