0001042046-16-000059.txt : 20160209
0001042046-16-000059.hdr.sgml : 20160209
20160208173812
ACCESSION NUMBER: 0001042046-16-000059
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160209
DATE AS OF CHANGE: 20160208
EFFECTIVENESS DATE: 20160209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001042046
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 311544320
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04389
FILM NUMBER: 161396570
BUSINESS ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135792121
MAIL ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC
DATE OF NAME CHANGE: 19970709
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001042046
XXXXXXXX
12-31-2015
12-31-2015
AMERICAN FINANCIAL GROUP INC
GREAT AMERICAN INSURANCE GROUP TOWER
301 E. 4TH STREET
CINCINNATI
OH
45202
13F HOLDINGS REPORT
028-04389
N
Brian S. Hertzman
Vice President and Controller
513-579-2153
/s/ Brian S. Hertzman
Cincinnati
OH
02-08-2016
3
266
1307736
false
1
28-498
Great American Insurance Company
2
28-1258
Great American Life Insurance Company
3
Great American Holding, Inc
INFORMATION TABLE
2
afg-2015123113fxhr.xml
INFORMATION TABLE
DEUTSCHE BANK AG
NAMEN AKT
D18190898
10172
421193
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DFND
1
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DEUTSCHE BANK AG
NAMEN AKT
D18190898
12505
517800
SH
DFND
2
517800
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0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
2922
121007
SH
DFND
3
121007
0
0
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
399
6664
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DFND
1
6664
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0
AXOVANT SCIENCES LTD
COM
G0750W104
1554
86197
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DFND
1
86197
0
0
AXOVANT SCIENCES LTD
COM
G0750W104
1554
86198
SH
DFND
2
86198
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0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
7836
105000
SH
DFND
1
105000
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
12687
170000
SH
DFND
2
170000
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MEDTRONIC PLC
SHS
G5960L103
6538
85000
SH
DFND
1
85000
0
0
ACE LTD
SHS
H0023R105
7362
63000
SH
SOLE
63000
0
0
ABBVIE INC
COM
00287Y109
3910
66000
SH
DFND
1
66000
0
0
ABBVIE INC
COM
00287Y109
9123
154000
SH
DFND
2
154000
0
0
AFFILIATED MANAGERS GROUP
COM
008252108
1438
9000
SH
DFND
1
9000
0
0
AFFILIATED MANAGERS GROUP
COM
008252108
3355
21000
SH
DFND
2
21000
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0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
414
30716
SH
DFND
1
30716
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0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
2239
165985
SH
DFND
2
165985
0
0
ALLY FINL INC
COM
02005N100
6897
370000
SH
DFND
1
370000
0
0
ALLY FINL INC
COM
02005N100
6897
370000
SH
DFND
2
370000
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
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SH
DFND
1
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0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
7710
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SH
DFND
2
444666
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
2930
168967
SH
DFND
3
168967
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
291
16800
SH
OTR
16800
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
5732
410585
SH
DFND
1
410585
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
8961
641920
SH
DFND
2
641920
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
2524
180795
SH
DFND
3
180795
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
349
25000
SH
OTR
25000
0
0
ANNALY CAP MGMT INC
COM
035710409
1391
148260
SH
DFND
2
148260
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
