-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AN++xmm76PdYkM6WUntilc6k0GTGqyEXRTUIF6JxCw/M02wWH8GbGjtGaKlZgmfU wSvoLlLK5Z7D+FkdVov+8w== 0000921895-08-001059.txt : 20080409 0000921895-08-001059.hdr.sgml : 20080409 20080409172031 ACCESSION NUMBER: 0000921895-08-001059 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080402 FILED AS OF DATE: 20080409 DATE AS OF CHANGE: 20080409 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rand Logistics, Inc. CENTRAL INDEX KEY: 0001294250 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 201195343 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 461 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-644-3450 MAIL ADDRESS: STREET 1: 461 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Rand Acquisition CORP DATE OF NAME CHANGE: 20040618 FORMER COMPANY: FORMER CONFORMED NAME: Grand Slam Acquisition CORP DATE OF NAME CHANGE: 20040617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOLOMON JEFFREY M CENTRAL INDEX KEY: 0001275922 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33345 FILM NUMBER: 08748317 MAIL ADDRESS: STREET 1: 666 THIRD AVENUE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAUSS THOMAS W CENTRAL INDEX KEY: 0001043935 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33345 FILM NUMBER: 08748318 BUSINESS ADDRESS: BUSINESS PHONE: 2128457909 MAIL ADDRESS: STREET 1: 666 THIRD AVE STREET 2: 26TH FL CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STARK MORGAN B CENTRAL INDEX KEY: 0001267535 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33345 FILM NUMBER: 08748319 BUSINESS ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128457909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHEN PETER A CENTRAL INDEX KEY: 0001042589 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33345 FILM NUMBER: 08748320 BUSINESS ADDRESS: BUSINESS PHONE: 2128457909 MAIL ADDRESS: STREET 1: 666 THIRD AVE STREET 2: 26TH FL CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: C4S & CO LLC CENTRAL INDEX KEY: 0001267474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33345 FILM NUMBER: 08748321 BUSINESS ADDRESS: STREET 1: 666 THIRD AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128457909 3 1 c4s69.xml X0202 3 2008-04-02 0 0001294250 Rand Logistics, Inc. RLOG 0001267474 C4S & CO LLC 599 LEXINGTON AVENUE 20TH FLOOR NEW YORK NY 10022 0 0 1 0 0001042589 COHEN PETER A C/O RAMIUS LLC 599 LEXINGTON AVE., 20TH FLOOR NEW YORK NY 10022 0 0 1 1 See Explanation of Responses 0001267535 STARK MORGAN B C/O RAMIUS LLC 599 LEXINGTON AVE., 20TH FLOOR NEW YORK NY 10022 0 0 1 1 See Explanation of Responses 0001043935 STRAUSS THOMAS W C/O RAMIUS LLC 599 LEXINGTON AVE., 20TH FLOOR NEW YORK NY 10022 0 0 1 1 See Explanation of Responses 0001275922 SOLOMON JEFFREY M C/O RAMIUS LLC 599 LEXINGTON AVE., 20TH FLOOR NEW YORK NY 10022 0 0 1 1 See Explanation of Responses Common Stock, $.0001 par value 1659150 I See Footnotes Warrants (right to buy) 5.0000 2006-03-03 2008-10-26 Common Stock, $.0001 par value 65415 I See Footnotes Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. RCG Crimson Partners, L.P. (Crimson), RCG Baldwin, L.P. (Baldwin), RCG Enterprise, Ltd. (Enterprise) and RCG PB, Ltd. (RCG PB) beneficially own 40,000, 572,075, 997,075 and 50,000 shares of Common Stock, respectively. As the general partner of Baldwin and the investment advisor of RCG PB, Ramius Advisors, LLC (Ramius Advisors) may be deemed to beneficially own the 572,075 and 50,000 shares of Common Stock owned by Baldwin and RCG PB, respectively. As the general partner of Crimson, the investment manager of Enterprise and the sole member of Ramius Advisors, Ramius LLC (Ramius) may be deemed to beneficially own the 40,000, 997,075 and 622,075 shares of Common Stock owned by Crimson, Enterprise and Ramius Advisors, respectively. (continuation of previous footnote) As the managing member of Ramius, C4S & Co., L.L.C. (C4S) may be deemed to beneficially own the 1,659,150 shares of Common Stock owned in the aggregate by Ramius. As the managing members of C4S each of Peter A. Cohen, Morgan B. Stark, Jeffrey M. Solomon and Thomas W. Strauss may be deemed to beneficially own the 1,659,150 shares of Common Stock owned in the aggregate by C4S. Enterprise beneficially owns 65,415 warrants convertible into Common Stock at a ratio of one warrant for one share of Common Stock (the Warrants). As the investment manager of Enterprise, Ramius may be deemed to beneficially own the 65,415 Warrants owned by Enterprise. (continuation of previous footnote) As the managing member of Ramius, C4S may be deemed to beneficially own the 65,415 Warrants owned by Enterprise. As the managing members of C4S each of Messrs. Cohen, Stark, Solomon and Strauss may be deemed to beneficially own the 65,415 Warrants owned by Enterprise. Each Reporting Person disclaims beneficial ownership of the Warrants except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of the Warrants for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. By: C4S & Co., L.L.C., By: /s/ Owen S. Littman, as Attorney in Fact for Jeffrey M. Solomon, as Managing Member 2008-04-09 By: /s/ Owen S. Littman, as Attorney in Fact for Peter A. Cohen 2008-04-09 By: /s/ Owen S. Littman, as Attorney in Fact for Morgan B. Stark 2008-04-09 By: /s/ Owen S. Littman, as Attorney in Fact for Thomas W. Strauss 2008-04-09 By: /s/ Owen S. Littman, as Attorney in Fact for Jeffrey M. Solomon 2008-04-09 -----END PRIVACY-ENHANCED MESSAGE-----