0001677044-21-000039.txt : 20211105 0001677044-21-000039.hdr.sgml : 20211105 20211105132928 ACCESSION NUMBER: 0001677044-21-000039 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211105 EFFECTIVENESS DATE: 20211105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROYAL ALLIANCE ASSOCIATES, INC. CENTRAL INDEX KEY: 0001043187 IRS NUMBER: 930987232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14431 FILM NUMBER: 211383624 BUSINESS ADDRESS: STREET 1: 10 EXCHANGE PLACE STREET 2: SUITE 1410 CITY: JERSEY CITY STATE: NJ ZIP: 07302 BUSINESS PHONE: 800-821-5100 MAIL ADDRESS: STREET 1: 10 EXCHANGE PLACE STREET 2: SUITE 1410 CITY: JERSEY CITY STATE: NJ ZIP: 07302 FORMER COMPANY: FORMER CONFORMED NAME: ROYAL ALLIANCE ASSOCIATES INC DATE OF NAME CHANGE: 19970729 13F-NT 1 primary_doc.xml 13F-NT LIVE false true false 0001043187 XXXXXXXX 09-30-2021 09-30-2021 ROYAL ALLIANCE ASSOCIATES, INC.

10 EXCHANGE PLACE SUITE 1410 JERSEY CITY NJ 07302

13F NOTICE 028-14431 0001677044 028-20288 ADVISOR GROUP HOLDINGS, INC. N Dagmara Frankowska 212-551-5909 Dagmara Frankowska Jersey City NJ 11-05-2021