2950
678200
SH
DFND
1
678200
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
1616
371450
SH
DFND
2
371450
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
1602
368300
SH
DFND
3
368300
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
92
21052
SH
OTR
21052
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
5156
431437
SH
DFND
1
431437
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
5583
467157
SH
DFND
2
467157
0
0
APPLE INC
COM
037833100
16947
161000
SH
DFND
1
161000
0
0
APPLE INC
COM
037833100
16947
161000
SH
DFND
2
161000
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
1688
400000
SH
DFND
1
400000
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
1688
400000
SH
DFND
2
400000
0
0
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
12203
922342
SH
DFND
1
922342
0
0
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
6370
481506
SH
DFND
3
481506
0
0
ARRIS GROUP INC NEW
COM
04270V106
287
9380
SH
DFND
1
9380
0
0
BP PLC
SPONSORED ADR
055622104
2579
82500
SH
DFND
2
82500
0
0
BP PLC
SPONSORED ADR
055622104
1407
45000
SH
OTR
45000
0
0
BAKER HUGHES INC
COM
057224107
9691
210000
SH
DFND
1
210000
0
0
BAKER HUGHES INC
COM
057224107
9691
210000
SH
DFND
2
210000
0
0
BANK AMER CORP
COM
060505104
8299
493120
SH
DFND
1
493120
0
0
BANK AMER CORP
COM
060505104
1321
78480
SH
DFND
3
78480
0
0
BARCLAYS PLC
ADR
06738E204
2663
205500
SH
DFND
1
205500
0
0
BARCLAYS PLC
ADR
06738E204
4977
384000
SH
DFND
2
384000
0
0
BARCLAYS PLC
ADR
06738E204
2184
168500
SH
DFND
3
168500
0
0
BARCLAYS PLC
ADR
06738E204
544
42000
SH
OTR
42000
0
0
BERKLEY W R CORP
COM
084423102
6406
117000
SH
SOLE
117000
0
0
BIOGEN INC
COM
09062X103
1072
3500
SH
DFND
1
3500
0
0
BIOGEN INC
COM
09062X103
1072
3500
SH
DFND
2
3500
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1298
44400
SH
DFND
1
44400
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
10164
347600
SH
DFND
2
347600
0
0
CYS INVTS INC
COM
12673A108
7889
1106500
SH
DFND
1
1106500
0
0
CYS INVTS INC
COM
12673A108
10445
1465000
SH
DFND
2
1465000
0
0
CYS INVTS INC
COM
12673A108
5401
757500
SH
DFND
3
757500
0
0
CYS INVTS INC
COM
12673A108
720
101000
SH
OTR
101000
0
0
CAPITOL FED FINL INC
COM
14057J101
452
36000
SH
DFND
1
36000
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
1363
87250
SH
DFND
1
87250
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
19801
1267664
SH
DFND
2
1267664
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
445
28500
SH
OTR
28500
0
0
CARRIAGE SVCS INC
COM
143905107
391
16217
SH
DFND
1
16217
0
0
CEDAR REALTY TRUST INC
COM NEW
150602209
330
46654
SH
DFND
1
46654
0
0
CELGENE CORP
COM
151020104
1198
10000
SH
DFND
2
10000
0
0
CELGENE CORP
COM
151020104
1796
15000
SH
DFND
3
15000
0
0
CENTURY CMNTYS INC
COM
156504300
7536
425500
SH
DFND
1
425500
0
0
CENTURY CMNTYS INC
COM
156504300
7536
425500
SH
DFND
2
425500
0
0
CHEVRON CORP NEW
COM
166764100
3490
38800
SH
DFND
1
38800
0
0
CHUBB CORP
COM
171232101
9417
71000
SH
SOLE
71000
0
0
CISCO SYS INC
COM
17275R102
2987
110000
SH
DFND
1
110000
0
0
CISCO SYS INC
COM
17275R102
6789
250000
SH
DFND
2
250000
0
0
CITIGROUP INC
COM NEW
172967424
21062
407000
SH
DFND
1
407000
0
0
CITIGROUP INC
COM NEW
172967424
11799
228000
SH
DFND
2
228000
0
0
COACH INC
COM
189754104
5944
181600
SH
DFND
1
181600
0
0
COACH INC
COM
189754104
6657
203400
SH
DFND
3
203400
0
0
COLONY CAP INC
CL A
19624R106
545
28000
SH
DFND
1
28000
0
0
COLONY CAP INC
CL A
19624R106
682
35000
SH
DFND
2
35000
0
0
COLONY CAP INC
CL A
19624R106
136
7000
SH
OTR
7000
0
0
COMCAST CORP NEW
CL A
20030N101
5840
103500
SH
DFND
1
103500
0
0
CONOCOPHILLIPS
COM
20825C104
327
7000
SH
DFND
1
7000
0
0
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
279
12776
SH
DFND
1
12776
0
0
CYRUSONE INC
COM
23283R100
399
10643
SH
DFND
1
10643
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2170
