-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eg2aokEdEUNSlE6IGQfDFkRgHcAv/JlO4mmFhdIf/YbWmP6zaIdRQnpmueTV/Oto L9+jh+ufz340Ss7yY2o6sQ== 0000899078-03-000545.txt : 20030926 0000899078-03-000545.hdr.sgml : 20030926 20030926115746 ACCESSION NUMBER: 0000899078-03-000545 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030922 FILED AS OF DATE: 20030926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL SENIOR LIVING CORP CENTRAL INDEX KEY: 0001043000 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 752678809 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14160 DALLAS PKWY STREET 2: STE 300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9727705600 MAIL ADDRESS: STREET 1: 14160 DALLAS PKWY STREET 2: STE 300 CITY: DALLAS STATE: TX ZIP: 75240 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STROUD JAMES A CENTRAL INDEX KEY: 0001055469 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13445 FILM NUMBER: 03911540 BUSINESS ADDRESS: STREET 1: 14160 DALLAS PKWY STREET 2: STE 300 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2148554305 MAIL ADDRESS: STREET 1: 14160 DALLAS PKWY STREET 2: STE 300 CITY: DALLAS STATE: TX ZIP: 75240 4 1 sept42003-f4_ex.xml X0201 4 2003-09-22 0 0001043000 CAPITAL SENIOR LIVING CORP CSU 0001055469 STROUD JAMES A 14160 DALLAS PKWY STE 300 DALLAS TX 75240 1 1 1 0 CHAIRMAN AND SECRETARY COMMON STOCK 2003-09-22 4 S 0 90 4.68 D 10 I As custodian for son COMMON STOCK 1934925 I Senior Living Trust COMMON STOCK 2900000 I Autumnwood Ltd. COMMON STOCK 102815 I James A. Stroud Foundation COMMON STOCK 55000 D Held as custodian for son. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. The September 22, 2003 sale in combination with a portion of the reporting person's earlier-reported September 4, 2003 purchase may constitute an unintentional technical breach of the short-swing profit rules under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Although the sale and purchase were executed by the minor son of the reporting person without the reporting person's knowledge, the reporting person has voluntarily elected to disgorge any profit from such sale and purchase pursuant to Section 16(b) of the Exchange Act. /s/ James A. Stroud 2003-09-25 -----END PRIVACY-ENHANCED MESSAGE-----