-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LX0l15lmjRmb+gNSZ2UL0Hl82+JxjQGBaEwVrC5l5MS64Son5CPNBNou2+FcJZAZ QwlxeIc51pR6dJzQ9iG/QA== 0001054903-06-000006.txt : 20061107 0001054903-06-000006.hdr.sgml : 20061107 20061107174605 ACCESSION NUMBER: 0001054903-06-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061106 FILED AS OF DATE: 20061107 DATE AS OF CHANGE: 20061107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DRIL-QUIP INC CENTRAL INDEX KEY: 0001042893 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 742162088 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13550 HEMPSTEAD HIGHWAY CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139397711 MAIL ADDRESS: STREET 1: 180 EAST FIFTH STREET CITY: HOUSTON STATE: TX ZIP: 77040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH GARY D CENTRAL INDEX KEY: 0001054903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13439 FILM NUMBER: 061195018 BUSINESS ADDRESS: STREET 1: 13550 HEMPSTEAD HIGHWAY CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7139397711 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-06 0001042893 DRIL-QUIP INC DRQ 0001054903 SMITH GARY D 13550 HEMPSTEAD HIGHWAY HOUSTON TX 77040 1 1 1 0 Co-Chairman of the Board Common Stock 2006-11-06 4 M 0 19200 7.48 A 20310 D Common Stock 2006-11-06 4 S 0 6500 40.00 D 13810 D Common Stock 2006-11-06 4 S 0 300 40.01 D 13510 D Common Stock 2006-11-06 4 S 0 600 40.02 D 12910 D Common Stock 2006-11-06 4 S 0 300 40.03 D 12610 D Common Stock 2006-11-06 4 S 0 700 40.04 D 11910 D Common Stock 2006-11-06 4 S 0 800 40.05 D 11110 D Common Stock 2006-11-06 4 S 0 300 40.06 D 10810 D Common Stock 2006-11-06 4 S 0 100 40.07 D 10710 D Common Stock 2006-11-06 4 S 0 300 40.08 D 10410 D Common Stock 2006-11-06 4 S 0 100 40.09 D 10310 D Common Stock 2006-11-06 4 S 0 300 40.15 D 10010 D Common Stock 2006-11-06 4 S 0 200 40.16 D 9810 D Common Stock 2006-11-06 4 S 0 200 40.18 D 9610 D Common Stock 2006-11-06 4 S 0 1600 40.21 D 8010 D Common Stock 2006-11-06 4 S 0 1600 40.22 D 6410 D Common Stock 2006-11-06 4 S 0 2000 40.23 D 4410 D Common Stock 2006-11-06 4 S 0 100 40.24 D 4310 D Common Stock 2006-11-06 4 S 0 3200 40.25 D 1110 D Common Stock 5614040 I See footnote Stock Option (right to buy) 7.48 2006-11-06 4 M 0 19200 0 D 2013-10-28 Common Stock 19200 0 D On October 5, 2006, the Common Stock of Dril-Quip, Inc. split 2-for-1, resulting in 555 additional shares of common stock held directly by the reporting person. On October 5, 2006, the Common Stock of Dril-Quip, Inc. split 2-for-1, resulting in 2,807,020 additional shares of common stock held indirectly by the reporting person. The shares of Common Stock are owned directly by Four Smiths' Company, Ltd., and indirectly by Gary D. Smith as co-managing general partner of Four Smiths' Company, Ltd. Mr. Smith disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The stock options were previously reported as covering 9,600 shares at an exercise price of $14.95 per share, but were adjusted to reflect the stock split that occurred on October 5, 2006. The stock options become exercisable in increments on the first, second, third and fourth anniversaries of the grant. The grant date was October 28, 2003. /s/ Gary D. Smith 2006-11-07 -----END PRIVACY-ENHANCED MESSAGE-----