0001677044-20-000025.txt : 20200814
0001677044-20-000025.hdr.sgml : 20200814
20200814091939
ACCESSION NUMBER: 0001677044-20-000025
CONFORMED SUBMISSION TYPE: 13F-NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200814
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROYAL ALLIANCE ASSOCIATES, INC.
CENTRAL INDEX KEY: 0001043187
IRS NUMBER: 930987232
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-NT
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14431
FILM NUMBER: 201101772
BUSINESS ADDRESS:
STREET 1: 10 EXCHANGE PLACE
STREET 2: SUITE 1410
CITY: JERSEY CITY
STATE: NJ
ZIP: 07302
BUSINESS PHONE: 800-821-5100
MAIL ADDRESS:
STREET 1: 10 EXCHANGE PLACE
STREET 2: SUITE 1410
CITY: JERSEY CITY
STATE: NJ
ZIP: 07302
FORMER COMPANY:
FORMER CONFORMED NAME: ROYAL ALLIANCE ASSOCIATES INC
DATE OF NAME CHANGE: 19970729
13F-NT
1
primary_doc.xml
13F-NT
LIVE
false
true
false
0001043187
XXXXXXXX
06-30-2020
06-30-2020
ROYAL ALLIANCE ASSOCIATES, INC.
10 EXCHANGE PLACE
SUITE 1410
JERSEY CITY
NJ
07302
13F NOTICE
028-14431
0001677044
028-20288
ADVISOR GROUP HOLDINGS, INC.
N
Robert J Guldner
Chief Compliance Officer
9179453213
Robert J Guldner
Jersey City
NJ
08-14-2020