-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cj9pmUI13/y264ztaxnoVONfe2qgZsUdx8Lv03WCQGxRimOYCzxynIEdT172WQoS 2mEvC7KQfQwAcFVZ+360lw== 0001209191-06-050131.txt : 20060914 0001209191-06-050131.hdr.sgml : 20060914 20060914163344 ACCESSION NUMBER: 0001209191-06-050131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060912 FILED AS OF DATE: 20060914 DATE AS OF CHANGE: 20060914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVANS JAMES E CENTRAL INDEX KEY: 0001185852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 061091045 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-09-12 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0001185852 EVANS JAMES E ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Sr. V. Pres. & Gen. Counsel Common Stock 2006-09-12 4 M 0 19700 37.88 A 137019 D Common Stock 2006-09-12 4 S 0 100 47.77 D 136919 D Common Stock 2006-09-12 4 S 0 1400 47.78 D 135519 D Common Stock 2006-09-12 4 S 0 4900 47.79 D 130619 D Common Stock 2006-09-12 4 S 0 1800 47.80 D 128819 D Common Stock 2006-09-12 4 S 0 200 47.81 D 128619 D Common Stock 2006-09-12 4 S 0 300 47.82 D 128319 D Commom Stock 2006-09-12 4 S 0 500 47.83 D 127819 D Common Stock 2006-09-12 4 S 0 10500 47.84 D 117319 D Common Stock 2006-09-13 4 M 0 10300 37.88 A 127619 D Common Stock 2006-09-13 4 M 0 35000 42.06 A 162619 D Common Stock 2006-09-13 4 M 0 45000 35.69 A 207619 D Common Stock 2006-09-13 4 M 0 40000 19.54 A 247619 D Common Stock 2006-09-13 4 S 0 300 47.75 D 247319 D Common Stock 2006-09-13 4 S 0 8500 47.76 D 238819 D Common Stock 2006-09-13 4 S 0 1000 47.77 D 237819 D Common Stock 2006-09-13 4 S 0 2300 47.78 D 235519 D Common Stock 2006-09-13 4 S 0 1700 47.79 D 233819 D Common Stock 2006-09-13 4 S 0 2600 47.80 D 231219 D Common Stock 2006-09-13 4 S 0 13500 47.81 D 217719 D Common Stock 2006-09-13 4 S 0 4100 47.82 D 213619 D Common Stock 2006-09-13 4 S 0 6000 47.83 D 207619 D Common Stock 2006-09-13 4 S 0 4300 47.84 D 203319 D Common Stock 2006-09-13 4 S 0 18400 47.85 D 184919 D Common Stock 2006-09-13 4 S 0 500 47.86 D 184419 D Common Stock 2006-09-13 4 S 0 7400 47.87 D 177019 D Common Stock 2006-09-13 4 S 0 600 47.88 D 176419 D Common Stock 5963.778 I ESPP Common Stock 24.4627 I DRIP Common Stock 0 I 401-K Employee Stock Option 37.88 2006-09-12 4 M 0 19700 0.00 D 2007-03-14 Common Stock 19700 10300 D Employee Stock Option 37.88 2006-09-13 4 M 0 10300 0.00 D 2007-03-14 Common Stock 10300 0 D Employee Stock Option 42.06 2006-09-13 4 M 0 35000 0.00 D 2008-03-20 Common Stock 35000 0 D Employee Stock Option 35.69 2006-09-13 4 M 0 45000 0.00 D 2009-02-26 Common Stock 45000 0 D Employee Stock Option 19.84 2006-09-13 4 M 0 40000 0.00 D 2010-02-21 Common Stock 40000 0 D Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of December 31, 2005. Issuer's Dividend Reinvestment Plan (the "DRIP"). All DRIP information reported herein is based on a plan statement dated as of December 31, 2005. These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3. James E. Evans By: Karl J. Grafe, as Attorney-in-Fact 2007-09-14 -----END PRIVACY-ENHANCED MESSAGE-----