-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bsz9xizRRg5/d4zGNQmvgBDIEvcEheOx+Ynx4rp9nK2izFiQxa4ZuuSufcxDvED1 Z1+qI9fXPcQ5jHuIymtIpw== 0001179110-03-009062.txt : 20031021 0001179110-03-009062.hdr.sgml : 20031021 20031021215229 ACCESSION NUMBER: 0001179110-03-009062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031020 FILED AS OF DATE: 20031021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPADAFORA SAMUEL T CENTRAL INDEX KEY: 0001185463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29357 FILM NUMBER: 03950724 MAIL ADDRESS: STREET 1: 4125 HOPYARD RD CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHORDIANT SOFTWARE INC CENTRAL INDEX KEY: 0001042134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 931051328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 400 CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4085176100 MAIL ADDRESS: STREET 1: 20400 STEVENS CREEK BLVD STREET 2: SUITE 400 CITY: CUPERTINO STATE: CA ZIP: 95014 4 1 edgar.xml FORM 4 - X0201 4 2003-10-20 0 0001042134 CHORDIANT SOFTWARE INC CHRD 0001185463 SPADAFORA SAMUEL T 20400 STEVENS CREEK BOULEVARD, SUITE 200 CUPERTINO CA 95014 1 0 0 0 Common Stock 2003-10-20 4 S 0 15000 4.3667 D 583750 I See footnote Common Stock 2003-10-21 4 S 0 30000 4.4883 D 553750 I See footnote The sale reported on this Form 4 was effected pursuant to a Rule 10b-5-1 trading plan adopted by the reporting person on May 13, 2003. Consists of (a) 10,000 shares held by the Sandra Oates Irrevocable Trust, (b) 20,000 shares held by the Steven Spadafora Irrevocable Trust, (c) 20,000 shares held by the Michael Spadafora Irrevocable Trust, (d) 20,000 shares held by Steven Spadafora, Mr. Spadafora's son, (e) 20,000 shares held by Sandra Oates, Mr. Spadafora's daughter, (f) 20,000 shares held by Michael Spadafora, Mr. Spadafora's son, (g) 10,000 shares held by Michael Spadafora as custodian for Sofia Rose Spadafora, Mr. Spadafora's granddaughter, pursuant to the Uniform Transfers to Minors Act, (h) 7,500 shares held by Nicole Oates, Mr. Spadafora's granddaughter, (i) 7,500 shares held by Taylor Oates,Mr. Spadafora's granddaughter, (j) 2,500 shares held by Taylor Oates in care of Mr. Spadafora, (k) 2,500 shares held by Nicole Oates in care of Mr. Spadafora, (l) 443,750 shares held by Samuel T. and Cheryl M. Spadafora 1992 Family Trust. Consists of (a) 10,000 shares held by Sandra Oates Irrevocable Trust, (b) 20,000 shares held by Steven Spadafora Irrevocable Trust, (c)20,000 shares held by the Michael Spadafora Irrevocable Trust, (d) 20,000 shares held by Steven Spadafora, Mr. Spadafora's son, (e) 20,000 shares held by Sandra Oates,Mr. Spadafora's daughter,(f) 20,000 shares held by Michael Spadafora, Mr. Spadafora's son,(g) 10,000 shares held by Michael Spadafora as custodian for Sofia Rose Spadafora, Mr. Spadafora's grandaughter, purusant to the Uniform Transfers to Minors Act, (h) 7,500 shares held by Nichole Oates, Mr. Spadafora's granddaughter;(i) 7,500 shares held by Taylor Oates, Mr. Spadafora's granddaughter,(j)2,500 shares held by Taylor Oates in care of Mr. Spadafora, (k) 2,500 shares held by Nicole Oates in care of Mr. Spadafora, (l) 413,750 shares held by Samuel T. and Charyl M. Spadafora, 1992 Family Trust. Nancy H. Wojtas (Attorney-In-Fact) 2003-10-21 -----END PRIVACY-ENHANCED MESSAGE-----