0001677044-23-000016.txt : 20230512 0001677044-23-000016.hdr.sgml : 20230512 20230512160132 ACCESSION NUMBER: 0001677044-23-000016 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 EFFECTIVENESS DATE: 20230512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL ALLIANCE ASSOCIATES, INC. CENTRAL INDEX KEY: 0001043187 IRS NUMBER: 930987232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14431 FILM NUMBER: 23915438 BUSINESS ADDRESS: STREET 1: 10 EXCHANGE PLACE STREET 2: SUITE 1410 CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: 800-821-5100 MAIL ADDRESS: STREET 1: 10 EXCHANGE PLACE STREET 2: SUITE 1410 CITY: JERSEY CITY STATE: NJ ZIP: 07302 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL ALLIANCE ASSOCIATES INC DATE OF NAME CHANGE: 19970729 13F-NT 1 primary_doc.xml X0202 13F-NT LIVE false true false 0001043187 XXXXXXXX 03-31-2023 03-31-2023 ROYAL ALLIANCE ASSOCIATES, INC.

10 EXCHANGE PLACE SUITE 1410 JERSEY CITY NJ 07302

13F NOTICE 028-14431 000023131 801-54859 0001677044 028-20288 ADVISOR GROUP HOLDINGS, INC. N IRYNA NORTHRIP 913-231-3143 Iryna Northrip Phoenix AZ 05-12-2023