0001042537-23-000005.txt : 20230515 0001042537-23-000005.hdr.sgml : 20230515 20230515103546 ACCESSION NUMBER: 0001042537-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LITTLEJOHN & CO LLC CENTRAL INDEX KEY: 0001042537 IRS NUMBER: 263847943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21199 FILM NUMBER: 23919476 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 303 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2035523532 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 303 CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001042537 XXXXXXXX 03-31-2023 03-31-2023 LITTLEJOHN & CO LLC
8 SOUND SHORE DR SUITE 303 GREENWICH CT 06830
13F HOLDINGS REPORT 028-21199 N
Kenneth Warren CFO 2035523549 Kenneth E. Warren Greenwich CT 05-15-2023 0 61 167136187 false
INFORMATION TABLE 2 XBRL13FInfoTable55.xml 7GC & CO HOLDINGS INC *W EXP 12/28/202 81786A115 1001 10000 SH Call SOLE 4100 0 5900 AEYE INC *W EXP 09/30/202 008183113 858 16666 SH Call SOLE 6833 0 9833 ALGOMA STL GROUP INC COM 015658107 19175109 2373157 SH SOLE 2285815 0 87342 ALIGHT INC COM CL A 01626W101 10715089 1163419 SH SOLE 0 0 1163419 ALTITUDE ACQUISITION CORP *W EXP 11/30/202 02156Y111 384 7500 SH Call SOLE 7500 0 0 ALVARIUM TIEDEMANN HLDNGS IN *W EXP 01/03/202 02237A116 3732 3332 SH Call SOLE 3332 0 0 ALVOTECH SA ORDINARY SHARES L01800108 14607844 1132391 SH SOLE 1132391 0 0 APPRECIATE HOLDINGS INC *W EXP 11/29/202 03832J114 172 8332 SH Call SOLE 8332 0 0 ARES ACQUISITION CORPORATION *W EXP 02/02/202 G33032122 13200 15000 SH Call SOLE 15000 0 0 ASSERTIO HOLDINGS INC COM NEW 04546C205 629337 98797 SH SOLE 4090 0 94707 ATENTO S A SHS L0427L204 589764 283404 SH SOLE 91157 0 192247 ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 702 16666 SH Call SOLE 16666 0 0 AUDACY INC CL A 05070N103 165027 1225142 SH SOLE 458273 0 766869 AVEANNA HEALTHCARE HLDGS INC COM 05356F105 5970422 5740790 SH SOLE 3472815 0 2267975 CBL & ASSOC PPTYS INC COMMON STOCK 124830878 50084407 1953370 SH SOLE 1953370 0 0 CF ACQUISITION CORP IV *W EXP 12/31/202 12520T110 833 8332 SH Call SOLE 8332 0 0 CF ACQUISITION CORP VIII *W EXP 03/31/202 12520C117 344 6249 SH Call SOLE 6249 0 0 CHURCHILL CAPITAL CORP V *W EXP 10/29/202 17144T115 1167 6249 SH Call SOLE 6249 0 0 COMPOSECURE INC *W EXP 12/27/202 20459V113 357000 300000 SH Call SOLE 300000 0 0 COMPUTE HEALTH ACQUISITIN CO *W EXP 01/25/202 204833115 2500 6249 SH Call SOLE 6249 0 0 CONX CORP *W EXP 10/30/202 212873111 2259 12500 SH Call SOLE 12500 0 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 1418 16666 SH Call SOLE 16666 0 0 CROSS CTRY HEALTHCARE INC COM 227483104 6383654 286006 SH SOLE 108700 0 177306 EFFECTOR THERAPEUTICS INC *W EXP 12/31/202 28202V116 2153 16666 SH Call SOLE 16666 0 0 FAST ACQUISITION CORP II *W EXP 03/16/202 311874119 