General Counsel

0001042537-22-000005.txt : 20220808 0001042537-22-000005.hdr.sgml : 20220808 20220808100848 ACCESSION NUMBER: 0001042537-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 EFFECTIVENESS DATE: 20220808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LITTLEJOHN & CO LLC CENTRAL INDEX KEY: 0001042537 IRS NUMBER: 263847943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21199 FILM NUMBER: 221142998 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 303 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2035523532 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 303 CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001042537 XXXXXXXX 06-30-2022 06-30-2022 LITTLEJOHN & CO LLC

8 SOUND SHORE DR SUITE 303 GREENWICH CT 06830

13F HOLDINGS REPORT 028-21199 N Jacqueline Zucker General Counsel 203-5523-500 Jacqueline Zucker Pleasantville NY 08-08-2022 0 166 276653 false INFORMATION TABLE 2 XBRL13FInfoTable42.xml 13F HOLDINGS REPORT 2Q22 10X CAPITAL VENTURE ACQ III UNIT 99/99/9999 G87077122 251 25000 SH SOLE 0 0 25000 7GC & CO HOLDINGS INC *W EXP 12/23/202 81786A115 0 10000 SH Call SOLE 4100 0 5900 7GC & CO HOLDINGS INC COM CL A 81786A107 196 20000 SH SOLE 8200 0 11800 ADIENT PLC Call G0084W101 75 100000 SH Call SOLE 100000 0 0 AEYE INC *W EXP 09/30/202 008183113 5 16666 SH Call SOLE 6833 0 9833 ALGOMA STL GROUP INC COM 015658107 27465 3058454 SH SOLE 2735200 0 323254 ALIGHT INC COM CL A 01626W101 10807 1601011 SH SOLE 64460 0 1536551 ALTITUDE ACQUISITION CORP *W EXP 11/30/202 02156Y111 1 7500 SH Call SOLE 3075 0 4425 ALTUS POWER INC COM CL A 02217A102 158 25000 SH SOLE 10250 0 14750 ALTUS POWER INC *W EXP 12/09/202 02217A110 8 6249 SH Call SOLE 2562 0 3687 ARES ACQUISITION CORPORATION *W EXP 99/99/999 G33032122 3 15000 SH Call SOLE 6150 0 8850 ARES ACQUISITION CORPORATION COM CL A G33032106 737 75000 SH SOLE 30750 0 44250 ASSERTIO HOLDINGS INC COM NEW 04546C205 2790 945677 SH SOLE 493067 0 452610 ATENTO S A SHS L0427L204 3030 303348 SH SOLE 97572 0 205776 ATLANTIC COASTAL ACQUISTN CO CLASS A COM 048453104 489 50000 SH SOLE 20500 0 29500 ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 1 16666 SH Call SOLE 6833 0 9833 ATLAS CREST INVESTMENT CORP *W EXP 02/03/202 049287113 1 6249 SH Call SOLE 2562 0 3687 ATLAS CREST INVESTMENT CORP COM CL A 049287105 245 25000 SH SOLE 10250 0 14750 AUDACY INC CL A 05070N103 1349 1431620 SH SOLE 535508 0 896112 AVEANNA HEALTHCARE HLDGS INC COM 05356F105 8803 3895001 SH SOLE 3449902 0 445099 BIOTECH ACQUISITION COMPANY *W EXP 11/30/202 G1125A116 1 25000 SH Call SOLE 10250 0 14750 BIOTECH ACQUISITION COMPANY CL A SHS G1125A108 495 50000 SH SOLE 50000 0 0 BOA ACQUISITION CORP COM CL A 05601A109 490 50000 SH SOLE 20500 0 29500 BOA ACQUISITION CORP *W EXP 02/22/202 05601A117 3 16666 SH Call SOLE 6833 0 