The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
INVESCO LTD | SHS | G491BT108 | 4,065 | 245,000 | SH | DFND | 1 | 245,000 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 874 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | ||
AST SPACEMOBILE INC | COM CL A | 00217D100 | 791 | 272,727 | SH | DFND | 1 | 272,727 | 0 | 0 | ||
ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 01877R108 | 511 | 25,500 | SH | DFND | 1 | 25,500 | 0 | 0 | ||
ALTENERGY ACQUISITION CORP | COM CL A | 02157M108 | 5,600 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | ||
KINETIK HOLDINGS INC | COM NEW CL A | 02215L209 | 538 | 13,500 | SH | DFND | 1 | 13,500 | 0 | 0 | ||
AMERICAN WOODMARK CORPORATIO | COM | 030506109 | 2,940 | 28,924 | SH | DFND | 1 | 28,924 | 0 | 0 | ||
ALBERTSONS COS INC | COMMON STOCK | 013091103 | 16,869 | 786,786 | SH | DFND | 1 | 786,786 | 0 | 0 | ||
ANTERO MIDSTREAM CORP | COM | 03676B102 | 295 | 21,000 | SH | DFND | 1 | 21,000 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 942 | 84,600 | SH | DFND | 1 | 84,600 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 229 | 20,554 | SH | DFND | 20,554 | 0 | 0 | |||
ARBOR REALTY TRUST INC | NOTE 7.500% 8/0 | 038923BA5 | 6,915 | 7,040,000 | PRN | DFND | 1 | 7,040,000 | 0 | 0 | ||
ARBOR REALTY TRUST INC | NOTE 7.500% 8/0 | 038923BA5 | 982 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | |||
ARCELORMITTAL SA LUXEMBOURG | NY REGISTRY SH | 03938L203 | 3,677 | 133,333 | SH | DFND | 1 | 133,333 | 0 | 0 | ||
AUGMEDIX INC | COM | 05105P107 | 2,045 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | ||
BM TECHNOLOGIES INC | CL A COM | 05591L107 | 85 | 51,262 | SH | DFND | 1 | 51,262 | 0 | 0 | ||
BIOLIFE SOLUTIONS INC | COM NEW | 09062W204 | 574 | 30,918 | SH | DFND | 1 | 30,918 | 0 | 0 | ||
ONCONETIX INC | COM | 09610B108 | 222 | 1,440,927 | SH | DFND | 1 | 1,440,927 | 0 | 0 | ||
BRIGHTHOUSE FINL INC | COM | 10922N103 | 534 | 10,363 | SH | DFND | 1 | 10,363 | 0 | 0 | ||
BRIGHTHOUSE FINL INC | COM | 10922N103 | 51 | 999 | SH | DFND | 999 | 0 | 0 | |||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,627 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,627 | 30,000 | SH | DFND | 30,000 | 0 | 0 | |||
CAPITOL FED FINL INC | COM | 14057J101 | 215 | 36,000 | SH | DFND | 1 | 36,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 19,478 | 308,000 | SH | DFND | 1 | 308,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 443 | 7,000 | SH | DFND | 7,000 | 0 | 0 | |||
CLIPPER RLTY INC | COM | 18885T306 | 1,797 | 372,044 | SH | DFND | 1 | 372,044 | 0 | 0 | ||
COGNITION THERAPEUTICS INC | COM | 19243B102 | 373 | 205,000 | SH | DFND | 1 | 205,000 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 8,973 | 207,000 | SH | DFND | 1 | 207,000 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 891 | 7,000 | SH | DFND | 7,000 | 0 | 0 | |||
CROSSAMERICA PARTNERS LP | UT LTD PTN INT | 22758A105 | 319 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | ||
CURIOSITYSTREAM INC | COM CL A | 23130Q107 | 30 | 27,932 | SH | DFND | 1 | 27,932 | 0 | 0 | ||
ELLINGTON FINANCIAL INC | COM | 28852N109 | 817 | 69,166 | SH | DFND | 1 | 69,166 | 0 | 0 | ||
ELLINGTON FINANCIAL INC | COM | 28852N109 | 364 | 30,834 | SH | DFND | 30,834 | 0 | 0 | |||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 5,875 | 373,520 | SH | DFND | 1 | 373,520 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 1,217 | 77,376 | SH | DFND | 77,376 | 0 | 0 | |||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 7,441 | 255,000 | SH | DFND | 1 | 255,000 | 0 | 0 | ||
EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 2,039 | 1,979,620 | SH | DFND | 1 | 1,979,620 | 0 | 0 | ||
FRANKLIN RESOURCES INC | COM | 354613101 | 1,786 | 63,550 | SH | DFND | 1 | 63,550 | 0 | 0 | ||
FRANKLIN RESOURCES INC | COM | 354613101 | 1,563 | 55,600 | SH | DFND | 55,600 | 0 | 0 | |||
FULL HSE RESORTS INC | COM | 359678109 | 197 | 35,331 | SH | DFND | 1 | 35,331 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 6,164 | 135,920 | SH | DFND | 1 | 135,920 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 2,453 | 54,080 | SH | DFND | 54,080 | 0 | 0 | |||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 777 | 17,500 | SH | DFND | 1 | 17,500 | 0 | 0 | ||
GRANITE PT MTG TR INC | COM STK | 38741L107 | 187 | 39,231 | SH | DFND | 1 | 39,231 | 0 | 0 | ||
GRANITE PT MTG TR INC | COM STK | 38741L107 | 199 | 41,790 | SH | DFND | 41,790 | 0 | 0 | |||
