0001477932-21-000361.txt : 20210122 0001477932-21-000361.hdr.sgml : 20210122 20210122103834 ACCESSION NUMBER: 0001477932-21-000361 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20210122 DATE AS OF CHANGE: 20210122 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SENIOR LIVING CORP CENTRAL INDEX KEY: 0001043000 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 752678809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-53101 FILM NUMBER: 21544339 BUSINESS ADDRESS: STREET 1: 14160 DALLAS PARKWAY STREET 2: SUITE 300 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 9727705600 MAIL ADDRESS: STREET 1: 14160 DALLAS PARKWAY STREET 2: SUITE 300 CITY: DALLAS STATE: TX ZIP: 75254 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Clayton Partners LLC CENTRAL INDEX KEY: 0001550509 IRS NUMBER: 331060884 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 575 MARKET ST. STREET 2: SUITE 1825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-296-5070 MAIL ADDRESS: STREET 1: 575 MARKET ST. STREET 2: SUITE 1825 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 SC 13G 1 capital_sc13g.htm SC 13G capital_sc13g.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G 

(Rule 13d-102)

 

Information Statement Pursuant to Rules 13d-1 and 13d-2

Under the Securities Exchange Act of 1934

(Amendment No. )*

 

 

Capital Senior Living Corporation

 

(Name of Issuer)

 

 

Common Stock

 

(Title of Class of Securities)

 

 

140475203

 

(CUSIP Number)

 

 

January 21, 2021

 

Date of Event Which Requires Filing of the Statement

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

  

Rule 13d-1(b)

 

Rule 13d-1(c)

 

Rule 13d-1(d)

  

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

  

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

   

 
 

 

 

140475203

13G

Page 2 of 6 Pages

 

1

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

CLAYTON PARTNERS LLC

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a)  o  

(b)  o

3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

   

DELAWARE

   

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY EACH REPORTING

PERSON WITH

5

SOLE VOTING POWER

 

118,500

6

SHARED VOTING POWER

 

0

7

SOLE DISPOSITIVE POWER

 

118,500

8

SHARED DISPOSITIVE POWER

 

0

    

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

  

118,500

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

  

o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

   

5.68%

12

TYPE OF REPORTING PERSON

  

IA

 

 
 

 

  

140475203

13G

Page 3 of 6 Pages

 

Item 1(a)

Name of Issuer

 

Capital Senior Living Corporation

 

 

Item 1(b)

Address of Issuer’s Principal Executive Offices

 

14160 Dallas Parkway, Suite 300, Dallas, Texas 75254

 

 

Item 2(a)

Name of Person Filing

 

CLAYTON PARTNERS LLC

 

 

Item 2(b)

Address of Principal Business Office

 

3160 COLLEGE AVENUE, SUITE 203

BERKELEY, CA 94705

 

 

Item 2(c)

Citizenship

 

DELAWARE

 

 

Item 2(d)

Title of Class of Securities

 

COMMON STOCK

 

 

Item 2(e)

CUSIP Number

 

140475203

 

 
 

 

 

140475203

13G

Page 4 of 6 Pages

 

Item 3

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

 

 

(a)

o

Broker or dealer registered under Section 15 of the Exchange Act;

 

 

 

 

 

(b)

o

Bank as defined in Section 3(a)(6) of the Exchange Act;

 

 

 

 

 

(c)

o

Insurance company as defined in Section 3(a)(19) of the Exchange Act;

 

 

 

 

 

(d)

o

Investment company registered under Section 8 of the Investment Company Act;

 

 

 

 

 

(e)

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

 

 

 

 

(f)

o

An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

 

 

 

 

(g)

o

A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 

 

 

 

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

 

 

 

 

 

(i)

o

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

 

 

 

 

 

(j)

o

Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

 

 

 

 

If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution:

 

Item 4

Ownership

 

 

 

 

 

 

A.

 

 

 

 

 

 

 

(a)

118,500 Shares

 

 

 

 

 

 

(b)

5.68%

 

 

 

 

 

 

(c)

Number of shares as to which such person has:

 

 

 

 

 

 

 

(i)

sole power to vote or to direct the vote: 118,500 Shares

 

 

 

 

 

 

 

 

(ii)

shared power to vote or to direct the vote: 0

 

 

 

 

 

 

 

 

(iii)

sole power to dispose or to direct the disposition of: 118,500 Shares

 

 

 

 

 

 

 

 

(iv)

shared power to dispose or to direct the disposition of: 0

 

 
 

 

 

140475203

13G

Page 5 of 6 Pages

 

Item 5

Ownership of Five Percent or Less of a Class

 

 

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☐

 

 

Item 6

Ownership of More than Five Percent on Behalf of Another Person

 

 

Item 7

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company

 

 

Item 8

Identification and Classification of Members of the Group

 

 

Item 9

Notice of Dissolution of Group

 

 

Item 10

Certification

 

 

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 
 

 

  

140475203

13G

Page 6 of 6 Pages

 

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

 

Dated this 21st day of January, 2021.

By:

/s/ Alex C. Gates

 

Alex C. Gates

Chief Compliance Officer