9833 BRIGHT LIGHTS ACQUISITION CO *W EXP 01/01/202 10920K119 2 25000 SH Call SOLE 10250 0 14750 BRIGHT LIGHTS ACQUISITION CO COM CL A 10920K101 492 50000 SH SOLE 20500 0 29500 BRIGHTSPIRE CAPITAL INC COM CL A 10949T109 5258 696421 SH SOLE 254943 0 441478 CARNEY TECHNOLOGY ACQU CORP CL A COMMON STK 143636108 247 25000 SH SOLE 10250 0 14750 CARNEY TECHNOLOGY ACQU CORP *W EXP 11/30/202 143636116 1 8332 SH Call SOLE 3416 0 4916 CARTESIAN GROWTH CORP CL A SHS G19276107 98 10000 SH SOLE 4100 0 5900 CARTESIAN GROWTH CORP *W EXP 02/26/202 G19276115 2 3332 SH Call SOLE 1366 0 1966 CBL & ASSOC PPTYS INC COMMON STOCK 124830878 65158 2773872 SH SOLE 2619195 0 154677 CF ACQUISITION CORP IV *W EXP 12/31/202 12520T110 1 8332 SH Call SOLE 3416 0 4916 CF ACQUISITION CORP IV COM CL A 12520T102 246 25000 SH SOLE 10250 0 14750 CF ACQUISITION CORP VI *W EXP 02/18/202 12521J111 7 5000 SH Call SOLE 2050 0 2950 CF ACQUISITION CORP VIII *W EXP 03/31/202 12520C117 1 6249 SH Call SOLE 2562 0 3687 CHURCHILL CAPITAL CORP V *W EXP 10/29/202 17144T115 2 6249 SH Call SOLE 2562 0 3687 COMPOSECURE INC *W EXP 12/27/202 20459V113 219 300000 SH Call SOLE 300000 0 0 COMPUTE HEALTH ACQUISITIN CO COM CL A 204833107 245 25000 SH SOLE 10250 0 14750 COMPUTE HEALTH ACQUISITIN CO *W EXP 01/25/202 204833115 1 6249 SH Call SOLE 2562 0 3687 CONCORD ACQUISITION CORP *W EXP 11/28/202 206071110 16 15000 SH Call SOLE 6150 0 8850 CONX CORP COM CL A 212873103 494 50000 SH SOLE 20500 0 29500 CONX CORP *W EXP 10/30/202 212873111 2 12500 SH Call SOLE 5125 0 7375 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 1 16666 SH Call SOLE 6833 0 9833 CORNER GROWTH ACQUISITION CO CL A SHS G2425N105 493 50000 SH SOLE 20500 0 29500 CROSS CTRY HEALTHCARE INC Call 227483104 78 100000 SH Call SOLE 100000 0 0 CUMULUS MEDIA INC COM CL A 231082801 4512 583688 SH SOLE 583688 0 0 DEEP LAKE CAPITAL ACQUSTN CO CL A SHS G27029100 246 25000 SH SOLE 10250 0 14750 DEEP LAKE CAPITAL ACQUSTN CO *W EXP 01/04/202 G27029118 1 12500 SH Call SOLE 5125 0 7375 DELWINDS INS ACQUISITION COR *W EXP 08/01/202 24803C110 5 25000 SH Call SOLE 10250 0 14750 EFFECTOR THERAPEUTICS INC *W EXP 12/31/202 28202V116 3 16666 SH Call SOLE 6833 0 9833 EPIPHANY TECHNOLOGY ACQUISIT *W EXP 01/12/202 29429X117 1 16666 SH Call SOLE 6833 0 9833 EPIPHANY TECHNOLOGY ACQUISIT COM CL A 29429X109 491 50000 SH SOLE 20500 0 29500 FAR PEAK ACQUISITION CORP *W EXP 12/07/202 G3312L111 5 16666 SH Call SOLE 6833 0 9833 FAST ACQUISITION CORP II CL A 311874101 732 75000 SH SOLE 30750 0 44250 FAST ACQUISITION CORP II *W EXP 03/16/202 311874119 2 18749 SH Call SOLE 7687 0 11062 FATHOM DIGITAL MFG CORP *W EXP 12/22/202 31189Y111 2 6249 SH Call SOLE 2562 0 3687 FIGURE ACQUISITION CORP I *W EXP 03/31/202 302438114 1 5000 SH Call SOLE 2050 0 2950 FIGURE ACQUISITION CORP I COM CL A 302438106 98 10000 SH SOLE 4100 0 5900 FORAFRIC GLOBAL PLC *W EXP 06/09/202 X3R81D110 8 25000 SH Call SOLE 10250 0 14750 FOREST ROAD ACQUISITION COR *W EXP 01/15/202 34619V111 9 29192 SH Call SOLE 11969 0 17223 FOREST ROAD ACQUISITION COR CL A 34619V103 1430 145963 SH SOLE 59845 0 86118 FORGE GLOBAL HOLDINGS INC *W EXP 03/29/202 34629L111 1 13332 SH Call SOLE 5466 0 7866 FORTRESS CAPITAL ACQUISITION *W EXP 99/99/999 G36427121 4 22001 SH Call SOLE 9020 0 12981 FORTRESS CAPITAL ACQUISITION SHS CL A G36427105 1084 110009 SH SOLE 45104 0 64905 FORUM MERGER IV CORP CLASS A COM 349875104 5357 548299 SH SOLE 224803 0 323496 FORUM MERGER IV CORP *W EXP 03/15/202 349875112 30 137074 SH Call SOLE 56200 0 80874 FTAC ATHENA ACQUISITION CORP *W EXP 03/01/202 G37283119 1 2500 SH Call SOLE 1025 0 1475 FTAC ATHENA ACQUISITION CORP CL A SHS G37283101 98 10000 SH SOLE 4100 0 5900 FTAC HERA ACQUISITION CORP *W EXP 02/28/202 G3728Y111 1 6500 SH Call SOLE 2665 0 3835 FTAC HERA ACQUISITION CORP CLASS A ORD SHS G3728Y103 255 26000 SH SOLE 10660 0 15340 FUSION ACQUISITION CORP II *W EXP 02/29/202 36118N110 1 8332 SH Call SOLE 3416 0 4916 FUSION ACQUISITION CORP II COM CL A 36118N102 245 25000 SH SOLE 10250 0 14750 GLOBALSTAR INC Call 378973408 47 1450000 SH Call SOLE 1450000 0 0 GMS INC COM 36251C103 36121 811717 SH SOLE 284417 0 527300 GO ACQUISITION CORP COM 362019101 250 25000 SH SOLE 10250 0 14750 GO ACQUISITION CORP *W EXP 08/31/202 362019119 0 8332 SH Call SOLE 3416 0 4916 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 1 16515 SH Call SOLE 6771 0 9744 GOLDEN ARROW MERGER CORP CLASS A COM 380799106 485 49546 SH SOLE 20314 0 29232 GOLDENBRIDGE ACQUISITION LTD RIGHT 10/28/2025 G3970D138 5 38700 SH Call SOLE 38700 0 0 GOLDENBRIDGE ACQUISITION LTD SHS G3970D104 392 38700 SH SOLE 15867 0 22833 GOLDENBRIDGE ACQUISITION LTD *W EXP 10/28/202 G3970D120 3 38700 SH Call SOLE 15867 0 22833 HERTZ GLOBAL HLDGS INC COM NEW 42806J700 1059 66837 SH SOLE 66837 0 0 HUDSON EXECUTIVE INVES III *W EXP 02/22/202 44376L115 1 5200 SH Call SOLE 2132 0 3068 HUDSON EXECUTIVE INVES III COM CL A 44376L107 255 26000 SH SOLE 10660 0 15340 HYSTER YALE MATLS HANDLING I CL A 449172105 1209 37532 SH SOLE 15623 0 21909 IG ACQUISITION CORP COM CL A 449534106 387 39100 SH SOLE 16031 0 23069 IG ACQUISITION CORP *W EXP 10/05/202 449534114 3 19549 SH Call SOLE 8015 0 11534 INSMED INC NOTE 0.750% 6/0 457669AB5 3348 40000 PRN SOLE 16800 0 23200 INSU ACQUISITION CORP III *W EXP 12/31/202 457817112 1 8332 SH Call SOLE 3416 0 4916 INSU ACQUISITION CORP III COM CL A 457817104 246 25000 SH SOLE 10250 0 14750 IRONSOURCE LTD CL A ORD SHS M5R75Y101 19 8000 SH SOLE 3280 0 4720 ISHARES TR Put 464287655 3498 1700000 SH Put SOLE 1700000 0 0 ITHAX ACQUISITION CORP *W EXP 02/01/202 G49775128 4 12500 SH SOLE 5125 0 7375 ITHAX ACQUISITION CORP CL