0001615774-18-000846.txt : 20180205
0001615774-18-000846.hdr.sgml : 20180205
20180205164317
ACCESSION NUMBER: 0001615774-18-000846
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180201
FILED AS OF DATE: 20180205
DATE AS OF CHANGE: 20180205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VAN DYKE STEVEN A
CENTRAL INDEX KEY: 0001042288
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38368
FILM NUMBER: 18574759
MAIL ADDRESS:
STREET 1: C/O AMERICAN BANKNOTE CORP
STREET 2: 560 SYLVAN AVE
CITY: ENGLEWOOD CLIFFS
STATE: NJ
ZIP: 07632
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Effron Drew
CENTRAL INDEX KEY: 0001729889
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38368
FILM NUMBER: 18574758
MAIL ADDRESS:
STREET 1: 10124 FOXHURST COURT
CITY: ORLANDO
STATE: FL
ZIP: 32836
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sozio Scott
CENTRAL INDEX KEY: 0001403062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38368
FILM NUMBER: 18574760
MAIL ADDRESS:
STREET 1: BAY HARBOUR MANAGEMENT
STREET 2: 885 THIRD AVENUE, 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MTech Sponsor LLC
CENTRAL INDEX KEY: 0001719877
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38368
FILM NUMBER: 18574764
BUSINESS ADDRESS:
STREET 1: 10124 FOXHURST CT
CITY: ORLANDO
STATE: FL
ZIP: 32836
BUSINESS PHONE: 4073458332
MAIL ADDRESS:
STREET 1: 10124 FOXHURST CT
CITY: ORLANDO
STATE: FL
ZIP: 32836
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SS FL LLC
CENTRAL INDEX KEY: 0001729464
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38368
FILM NUMBER: 18574763
BUSINESS ADDRESS:
STREET 1: 10124 FOXHURST COURT
CITY: ORLANDO
STATE: FL
ZIP: 32836
BUSINESS PHONE: 4073458332
MAIL ADDRESS:
STREET 1: 10124 FOXHURST COURT
CITY: ORLANDO
STATE: FL
ZIP: 32836
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Game Boy Partners LLC
CENTRAL INDEX KEY: 0001729513
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38368
FILM NUMBER: 18574762
BUSINESS ADDRESS:
STREET 1: 10124 FOXHURST COURT
CITY: ORLANDO
STATE: FL
ZIP: 32836
BUSINESS PHONE: 4073458332
MAIL ADDRESS:
STREET 1: 10124 FOXHURST COURT
CITY: ORLANDO
STATE: FL
ZIP: 32836
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MTech Acquisition Corp
CENTRAL INDEX KEY: 0001719893
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 822932611
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10124 FOXHURST CT
CITY: ORLANDO
STATE: FL
ZIP: 32836
BUSINESS PHONE: 4073458332
MAIL ADDRESS:
STREET 1: 10124 FOXHURST CT
CITY: ORLANDO
STATE: FL
ZIP: 32836
4
1
s108946_4.xml
4
X0306
4
2018-02-01
0
0001719893
MTech Acquisition Corp
MTECU
0001719877
MTech Sponsor LLC
10124 FOXHURST CT
ORLANDO
FL
32836
0
0
1
0
0001729464
SS FL LLC
10124 FOXHURST COURT
ORLANDO
FL
32836
0
0
1
0
0001729513
Game Boy Partners LLC
10124 FOXHURST COURT
ORLANDO
FL
32836
0
0
1
0
0001403062
Sozio Scott
BAY HARBOUR MANAGEMENT
885 THIRD AVENUE, 34TH FLOOR
NEW YORK
NY
10022
0
1
1
0
Director and CEO
0001042288
VAN DYKE STEVEN A
C/O AMERICAN BANKNOTE CORP
560 SYLVAN AVE
ENGLEWOOD CLIFFS
NJ
07632
1
0
1
0
0001729889
Effron Drew
10124 FOXHURST COURT
ORLANDO
FL
32836
0
0
1
0
Class A Common Stock
2018-02-01
4
P
0
225000
10
A
225000
D
These shares are underlying units (each unit consisting of one share of Class A common stock and one warrant, each warrant exercisable to purchase one share of Class A common stock) held by MTech Sponsor LLC (the "Sponsor"), acquired pursuant to an unit subscription agreement by and between the Sponsor and the issuer. Does not include 1,437,500 shares of Class B common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
SS FL LLC and Game Boy Partners, LLC are the managing members of MTech Sponsor LLC and have voting and investment discretion with respect to the common stock held of record by MTech Sponsor LLC. SS FL LLC and Game Boy Partners, LLC may be deemed to have shared beneficial ownership of the common stock held directly by MTech Sponsor LLC. Messrs. Sozio and Van Dyke are the issuer's Chief Executive Officer and Director and Chairman, respectively, and, Mr. Sozio and Mr. Van Dyke are the managing members of SS FL LLC, one of the managing members of the Sponsor.
Mr. Drew Effron is the managing member of Game Boy Partners, LLC, the other managing member of the Sponsor, and jointly with Mr. Sozio and Mr. Van Dyke has the voting and dispositive power of the securities held by the Sponsor. Accordingly, Mr. Sozio, Mr. Van Dyke and Mr. Effron may be deemed to have or share beneficial ownership of such shares. Each such person or entity disclaims beneficial ownership over any securities owned by the Sponsor in which they do not have any pecuniary interest.
/s/ Scott Sozio, as managing member of SS FL LLC, a managing member of MTech Sponsor LLC
2018-02-05
/s/ Drew Effron, as managing member of Game Boy Partners, LLC, a managing member of MTech Sponsor LLC
2018-02-05
/s/ Scott Sozio, an authorized signatory of MTech Sponsor LLC
2018-02-05
/s/ Scott Sozio
2018-02-05
/s/ Drew Effron
2018-02-05
/s/ Steven Van Dyke
2018-02-05