-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NwmH9FCy2fWFuFunKC1MxzHKgoxA3Pbx9HPtZPLn/HxxoaUpDN4rstGgz8O9OYSO J4xU4Wu21xcAXhWgjU+h+w== 0001209191-07-005747.txt : 20070129 0001209191-07-005747.hdr.sgml : 20070129 20070129154030 ACCESSION NUMBER: 0001209191-07-005747 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070129 DATE AS OF CHANGE: 20070129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER CARL H CENTRAL INDEX KEY: 0000943521 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 07560887 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 5 1 doc5.xml FORM 5 SUBMISSION X0202 5 2006-12-31 0 0 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000943521 LINDNER CARL H ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 1 0 Chairman of the Board Common Stock 2006-07-18 5 G 0 2437 0.00 D 6052008 I #1 Common Stock 2006-07-25 5 P 0 20735.265 41.82 A 6072743 I #1 Common Stock 2006-08-14 5 G 0 3436 0.00 D 6069307 I #1 Common Stock 2006-08-25 5 G 0 2170 0.00 D 6067137 I #1 Common Stock 2006-09-01 5 G 0 1072 0.00 D 6066065 I #1 Common Stock 2006-09-15 5 G 0 10948 0.00 D 6055117 I #1 Common Stock 2006-09-21 5 G 0 13787 0.00 D 6041330 I #1 Common Stock 2006-10-25 5 P 0 17870.607 48.42 A 6059101 I #1 Common Stock 2006-11-03 5 G 0 100 0.00 D 6059101 I #1 Common Stock 2006-12-15 5 G 0 11113 0.00 D 9077538 I #1 Common Stock 2006-12-20 5 G 0 10359 0.00 D 9067179 I #1 Common Stock 2006-07-25 5 P 0 3537.482 41.82 A 1036407 I #2 Common Stock 2006-10-25 5 P 0 3453 48.42 A 1756200 I #2 Common Stock 2006-07-25 5 P 0 4655.24 41.82 A 1363890 I #3 Common Stock 2006-10-25 5 P 0 4034.467 48.42 A 2051886 I #3 Common Stock 2006-07-25 5 P 0 9.482 41.82 A 2777 I #4 Common Stock 2006-10-25 5 P 0 8.217 48.42 A 4179 I #4 Common Stock 3146571 I #8 Deferred Compensation 35.91 Common Stock 51995.62 51995.62 I #1 Indirect #1: By Carl H. Lindner Jr., et al., TTEE for the CHL amended and Restated Family Trust dated 12/23/83. These shares were purchased through the Issuer's Dividend Reinvestment Plan. This number reflects the Issuer's 3-for-2 stock split on December 15, 2006. On July 10, 2006, Indirect #8 transferred 142,288 shares of common stock to Indirect #2, and on 10/5/2006, Indirect #8 transferred 130,940 shares of common stock to Indirect #2. Indirect #2: By Edyth B. Lindner, Spouse. Indirect #3: EBL TTEE of the Edyth B. Lindner Family Trust dated 4/13/04. Indirect #4: By Carl H. Lindner, Jr., et al., Trustee of the CHL Amended and Restated Family Trust dated 1/22/82. Indirect #8: By Joseph A. Pedoto, TTEE of the Edyth B. Lindner 2005-1 Qualified Annuity Trust dated 4/26/2005. Represents amounts deferred by the Reporting Person in the Issuer's Deferred Compensation Plan. The account value increases or decreases based on the value of the Issuer's common stock. Upon termination of employment or earlier, if so elected, the Reporting Person's account balance may be distributed, at the option of the Issuer, either in cash or in shares of the Issuer's common stock. Carl H. Lindner By: Karl J. Grafe, as Attorney-in-Fact 2007-01-29 -----END PRIVACY-ENHANCED MESSAGE-----