A SHS G49775102 249 25000 SH SOLE 10250 0 14750 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 10 1000 SH SOLE 410 0 590 KORE GROUP HLDGS INC *W EXP 99/99/999 50066V115 9 16666 SH Call SOLE 6833 0 9833 LEFTERIS ACQUISITION CORP COM CL A 52470X109 393 39700 SH SOLE 16277 0 23423 LEFTERIS ACQUISITION CORP *W EXP 10/23/202 52470X117 1 13232 SH Call SOLE 5425 0 7807 LIVE OAK MOBILITY ACQUISI CO *W EXP 03/04/202 538126111 0 2000 SH Call SOLE 820 0 1180 LIVE OAK MOBILITY ACQUISI CO COM CL A 538126103 98 10000 SH SOLE 4100 0 5900 LUMIRADX LTD *W EXP 09/28/202 G5709L117 18 19634 SH Call SOLE 8050 0 11584 MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 2 16666 SH Call SOLE 6833 0 9833 MASON INDUSTRIAL TECHNOLGY I COM CL A 57520Y106 489 50000 SH SOLE 20500 0 29500 MEDICUS SCIENCES ACQUISITION *W EXP 02/12/202 G5960S124 1 2222 SH Call SOLE 911 0 1311 MEDICUS SCIENCES ACQUISITION CL A SHS G5960S108 196 20000 SH SOLE 8200 0 11800 NATIONAL CINEMEDIA INC COM 635309107 618 674878 SH SOLE 244511 0 430367 NERDY INC *W EXP 08/16/202 64081V117 2 5000 SH Call SOLE 2050 0 2950 NMI HLDGS INC Call 629209305 13 100000 SH Call SOLE 100000 0 0 NORTHERN STAR INVEST CORP II *W EXP 02/25/202 66574L118 1 4332 SH Call SOLE 1776 0 2556 NORTHERN STAR INVEST CORP II COM CL A 66574L100 255 26000 SH SOLE 10660 0 15340 NORTHERN STAR INVSTMNT CORP COM CLASS A 66573W107 359 36529 SH SOLE 14977 0 21552 NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 66573W115 1 8000 SH Call SOLE 3280 0 4720 OYSTER ENTERPRISES ACQ CORP COM CL A 69242M104 1346 137204 SH SOLE 56254 0 80950 OYSTER ENTERPRISES ACQ CORP *W EXP 01/20/202 69242M112 9 68602 SH Call SOLE 28127 0 40475 PAR PAC HOLDINGS INC Call 69888T207 1098 1300000 SH Call SOLE 1300000 0 0 PAR PAC HOLDINGS INC COM NEW 69888T207 12813 821842 SH SOLE 414604 0 407238 PARTY CITY HOLDCO INC COM 702149105 1895 1435555 SH SOLE 684765 0 750790 PARTY CITY HOLDCO INC Call 702149105 23 300000 SH Call SOLE 300000 0 0 PAYONEER GLOBAL INC *W EXP 06/25/202 70451X112 4 6666 SH Call SOLE 2733 0 3933 PAYONEER GLOBAL INC COM 70451X104 39 10000 SH SOLE 4100 0 5900 PEAR THERAPEUTICS INC *W EXP 12/03/202 704723113 1 8332 SH Call SOLE 3416 0 4916 PINE IS ACQUISITION CORP *W EXP 10/29/202 722615119 3 10000 SH Call SOLE 4100 0 5900 PINE IS ACQUISITION CORP CL A 722615101 83 8408 SH SOLE 3447 0 4961 PINE TECHNOLOGY ACQUISITN CO *W EXP 03/31/202 722850112 5 78332 SH Call SOLE 32116 0 46216 PINE TECHNOLOGY ACQUISITN CO CLASS A COM 722850104 2296 235000 SH SOLE 96350 0 138650 PIVOTAL INVESTMENT CORP III UNIT 01/28/2028 72582M205 49 5000 SH SOLE 2050 0 2950 PLAYTIKA HLDG CORP COM 72815L107 12040 909329 SH SOLE 135639 0 773690 PLAYTIKA HLDG CORP Call 72815L107 154 350000 SH Call SOLE 350000 0 0 PMV CONSUMER ACQUISITION COR COM 693486102 248 25000 SH SOLE 10250 0 14750 PMV