8531 18749 SH Call SOLE 18749 0 0 FATHOM DIGITAL MFG CORP *W EXP 12/22/202 31189Y111 249 6249 SH Call SOLE 6249 0 0 FERROGLOBE PLC SHS G33856108 1060825 214742 SH SOLE 0 0 214742 FORAFRIC GLOBAL PLC *W EXP 06/09/202 X3R81D110 16748 25000 SH Call SOLE 25000 0 0 FOREST ROAD ACQUISITION COR *W EXP 01/15/202 34619V111 5795 29192 SH Call SOLE 29192 0 0 FORUM MERGER IV CORP *W EXP 03/15/202 349875112 17134 137074 SH Call SOLE 56200 0 80874 FOXO TECHNOLOGIES INC *W EXP 08/01/202 351471115 803 25000 SH Call SOLE 25000 0 0 GLATFELTER CORPORATION COM 377320106 2570052 805659 SH SOLE 0 0 805659 GLATFELTER CORPORATION Call 377320106 12500 500000 SH Call SOLE 500000 0 0 GMS INC COM 36251C103 20297334 350619 SH SOLE 129890 0 220729 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 827 16515 SH Call SOLE 16515 0 0 GOLDENBRIDGE ACQUISITION LTD *W EXP 10/28/202 G3970D120 3363 38700 SH Call SOLE 38700 0 0 GOLDENBRIDGE ACQUISITION LTD RIGHT 10/28/2025 G3970D138 17547 38700 SH Call SOLE 38700 0 0 INSMED INC NOTE 0.750% 6/0 457669AB5 3109806 4000000 PRN SOLE 1680000 0 2320000 ISHARES TR Put 464287655 1004250 900000 SH Put SOLE 900000 0 0 ISHARES TR Call 464287655 126000 300000 SH Call SOLE 300000 0 0 KORE GROUP HLDGS INC *W EXP 09/30/202 50066V115 2167 16666 SH Call SOLE 16666 0 0 LUMIRADX LTD *W EXP 09/28/202 G5709L117 1549 19634 SH Call SOLE 19634 0 0 MALLINCKRODT PLC ORD SHS G5890A102 1020563 139993 SH SOLE 139993 0 0 NERDY INC *W EXP 08/16/202 64081V117 3250 5000 SH Call SOLE 5000 0 0 NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 66573W115 200 8000 SH Call SOLE 3280 0 4720 PAYONEER GLOBAL INC *W EXP 06/25/202 70451X112 7266 6666 SH Call SOLE 6666 0 0 PEAR THERAPEUTICS INC *W EXP 12/03/202 704723113 158 8332 SH SOLE 8332 0 0 PONTEM CORPORATION *W EXP 01/05/202 G71707122 2862 16666 SH Call SOLE 16666 0 0 PROSOMNUS INC COMMON STOCK 50535E108 434998 83333 SH SOLE 83333 0 0 PROSOMNUS INC *W EXP 04/20/202 50535E116 91920 581771 SH Call SOLE 581771 0 0 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 4124 45766 SH Call SOLE 45766 0 0 RUMBLE INC *W EXP 09/16/202 78137L113 11450 5000 SH Call SOLE 5000 0 0 SATELLOGIC INC *W EXP 01/25/202 G7823S119 1751 8332 SH Call SOLE 3416 0 4916 SELINA HOSPITALITY PLC *W EXP 10/27/202 G8059B119 1500 16666 SH Call SOLE 6833 0 9833 SERITAGE GROWTH PPTYS CL A 81752R100 6085871 773300 SH SOLE 77290 0 696010 SPDR S&P 500 ETF TR Call 78462F103 29500 100000 SH Call SOLE 100000 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 13826737 232695 SH SOLE 41655 0 191040 UNITED STS OIL FD LP UNITS 91232N207 8008013 120530 SH SOLE 120530 0 0 WEJO GROUP LIMITED *W EXP 11/18/202 G9525W117 1645 34496 SH Call SOLE 34496 0 0 WW INTL INC Call 98262P101 615000 650000 SH Call SOLE 650000 0 0 WW INTL INC COM 98262P101 25523 6195 SH SOLE 6195 0 0