-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JjFCZxydfLrWwRjCQn3BFL+CS7s6cHTS3G4Na5wY/+RN/dnaipETyx8lTojfXUMx /ZofhH0vb5hHwGPNHfvg2Q== 0000912057-01-005098.txt : 20010214 0000912057-01-005098.hdr.sgml : 20010214 ACCESSION NUMBER: 0000912057-01-005098 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOT HILL SYSTEMS CORP CENTRAL INDEX KEY: 0001042783 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 133460176 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-52895 FILM NUMBER: 1538167 BUSINESS ADDRESS: STREET 1: 6305 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 BUSINESS PHONE: 2129894455 MAIL ADDRESS: STREET 1: 6305 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 FORMER COMPANY: FORMER CONFORMED NAME: BOX HILL SYSTEMS CORP DATE OF NAME CHANGE: 19970722 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LAMBERT JAMES CENTRAL INDEX KEY: 0001078480 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6305 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 BUSINESS PHONE: 7609315500 SC 13G/A 1 a2037689zsc13ga.txt SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------------ OMB APPROVAL ------------------------------------ OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response......... 14.90 ------------------------------------ SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _1__)* DOT HILL SYSTEMS CORP. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 25848T109 - -------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2000 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. - -------------------------- 13G ---------------------- CUSIP NO. 25848T109 PAGE 2 OF 5 PAGES - -------------------------- ----------------------
---------- ------------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) JAMES L. LAMBERT No.: ---------- ------------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) ---------- ------------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY ---------- ------------------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA ----------------------------- ----- ----------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 17,332 (1) BENEFICIALLY ------------------------------------------------------------------------------------------------------ OWNED BY 6 SHARED VOTING POWER EACH 1,407,072 REPORTING ------------------------------------------------------------------------------------------------------ PERSON 7 SOLE DISPOSITIVE POWER WITH: 17,332 (1) ------------------------------------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 1,407,072 ---------- ------------------------------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,425,910 (1) ---------- ------------------------------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ---------- ------------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.7% ---------- ------------------------------------------------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IN (INDIVIDUAL) ---------- ------------------------------------------------------------------------------------------------------------------------
(1) Includes 16,000 shares issuable to Reporting Person upon exercise of options to purchase common stock within 60 days of December 31, 2000. *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP NO. 25848T109 PAGE 3 OF 5 - --------------------------------------------------------------------------------
ITEM 1. (a) Name of Issuer: DOT HILL SYSTEMS CORP. (b) Address of Issuer's Principal Executive Offices: 6305 EL CAMINO REAL CARLSBAD, CA 92009-1606 ITEM 2. (a) Name of Person Filing: JAMES L. LAMBERT (b) Address of Principal Business Office or, if none, Residence: 6305 EL CAMINO REAL CARLSBAD, CA 92009-1606 (c) Citizenship UNITED STATES OF AMERICA (d) Title of Class of Securities: COMMON STOCK, $.01 PAR VALUE PER SHARE (e) CUSIP Number: 25848T109 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b), OR 240.13d-2(b) OR (c), CHECK WHETHER THE PErSON FILING IS A: NOT APPLICABLE ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 1,425,910 (b) Percent of Class: 5.7% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 17,332 (ii) Shared power to vote or to direct the vote: 1,407,072 (iii) Sole power to dispose or to direct the disposition of: 17,332 (iv) Shared power to dispose or to direct the disposition of: 1,407,072
CUSIP NO. 25848T109 PAGE 4 OF 5 - -------------------------------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS NOT APPLICABLE ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE ITEM 9. NOTICE OF DISSOLUTION OF A GROUP NOT APPLICABLE ****************Insert more Items 1 thru 9 if more than one person/organization. CUSIP NO. 25848T109 PAGE 5 OF 5 - -------------------------------------------------------------------------------- ITEM 10. CERTIFICATION NOT APPLICABLE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/14/01 ---------------------------------------- Date /s/ JAMES L. LAMBERT ---------------------------------------- Signature James L. Lambert ---------------------------------------- Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. NOTE: Schedules filed in paper format shall include a SIGNED ORIGINAL AND FIVE COPIES of the schedule, including exhibits. See Section 240.13d-7 for other parties for whom copies are to be sent. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----