CONSUMER ACQUISITION COR *W EXP 08/31/202 693486110 1 12500 SH Call SOLE 5125 0 7375 PONTEM CORPORATION SHS CL A G71707106 493 50000 SH SOLE 20500 0 29500 PONTEM CORPORATION *W EXP 01/05/202 G71707122 2 16666 SH Call SOLE 6833 0 9833 POPULATION HEALTH INVS CO IN *W EXP 10/01/202 G71716115 1 8332 SH Call SOLE 3416 0 4916 POPULATION HEALTH INVS CO IN SHS CL A G71716107 247 25000 SH SOLE 10250 0 14750 PROPTECH INVESTMENT CORP II COM CL A 743497109 247 25000 SH SOLE 10250 0 14750 PROPTECH INVESTMENT CORP II *W EXP 12/08/202 743497117 2 8332 SH Call SOLE 3416 0 4916 REDBALL ACQUISITION CORP *W EXP 08/17/202 G7417R113 0 8332 SH Call SOLE 3416 0 4916 ROSECLIFF ACQUISITION CORP I *W EXP 02/11/202 77732R111 5 45766 SH Call SOLE 18764 0 27002 ROSECLIFF ACQUISITION CORP I COM CL A 77732R103 1347 137300 SH SOLE 56293 0 81007 SATELLOGIC INC *W EXP 01/25/202 G7823S119 4 8332 SH Call SOLE 3416 0 4916 SCION TECH GROWTH I CL A SHS G31067104 247 25000 SH SOLE 10250 0 14750 SCION TECH GROWTH I *W EXP 11/01/202 G31067112 1 8332 SH Call SOLE 3416 0 4916 SERITAGE GROWTH PPTYS Call 81752R100 100 950000 SH Call SOLE 950000 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 2291 439753 SH SOLE 94820 0 344933 SERVICE PPTYS TR COM SH BEN INT 81761L102 2834 541905 SH SOLE 212923 0 328982 SIMON PROPERTY GRP ACQ HOLDI COM CL A 82880R103 490 50000 SH SOLE 20500 0 29500 SIMON PROPERTY GRP ACQ HOLDI *W EXP 02/04/202 82880R111 2 10000 SH Call SOLE 4100 0 5900 SPDR S&P 500 ETF TR Call 78462F103 2 100000 SH Call SOLE 100000 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 4524 154410 SH SOLE 96428 0 57982 SPORTSTEK ACQUISITION CORP *W EXP 02/16/202 849196118 1 25000 SH Call SOLE 10250 0 14750 SPORTSTEK ACQUISITION CORP COM CL A 849196100 489 50000 SH SOLE 20500 0 29500 TALOS ENERGY INC COM 87484T108 4110 265651 SH SOLE 265651 0 0 TCW SPECIAL PURPOSE ACQU COR COM CL A 87301L106 731 75000 SH SOLE 30750 0 44250 TCW SPECIAL PURPOSE ACQU COR *W EXP 99/99/999 87301L114 6 25000 SH Call SOLE 10250 0 14750 TEAM INC COM 878155100 412 554802 SH SOLE 210139 0 344663 TENET HEALTHCARE CORP COM NEW 88033G407 13544 257695 SH SOLE 49130 0 208565 UNITED STS OIL FD LP Call 91232N207 1544 900000 SH Call SOLE 900000 0 0 UNITED STS OIL FD LP UNITS 91232N207 9931 123600 SH SOLE 123600 0 0 VY GLOBAL GROWTH *W EXP 01/30/203 G9444H118 1 5000 SH Call SOLE 2050 0 2950 VY GLOBAL GROWTH COM CL A G9444H100 247 25000 SH SOLE 10250 0 14750 WARBURG PINCUS CAPTAL CORP I *W EXP 99/99/999 G9461D115 3 10200 SH Call SOLE 4182 0 6018 WARBURG PINCUS CAPTAL CORP I SHS CL A G9461D107 500 51000 SH SOLE 20910 0 30090 WARBURG PINCUS CAPTAL CORP I UNIT 99/99/9999 G9460M116 32 3302 SH SOLE 1354 0 1948 WEJO GROUP LIMITED *W EXP 11/18/202 G9525W117 5 34496 SH Call SOLE 14143 0 20353 WW INTL INC COM 98262P101 5014 784599 SH SOLE 264165 0 520434