GRAY TELEVISION INC | COM | 389375106 | 3,224 | 510,202 | SH | DFND | 1 | 510,202 | 0 | 0 | ||
GRAY TELEVISION INC | COM | 389375106 | 190 | 30,000 | SH | DFND | 30,000 | 0 | 0 | |||
HESS MIDSTREAM LP | CL A SHS | 428103105 | 777 | 21,500 | SH | DFND | 1 | 21,500 | 0 | 0 | ||
IHEARTMEDIA INC | COM CL A | 45174J509 | 339 | 162,091 | SH | DFND | 1 | 162,091 | 0 | 0 | ||
JOURNEY MED CORP | COM | 48115J109 | 662 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | ||
KELLANOVA | COM | 487836108 | 2,226 | 38,850 | SH | DFND | 1 | 38,850 | 0 | 0 | ||
KEROS THERAPEUTICS INC | COM | 492327101 | 669 | 10,105 | SH | DFND | 1 | 10,105 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 4,059 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | ||
LCNB CORP | COM | 50181P100 | 1,465 | 91,920 | SH | DFND | 1 | 91,920 | 0 | 0 | ||
LCNB CORP | COM | 50181P100 | 26 | 1,662 | SH | DFND | 1,662 | 0 | 0 | |||
MFA FINL INC | NOTE 6.250% 6/1 | 55272XAA0 | 8,986 | 8,969,000 | PRN | DFND | 1 | 8,969,000 | 0 | 0 | ||
MFA FINL INC | NOTE 6.250% 6/1 | 55272XAA0 | 4,008 | 4,000,000 | PRN | DFND | 4,000,000 | 0 | 0 | |||
MPLX LP | COM UNIT REP LTD | 55336V100 | 1,039 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | ||
MOLSON COORS BEVERAGE CO | CL B | 60871R209 | 1,681 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 | 37,022 | 214,882 | SH | DFND | 1 | 214,882 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | COMMON STOCK | 65336K103 | 2,171 | 12,600 | SH | DFND | 12,600 | 0 | 0 | |||
NEXTNAV INC | COMMON STOCK | 65345N106 | 3,290 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 233 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | ||
OMEROS CORP | COM | 682143102 | 221 | 64,113 | SH | DFND | 1 | 64,113 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 2,018 | 25,172 | SH | DFND | 1 | 25,172 | 0 | 0 | ||
PENNYMAC CORP | NOTE 5.500%11/0 | 70932AAD5 | 6,919 | 7,000,000 | PRN | DFND | 1 | 7,000,000 | 0 | 0 | ||
PHENIXFIN CORP | COM | 71742W103 | 2,382 | 54,003 | SH | DFND | 1 | 54,003 | 0 | 0 | ||
PHENIXFIN CORP | COM | 71742W103 | 455 | 10,324 | SH | DFND | 10,324 | 0 | 0 | |||
PHILLIPS 66 | COM | 718546104 | 1,021 | 6,250 | SH | DFND | 1 | 6,250 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 7,244 | 412,500 | SH | DFND | 1 | 412,500 | 0 | 0 | ||
PRECIGEN INC | COM | 74017N105 | 96 | 66,114 | SH | DFND | 1 | 66,114 | 0 | 0 | ||
READY CAPITAL CORP | COM | 75574U101 | 2,265 | 248,085 | SH | DFND | 1 | 248,085 | 0 | 0 | ||
READY CAPITAL CORP | COM | 75574U101 | 1,260 | 138,035 | SH | DFND | 138,035 | 0 | 0 | |||
SHELL PLC | SPON ADS | 780259305 | 972 | 14,500 | SH | DFND | 14,500 | 0 | 0 | |||
SELECT WATER SOLUTIONS INC | CL A COM | 81617J301 | 2,547 | 275,899 | SH | DFND | 1 | 275,899 | 0 | 0 | ||
SINCLAIR INC | CL A | 829242106 | 8,869 | 658,420 | SH | DFND | 1 | 658,420 | 0 | 0 | ||
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 934 | 15,500 | SH | DFND | 1 | 15,500 | 0 | 0 | ||
TALOS ENERGY INC | COM | 87484T108 | 20,723 | 1,487,637 | SH | DFND | 1 | 1,487,637 | 0 | 0 | ||
TEGNA INC | COM | 87901J105 | 1,046 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | ||
TEGNA INC | COM | 87901J105 | 448 | 30,000 | SH | DFND | 30,000 | 0 | 0 | |||
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 3,085 | 99,807 | SH | DFND | 1 | 99,807 | 0 | 0 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 318 | 10,295 | SH | DFND | 10,295 | 0 | 0 | |||
TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 90187BAB7 | 3,802 | 4,000,000 | PRN | DFND | 1 | 4,000,000 | 0 | 0 | ||
TWO HARBORS INVENTMENT CORPO | NOTE 6.250% 1/1 | 90187BAB7 | 1,901 | 2,000,000 | PRN | DFND | 2,000,000 | 0 | 0 | |||
TWO HBRS INVT CORP | COM | 90187B804 | 184 | 13,897 | SH | DFND | 13,897 | 0 | 0 | |||
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 640 | 24,000 | SH | DFND | 1 | 24,000 | 0 | 0 | ||
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 297 | 11,150 | SH | DFND | 11,150 | 0 | 0 | |||
VIATRIS INC | COM | 92556V106 | 597 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 597 | 50,000 | SH | DFND | 50,000 | 0 | 0 | |||
WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 5,514 | 631,665 | SH | DFND | 1 | 631,665 | 0 | 0 | ||
WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 262 | 30,000 | SH | DFND | 30,000 | 0 | 0 | |||
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 889 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | ||
XPERI INC | COMMON STOCK | 98423J101 | 978 | 81,071 | SH | DFND | 1 | 81,071 | 0 | 0 |