-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VpmIk/vT50OdCExD4WsA3zko0y+Yqa7K8HzdhVu5bWo9QW96NzvwXgLNRktEuoC6 /l1AooJfRfCtoj3GsfKW+Q== 0001234066-04-000001.txt : 20040312 0001234066-04-000001.hdr.sgml : 20040312 20040312165750 ACCESSION NUMBER: 0001234066-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040311 FILED AS OF DATE: 20040312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMONWEALTH BIOTECHNOLOGIES INC CENTRAL INDEX KEY: 0001042418 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 541641133 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 BIOTECH DRIVE CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 8007359224 MAIL ADDRESS: STREET 1: 911 E LEIGH ST STE G-19 CITY: RICHMOND STATE: VA ZIP: 23219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SEARS SAMUEL P JR CENTRAL INDEX KEY: 0001238483 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13467 FILM NUMBER: 04666749 BUSINESS ADDRESS: STREET 1: 35 ELM STREET CITY: DENNIS STATE: MA ZIP: 02638 BUSINESS PHONE: 5083857367 MAIL ADDRESS: STREET 1: 35 ELM STREET CITY: DENNIS STATE: MA ZIP: 02638 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-03-11 0 0001042418 COMMONWEALTH BIOTECHNOLOGIES INC CBTE 0001238483 SEARS SAMUEL P JR 601 BIOTECH DRIVE RICHMOND VA 23235 1 0 0 0 Common Stock 2004-03-11 2004-03-11 4 P 0 27778 0.9 A 142889 D Common Stock 2004-03-11 2004-03-11 4 S 0 2442 10.24 D 140447 D Warrants 0.9 2004-03-11 4 X 0 27778 0 D 2002-09-23 2007-09-23 Common Stock 27778 26029 D Shares resulting from exercise of warrant. Cashless exercise of warrant. /s/ Bradley A. Haneberg, as Attorney-in-Fact 2004-03-12 -----END PRIVACY-ENHANCED MESSAGE-----