Unassociated Document

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KjutpWoBqbpBmVBLvMOzyXuLlALf/QoNL6U0Hax7takuTd5X9ygQQS4eWoG6WdaI zzA3vmDspmH2zS3pK0mDEQ== 0001140361-07-014976.txt : 20070731 0001140361-07-014976.hdr.sgml : 20070731 20070731171931 ACCESSION NUMBER: 0001140361-07-014976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070727 FILED AS OF DATE: 20070731 DATE AS OF CHANGE: 20070731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY ONE, INC. CENTRAL INDEX KEY: 0001042810 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 521794271 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 BUSINESS PHONE: 305-947-1664 MAIL ADDRESS: STREET 1: 1600 N E MIAMI GARDENS DRIVE CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY ONE INC DATE OF NAME CHANGE: 19970723 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATZMAN CHAIM CENTRAL INDEX KEY: 0001079522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13499 FILM NUMBER: 071013546 BUSINESS ADDRESS: STREET 1: 1696 NE MIANI GARDEN DR CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33179 BUSINESS PHONE: 3039471664 4 1 doc1.xml FORM 4 X0202 4 2007-07-27 0 0001042810 EQUITY ONE, INC. EQY 0001079522 KATZMAN CHAIM 1600 NE MIAMI GARDENS DRIVE NORTH MIAMI BEACH FL 33179 1 1 1 0 Chairman Common Stock par value $0.01 2007-07-27 4 P 0 2000 23.08 A 32457468 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 1200 23.10 A 32458668 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 9805 23.11 A 32468473 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 2600 23.14 A 32471073 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 2200 23.15 A 32473273 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 2800 23.16 A 32476073 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 300 23.17 A 32476373 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 1300 23.18 A 32477673 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 1500 23.19 A 32479173 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 400 23.20 A 32479573 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 1100 23.21 A 32480673 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 25900 23.22 A 32506573 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 700 23.23 A 32507273 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 10195 23.24 A 32517468 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 1000 23.25 A 32518468 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 1400 23.26 A 32519868 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 4000 23.27 A 32523868 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 300 23.41 A 32524168 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 600 23.42 A 32524768 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 900 23.43 A 32525668 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 1500 23.44 A 32527168 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 2500 23.45 A 32529668 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 700 23.46 A 32530368 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 300 23.47 A 32530668 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 800 23.48 A 32531468 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 2000 23.49 A 32533468 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 1400 23.50 A 32534868 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 300 23.51 A 32535168 I Indirect Common Stock par value $0.01 2007-07-27 4 P 0 700 23.54 A 32535868 I Indirect Common Stock (Option to buy) 17.17 2005-12-31 2014-01-02 Common Stock 80000 80000 D Common Stock (Option to buy) 17.17 2006-12-31 2014-01-02 Common Stock 170000 170000 D Common Stock (Option to buy) 24.12 2016-09-25 Common Stock 437317 437317 D The form reflects trades totaling 80,400 shares of common stock which are part of multiple trades totaling 95,900 in the aggregate all occuring on the same day. The balance of the transactions are reported on a seperate Form 4. See Exhibit A, item 1. See Exhibit A, item 2. The option vests in four equal imstallments beginning December 31, 2007. Chaim Katzman 2007-07-31 EX-99.1 2 misc1.htm MISCELLEANOUS EXHIBITS Unassociated Document

Exhibit A:

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Item 1.

Represents shares purchased by Gazit (1995), Inc. (“Gazit 1995”) pursuant to a Rule 10b5-1 trading plan adopted in May 2007. Gazit 1995 is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act of 1934, as amended (the “Exchange Act”). Gazit 1995 is wholly-owned subsidiary of MGN (USA) Inc. (“MGN (USA)”), a wholly-owned subsidiary of Gazit-Globe, Ltd. (“Gazit-Globe”). Mr. Katzman is the Chairman of the Board of Gazit-Globe.

Item 2.

The securities reported as beneficially owned by Mr. Katzman include:

(a)

1,263,197 shares held of record by Gazit-Globe, which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.

(b)

5,668,207 shares held of record by Ficus, Inc. (“Ficus”), which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. Ficus is also a wholly-owned subsidiary of First Capital Realty Inc. (“First Capital”), an Ontario corporation, and is indirectly controlled by Gazit-Globe. Mr. Katzman is the President of Ficus and Chairman of the Board of First Capital and Gazit-Globe.

(c)

8,315,363 shares held of record by Silver Maple (2001), Inc. (“Silver Maple”), which is a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act. Silver Maple is also a wholly-owned subsidiary of First Capital and is indirectly controlled by Gazit-Globe. Mr. Katzman is the President of Silver Maple and Ficus and Chairman of the Board of First Capital and Gazit-Globe.

(d)

6,118,645 shares held of record by MGN (USA), a wholly-owned subsidiary of Gazit-Globe and a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.

(e)

5,283,829 shares held of record by MGN America, Inc., a wholly-owned subsidiary of MGN (USA) and a member of a “group” with Mr. Katzman for purposes of Section 13(d) of the Exchange Act.

(f)

5,147,124 shares of record held by Gazit 1995 (including the 80,400 shares reported herein).

(g)

54,635 shares held of record by Mr. Katzman’s wife directly and as custodian for their daughters.

(h)

684,868 other shares held directly and indirectly by Mr. Katzman.

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