0001042537-23-000005.txt : 20230515
0001042537-23-000005.hdr.sgml : 20230515
20230515103546
ACCESSION NUMBER: 0001042537-23-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
EFFECTIVENESS DATE: 20230515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LITTLEJOHN & CO LLC
CENTRAL INDEX KEY: 0001042537
IRS NUMBER: 263847943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-21199
FILM NUMBER: 23919476
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DR
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2035523532
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DR
STREET 2: SUITE 303
CITY: GREENWICH
STATE: CT
ZIP: 06830
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0001042537
XXXXXXXX
03-31-2023
03-31-2023
LITTLEJOHN & CO LLC
8 SOUND SHORE DR
SUITE 303
GREENWICH
CT
06830
13F HOLDINGS REPORT
028-21199
N
Kenneth Warren
CFO
2035523549
Kenneth E. Warren
Greenwich
CT
05-15-2023
0
61
167136187
false
INFORMATION TABLE
2
XBRL13FInfoTable55.xml
7GC & CO HOLDINGS INC
*W EXP 12/28/202
81786A115
1001
10000
SH
Call
SOLE
4100
0
5900
AEYE INC
*W EXP 09/30/202
008183113
858
16666
SH
Call
SOLE
6833
0
9833
ALGOMA STL GROUP INC
COM
015658107
19175109
2373157
SH
SOLE
2285815
0
87342
ALIGHT INC
COM CL A
01626W101
10715089
1163419
SH
SOLE
0
0
1163419
ALTITUDE ACQUISITION CORP
*W EXP 11/30/202
02156Y111
384
7500
SH
Call
SOLE
7500
0
0
ALVARIUM TIEDEMANN HLDNGS IN
*W EXP 01/03/202
02237A116
3732
3332
SH
Call
SOLE
3332
0
0
ALVOTECH SA
ORDINARY SHARES
L01800108
14607844
1132391
SH
SOLE
1132391
0
0
APPRECIATE HOLDINGS INC
*W EXP 11/29/202
03832J114
172
8332
SH
Call
SOLE
8332
0
0
ARES ACQUISITION CORPORATION
*W EXP 02/02/202
G33032122
13200
15000
SH
Call
SOLE
15000
0
0
ASSERTIO HOLDINGS INC
COM NEW
04546C205
629337
98797
SH
SOLE
4090
0
94707
ATENTO S A
SHS
L0427L204
589764
283404
SH
SOLE
91157
0
192247
ATLANTIC COASTAL ACQUISTN CO
*W EXP 03/02/202
048453112
702
16666
SH
Call
SOLE
16666
0
0
AUDACY INC
CL A
05070N103
165027
1225142
SH
SOLE
458273
0
766869
AVEANNA HEALTHCARE HLDGS INC
COM
05356F105
5970422
5740790
SH
SOLE
3472815
0
2267975
CBL & ASSOC PPTYS INC
COMMON STOCK
124830878
50084407
1953370
SH
SOLE
1953370
0
0
CF ACQUISITION CORP IV
*W EXP 12/31/202
12520T110
833
8332
SH
Call
SOLE
8332
0
0
CF ACQUISITION CORP VIII
*W EXP 03/31/202
12520C117
344
6249
SH
Call
SOLE
6249
0
0
CHURCHILL CAPITAL CORP V
*W EXP 10/29/202
17144T115
1167
6249
SH
Call
SOLE
6249
0
0
COMPOSECURE INC
*W EXP 12/27/202
20459V113
357000
300000
SH
Call
SOLE
300000
0
0
COMPUTE HEALTH ACQUISITIN CO
*W EXP 01/25/202
204833115
2500
6249
SH
Call
SOLE
6249
0
0
CONX CORP
*W EXP 10/30/202
212873111
2259
12500
SH
Call
SOLE
12500
0
0
CORNER GROWTH ACQUISITION CO
*W EXP 99/99/999
G2425N113
1418
16666
SH
Call
SOLE
16666
0
0
CROSS CTRY HEALTHCARE INC
COM
227483104
6383654
286006
SH
SOLE
108700
0
177306
EFFECTOR THERAPEUTICS INC
*W EXP 12/31/202
28202V116
2153
16666
