FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CHORDIANT SOFTWARE INC [ CHRD ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 10/14/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 10/14/2003 | S(1) | 15,000 | D | $4.0433 | 613,250 | I | See footnote(2) | ||
Common Stock | 10/15/2003 | S(1) | 15,000 | D | $4.3 | 598,250 | I | See footnote(3) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. The sale reported on this Form 4 was effected pursuant to a Rule 10b-5-1 trading plan adopted by the reporting person on May 13, 2003. |
2. Consists of (a) 10,000 shares held by the Sandra Oates Irrevocable Trust, (b) 20,000 shares held by the Steven Spadafora Irrevocable Trust, (c) 20,000 shares held by the Michael Spadafora Irrevocable Trust, (d) 20,000 shares held by Steven Spadafora, Mr. Spadafora's son, (e) 20,000 shares held by Sandra Oates, Mr. Spadafora's daughter, (f) 20,000 shares held by Michael Spadafora, Mr. Spadafora's son, (g) 10,000 shares held by Michael Spadafora as custodian for Sofia Rose Spadafora, Mr. Spadafora's granddaughter, pursuant to the Uniform Transfers to Minors Act, (h) 7,500 shares held by Nicole Oates, Mr. Spadafora's granddaughter, (i) 7,500 shares held by Taylor Oates,Mr. Spadafora's granddaughter, (j) 2,500 shares held by Taylor Oates in care of Mr. Spadafora, (k) 2,500 shares held by Nicole Oates in care of Mr. Spadafora, (l) 473,750 shares held by Samuel T. and Cheryl M. Spadafora 1992 Family Trust. |
3. Consists of (a) 10,000 shares held by Sandra Oates Irrevocable trust, (b) 20,000 shares held by Steven Spadafora Irrevocable Trust, (c)20,000 shares held by the Michael Spadafora Irrevocable Trust, (d) 20,000 shares held by Steven Spadafora, Mr. Spadafora's son, (e) 20,000 shares held by Sandra Oates,Mr. Spadafora'sdaughter, (f) 20,000 shares held by Michael Spadafora, Mr. Spadafora's son, (g) 10,000 shares held by Michael Spadafora as custodianfor Sofia Ros Spadafora, Mr. Spadafora's grandaughter, purusant tothe Uniform Transfersto Minors Act, (h) 7,500 shares held by Nichole Oates, Mr. Spadafora's granddaughter,(i) 7,500 shares held by Taylor Oates, Mr. Spadafora's granddaughter,(j)2,500shares heldby Taylor Oates in care of Mr. Spadafora, (k) 2,500 msharesheld by Nicole Oates in care of Mr. Spadafora, (l) 458,750 shares held by Samuel T. and Charyl M. Spadafora, 1992. |
Nancy H. Wojtas (Attorney-In-Fact) | 10/16/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |