0001677044-23-000004.txt : 20230210 0001677044-23-000004.hdr.sgml : 20230210 20230210114125 ACCESSION NUMBER: 0001677044-23-000004 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230210 DATE AS OF CHANGE: 20230210 EFFECTIVENESS DATE: 20230210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL ALLIANCE ASSOCIATES, INC. CENTRAL INDEX KEY: 0001043187 IRS NUMBER: 930987232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14431 FILM NUMBER: 23609585 BUSINESS ADDRESS: STREET 1: 10 EXCHANGE PLACE STREET 2: SUITE 1410 CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: 800-821-5100 MAIL ADDRESS: STREET 1: 10 EXCHANGE PLACE STREET 2: SUITE 1410 CITY: JERSEY CITY STATE: NJ ZIP: 07302 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL ALLIANCE ASSOCIATES INC DATE OF NAME CHANGE: 19970729 13F-NT 1 primary_doc.xml X0202 13F-NT LIVE false true false 0001043187 XXXXXXXX 12-31-2022 12-31-2022 ROYAL ALLIANCE ASSOCIATES, INC.

10 EXCHANGE PLACE SUITE 1410 JERSEY CITY NJ 07302

13F NOTICE 028-14431 000023131 801-54859 028-20288 Advisor Group Holdings, Inc. N IRYNA NORTHRIP 913-231-3143 Iryna Northrip Phoenix AZ 02-10-2023