SH
Call
SOLE
16666
0
0
FAST ACQUISITION CORP II
*W EXP 03/16/202
311874119
8531
18749
SH
Call
SOLE
18749
0
0
FATHOM DIGITAL MFG CORP
*W EXP 12/22/202
31189Y111
249
6249
SH
Call
SOLE
6249
0
0
FERROGLOBE PLC
SHS
G33856108
1060825
214742
SH
SOLE
0
0
214742
FORAFRIC GLOBAL PLC
*W EXP 06/09/202
X3R81D110
16748
25000
SH
Call
SOLE
25000
0
0
FOREST ROAD ACQUISITION COR
*W EXP 01/15/202
34619V111
5795
29192
SH
Call
SOLE
29192
0
0
FORUM MERGER IV CORP
*W EXP 03/15/202
349875112
17134
137074
SH
Call
SOLE
56200
0
80874
FOXO TECHNOLOGIES INC
*W EXP 08/01/202
351471115
803
25000
SH
Call
SOLE
25000
0
0
GLATFELTER CORPORATION
COM
377320106
2570052
805659
SH
SOLE
0
0
805659
GLATFELTER CORPORATION
Call
377320106
12500
500000
SH
Call
SOLE
500000
0
0
GMS INC
COM
36251C103
20297334
350619
SH
SOLE
129890
0
220729
GOLDEN ARROW MERGER CORP
*W EXP 07/31/202
380799114
827
16515
SH
Call
SOLE
16515
0
0
GOLDENBRIDGE ACQUISITION LTD
*W EXP 10/28/202
G3970D120
3363
38700
SH
Call
SOLE
38700
0
0
GOLDENBRIDGE ACQUISITION LTD
RIGHT 10/28/2025
G3970D138
17547
38700
SH
Call
SOLE
38700
0
0
INSMED INC
NOTE 0.750% 6/0
457669AB5
3109806
4000000
PRN
SOLE
1680000
0
2320000
ISHARES TR
Put
464287655
1004250
900000
SH
Put
SOLE
900000
0
0
ISHARES TR
Call
464287655
126000
300000
SH
Call
SOLE
300000
0
0
KORE GROUP HLDGS INC
*W EXP 09/30/202
50066V115
2167
16666
SH
Call
SOLE
16666
0
0
LUMIRADX LTD
*W EXP 09/28/202
G5709L117
1549
19634
SH
Call
SOLE
19634
0
0
MALLINCKRODT PLC
ORD SHS
G5890A102
1020563
139993
SH
SOLE
139993
0
0
NERDY INC
*W EXP 08/16/202
64081V117
3250
5000
SH
Call
SOLE
5000
0
0
NORTHERN STAR INVSTMNT CORP
*W EXP 01/31/202
66573W115
200
8000
SH
Call
SOLE
3280
0
4720
PAYONEER GLOBAL INC
*W EXP 06/25/202
70451X112
7266
6666
SH
Call
SOLE
6666
0
0
PEAR THERAPEUTICS INC
*W EXP 12/03/202
704723113
158
8332
SH
SOLE
8332
0
0
PONTEM CORPORATION
*W EXP 01/05/202
G71707122
2862
16666
SH
Call
SOLE
16666
0
0
PROSOMNUS INC
COMMON STOCK
50535E108
434998
83333
SH
SOLE
83333
0
0
PROSOMNUS INC
*W EXP 04/20/202
50535E116
91920
581771
SH
Call
SOLE
581771
0
0
ROSECLIFF ACQUISITION CORP I
*W EXP 02/11/202
77732R111
4124
45766
SH
Call
SOLE
45766
0
0
RUMBLE INC
*W EXP 09/16/202
78137L113
11450
5000
SH
Call
SOLE
5000
0
0
SATELLOGIC INC
*W EXP 01/25/202
G7823S119
1751
8332
SH
Call
SOLE
3416
0
4916
SELINA HOSPITALITY PLC
*W EXP 10/27/202
G8059B119
1500
16666
SH
Call
SOLE
6833
0
9833
SERITAGE GROWTH PPTYS
CL A
81752R100
6085871
773300
SH
SOLE
77290
0
696010
SPDR S&P 500 ETF TR
Call
78462F103
29500
100000
SH
Call
SOLE
100000
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
13826737
232695
SH
SOLE
41655
0
191040
UNITED STS OIL FD LP
UNITS
91232N207
8008013
120530
SH
SOLE
120530
0
0
WEJO GROUP LIMITED
*W EXP 11/18/202
G9525W117
1645
34496
SH
Call
SOLE
34496
0
0
WW INTL INC
Call
98262P101
615000
650000
SH
Call
SOLE
650000
0
0
WW INTL INC
COM
98262P101
25523
6195
SH
SOLE
6195
0
0