0001181431-15-005145.txt : 20150325 0001181431-15-005145.hdr.sgml : 20150325 20150325154407 ACCESSION NUMBER: 0001181431-15-005145 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150313 FILED AS OF DATE: 20150325 DATE AS OF CHANGE: 20150325 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Electric Technologies Inc CENTRAL INDEX KEY: 0001043186 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 593410234 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6410 LONG DRIVE CITY: HOUSTON STATE: TX ZIP: 77087 BUSINESS PHONE: 713-644-8182 MAIL ADDRESS: STREET 1: 6410 LONG DRIVE CITY: HOUSTON STATE: TX ZIP: 77087 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN ACCESS TECHNOLOGIES INC DATE OF NAME CHANGE: 19971117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller William Charles CENTRAL INDEX KEY: 0001620986 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24575 FILM NUMBER: 15724621 MAIL ADDRESS: STREET 1: 102 SENECA PLACE CITY: MARS STATE: PA ZIP: 16046 4/A 1 rrd423920.xml FORM 4A X0306 4/A 2015-03-13 2015-03-18 0 0001043186 American Electric Technologies Inc AETI 0001620986 Miller William Charles 1250 WOOD BRANCH PARK DRIVE SUITE 600 HOUSTON TX 77079 0 1 0 0 Chief Operating Officer Common Stock 2015-03-13 4 M 0 820 A 5820 D Common Stock 2015-03-13 4 F 0 268 3.44 D 5552 D Restricted Stock Units dated September 1, 2014 2015-03-13 4 M 0 820 D Common Stock 820 2459 D 3,279 stock units granted in 2014 vested on the transaction date based on achievement of 2014 performance criteria and 2,146 vested resticted stock units were cancelled. 820 of the vested restricted stock units converted to common stock on a one-to-one basis on transaction date. One third of the the remaining resticted stock units convert to common stock on a one-to-one basis annually on March 13, 2016, 2017, and 2018 subject to continuing employment requirements. Shares withheld for payment of taxes upon vesting of resticted stock units. The shares were not sold. /s/ Charles M. Dauber, as attorney-in-fact for William C. Miller 2015-03-18