-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MKtscaLcZ1/05lJ4UuOMfPZb7hHI6B979g6rzBfDmsw2l6IjOxGObjRRKi3pK5rS JKgY83s22uK7BLlDjgn2Ag== 0001179110-03-005199.txt : 20030808 0001179110-03-005199.hdr.sgml : 20030808 20030808151225 ACCESSION NUMBER: 0001179110-03-005199 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030613 FILED AS OF DATE: 20030808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUNT RONALD CENTRAL INDEX KEY: 0001247851 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22891 FILM NUMBER: 03831604 MAIL ADDRESS: STREET 1: C/O CREDIT SUISSE 1ST BOSTON PRV EQY STREET 2: 11 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORIXA CORP CENTRAL INDEX KEY: 0001042561 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 911654387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1124 COLUMBIA STREET SUIE 200 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 2066675711 MAIL ADDRESS: STREET 1: 1124 COLUMBIA STREET SUTIE200 CITY: SEATTLE STATE: WA ZIP: 98104 4/A 1 edgar.xml FORM 4/A - X0201 4/A 2003-06-13 2003-06-13 0 0001042561 CORIXA CORP CRXA 0001247851 HUNT RONALD CREDIT SUISSE FIRST BOSTON ELEVEN MADISON AVENUE NEW YORK NY 10010 1 0 0 0 Common Stock 2003-06-13 4 P 0 3719085 8.04 A 6038397 I See footnotes This Form 4 is being amended to reflect the ownership of certain shares held by Credit Suisse First Boston (the "Bank"), a Swiss bank and by James Niedel, M.D., Ph.D ("Dr. Niedel"), a consultant to and not an employee of Credit Suisse First Boston, Inc. ("CSFBI"). The amendment relates only to footnotes 3 and 9, which are replaced in their entirety as follows, and this Form 4 is otherwise restated in its entirety. Footnote three is amended in its entirety to state: "Includes 162,803 shares of Common Stock held of record by Plan Investors, 13,893 shares of Common Stock held of record by Sprout Entrepreneurs, 3,525,364 shares of Common Stock held of record by Sprout IX and 7,727 shares of Common Stock held of record by DLJCC. Also includes 9,298 shares of Common Stock held of record by Dr. Niedel. Mr. Hunt expressly disclaims beneficial ownership of each of these securities except to the extent of his pecuniary interest therein." Footnote nine is amended in its entirety to state as follows: "Includes shares of Common Stock issuable upon exercise of warrants held of record ("Warrant Shares") by the following: 29,305 Warrant Shares by Plan Investors, 2,500 Warrant Shares held by Sprout Entrepreneurs, 634,584 Warrant Shares held by Sprout IX, 1,391 Warrant Shares held by DLJCC, and 1,655 Warrant Shares held by Dr. Niedel. Also includes 1,630,790 shares of Common Stock issuable upon conversion of the Notes purchased by the Purchasing Entities, 4087 shares of Common Stock issuable upon conversion of the Notes purchased by Dr. Niedel, and a non qualified stock option to purchase up to 15,000 shares of Common Stock ("Option") granted to Mr. Hunt in connection with his appointment as a director of Corixa Corporation. Mr. Hunt expressly disclaims beneficial ownership of each of these securities except to the extent of his pecuniary interest therein". Ronald M. Hunt 2003-08-08 -----END PRIVACY-ENHANCED MESSAGE-----