42804
SH
DFND
1
42804
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1939
38244
SH
DFND
2
38244
0
0
E M C CORP MASS
COM
268648102
5008
195000
SH
DFND
1
195000
0
0
E M C CORP MASS
COM
268648102
5136
200000
SH
DFND
2
200000
0
0
E M C CORP MASS
COM
268648102
1412
55000
SH
DFND
3
55000
0
0
EAGLE BANCORP INC MD
COM
268948106
210
4160
SH
DFND
1
4160
0
0
EBAY INC
COM
278642103
1594
58000
SH
DFND
1
58000
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
5247
312700
SH
DFND
1
312700
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
12369
737153
SH
DFND
2
737153
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
67
4000
SH
OTR
4000
0
0
EMCOR GROUP INC
COM
29084Q100
286
5946
SH
DFND
1
5946
0
0
EMPLOYERS HOLDINGS INC
COM
292218104
331
12121
SH
DFND
1
12121
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
115
5000
SH
DFND
1
5000
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
1038
45000
SH
DFND
2
45000
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
1214
36000
SH
DFND
1
36000
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
10929
324000
SH
DFND
2
324000
0
0
EVERI HLDGS INC
COM
30034T103
331
75337
SH
DFND
1
75337
0
0
FIRST FINL BANCORP OH
COM
320209109
193
10668
SH
DFND
1
10668
0
0
FIRST MERCHANTS CORP
COM
320817109
332
13042
SH
DFND
1
13042
0
0
FLUSHING FINL CORP
COM
343873105
276
12749
SH
DFND
1
12749
0
0
FRANKLIN RES INC
COM
354613101
5827
158250
SH
DFND
1
158250
0
0
FRANKLIN RES INC
COM
354613101
8662
235250
SH
DFND
2
235250
0
0
FRANKLIN RES INC
COM
354613101
3185
86500
SH
DFND
3
86500
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1422
210000
SH
DFND
1
210000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
609
90000
SH
DFND
3
90000
0
0
FULL HOUSE RESORTS INC
COM
359678109
59
35331
SH
DFND
1
35331
0
0
FULL HOUSE RESORTS INC
COM
359678109
53
31617
SH
DFND
2
31617
0
0
GENERAC HLDGS INC
COM
368736104
218
7312
SH
DFND
1
7312
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
13488
1004350
SH
DFND
1
1004350
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
1098
81750
SH
DFND
2
81750
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
11165
831361
SH
DFND
3
831361
0
0
GENERAL ELECTRIC CO
COM
369604103
14485
465000
SH
DFND
1
465000
0
0
GENERAL MTRS CO
COM
37045V100
23448
689450
SH
DFND
1
689450
0
0
GENERAL MTRS CO
COM
37045V100
13623
400550
SH
DFND
3
400550
0
0
GILEAD SCIENCES INC
COM
375558103
6830
67500
SH
DFND
1
67500
0
0
GILEAD SCIENCES INC
COM
375558103
2783
27500
SH
DFND
2
27500
0
0
GILEAD SCIENCES INC
COM
375558103
1012
10000
SH
DFND
3
10000
0
0
GLOBAL X FDS
GLB X MLP ENRG I
37950E226
213
18369
SH
DFND
1
18369
0
0
GRAY TELEVISION INC
COM
389375106
333
20407
SH
DFND
1
20407
0
0
GREAT AJAX CORP
COM
38983D300
304
25050
SH
DFND
1
25050
0
0
GREAT AJAX CORP
COM
38983D300
2605
214975
SH
DFND
2
214975
0
0
GREAT AJAX CORP
COM
38983D300
2302
189975
SH
DFND
3
189975
0
0
GREAT PLAINS ENERGY INC
COM
391164100
208
7602
SH
DFND
1
7602
0
0
GREAT WESTN BANCORP INC
COM
391416104
298
10255
SH
DFND
1
10255
0
0
HC2 HLDGS INC
COM
404139107
5329
1007421
SH
DFND
2
1007421
0
0
HSBC HLDGS PLC
SDCV 5.625%12/2
404280AR0
993
1000000
PRN
DFND
1
1000000
0
0
HSBC HLDGS PLC
SDCV 5.625%12/2
404280AR0
8939
9000000
PRN
DFND
3
9000000
0
0
HP INC
COM
40434L105
4869
411250
SH
DFND
1
411250
0
0
HP INC
COM
40434L105
1193
100750
SH
DFND
2
100750
0
0
HP INC
COM
40434L105
687
58000
SH
DFND
3
58000
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
6251
411250
SH
DFND
1
411250
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
1531
100750
SH
DFND
2
100750
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
882
58000
SH
DFND
3
58000
0
0
HOMESTREET INC
COM
43785V102
1268
58406
SH
DFND
1
58406
0
0
HOMESTREET INC
COM
43785V102
5696
262374
SH
DFND
2
262374
0
0
HOMESTREET INC
COM
43785V102
3352
154391
SH
DFND
3
154391
0
0
HOMESTREET INC
COM
43785V102
248
11420
SH
OTR
11420
0
0
HUNTSMAN CORP
COM
447011107
2558
225000
SH
DFND
1
225000
0
0
HUNTSMAN CORP
COM
447011107
6538
575000
SH
DFND
3
575000
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
157
20000
SH
DFND
1
20000
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
157
20000
SH
DFND
2
20000
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
515
24609
SH
DFND
1
24609
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
465
22216
SH
DFND
2
22216
0
0
INTERVAL LEISURE GROUP INC
COM
46113M108
227
14571
SH
DFND
1
14571
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1001
80800
SH
DFND
1
80800
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1523
122900
SH
DFND
2
122900
0
0
JPMORGAN CHASE & CO
COM
46625H100
17168
260000
SH
DFND
1
260000
0
0
JPMORGAN CHASE & CO
COM
46625H100
3301
50000
SH
DFND
3
50000
0
0
JOHNSON & JOHNSON
COM
478160104
8834
86000
SH
DFND
1
86000
0
0
KKR & CO L P DEL
COM UNITS
48248M102
2752
176500
SH
DFND
1
176500
0
0
KKR & CO L P DEL
COM UNITS
48248M102
7332
470300
SH
DFND
2
470300
0
0
KKR & CO L P DEL
COM UNITS
48248M102
4580
293800
SH
DFND
3
293800
0
0
KELLOGG CO
COM
487836108
15816
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SH
DFND
1
218850
0
0
LCNB CORP
COM
50181P100
1878
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SH
DFND
1
114785
0
0
LCNB CORP
COM
50181P100
33
2000
SH
DFND
3
2000
0
0
LEGG MASON INC
COM
524901105
3256
83000
SH
DFND
1
83000
0
0
LEGG MASON INC
COM
524901105
3217
82000
SH
DFND
2
82000
0
0
LEUCADIA NATL CORP
COM
527288104
137
7896
SH
DFND
1
7896
0
0
LEUCADIA NATL CORP
COM
527288104
145
8315
SH
DFND
2
8315
0
0
LEUCADIA NATL CORP
COM
527288104
5
263
SH
DFND
3
263
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
92
71631
SH
DFND
2
71631
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
26
20000
SH
OTR
20000
0
0
LIVE OAK BANCSHARES INC
COM
53803X105
165
11634
SH
DFND
1
11634
0
0
MFA FINL INC
COM
55272X102
165
25000
SH
DFND
1
25000
0
0
MFA FINL INC
COM
55272X102
165
25000
SH
DFND
2
25000
0
0
MYR GROUP INC DEL
COM
55405W104
393
19060
SH
DFND
1
19060
0
0
MARATHON OIL CORP
COM
565849106
2493
198000
SH
DFND
2
198000
0
0
MASTEC INC
COM
576323109
189
10884
SH
DFND
1
10884
0
0
MEDLEY CAP CORP
COM
58503F106
6454
858295
SH
DFND
1
858295
0
0
MEDLEY CAP CORP
COM
58503F106
6341
843163
SH
DFND
2
843163
0
0
MEDLEY MGMT INC
CL A COM
58503T106
1723
302750
SH
DFND
1
302750
0
0
MEDLEY MGMT INC
CL A COM
58503T106
1572
276350
SH
DFND
3
276350
0
0
MERCER INTL INC
COM
588056101
237
26188
SH
DFND
1
26188
0
0
METLIFE INC
COM
59156R108
8437
175000
SH
DFND
1
175000
0
0
MICROSEMI CORP
COM
595137100
316
9699
SH
DFND
1
9699
0
0
MONDELEZ INTL INC
CL A
609207105
10011
223250
SH
DFND
1
223250
0
0
NII HLDGS INC
COM PAR $0.001
62913F508
140
27642
SH
DFND
1
27642
0
0
NII HLDGS INC
COM PAR $0.001
62913F508
400
79223
SH
DFND
2
79223
0
0
NII HLDGS INC
COM PAR $0.001
62913F508
36
7124
SH
OTR
7124
0
0
NMI HLDGS INC
CL A
629209305
3128
462000
SH
DFND
1
462000
0
0
NMI HLDGS INC
CL A
629209305
6269
926000
SH
DFND
2
926000
0
0
NATIONAL BK HLDGS CORP
CL A
633707104
81
3776
SH
DFND
1
3776
0
0
NATIONAL BK HLDGS CORP
CL A
633707104
121
5677
SH
DFND
2
5677
0
0
NATIONAL INTERSTATE CORP
COM
63654U100
272340
10200000
SH
DFND
1
10200000
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
5712
350000
SH
DFND
1
350000
0
0
NORTHSTAR RLTY FIN CORP
COM
66704R803
16902
992500
SH
DFND
1
992500
0
0
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
1762
149166
SH
DFND
1
149166
0
0
NOVATEL WIRELESS INC
COM NEW
66987M604
12967
7764705
SH
OTR
7764705
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
477
10000
SH
DFND
1
10000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
477
10000
SH
DFND
2
10000
0
0
OMEROS CORP
COM
682143102
4499
286040
SH
DFND
1
286040
0
0
OMEROS CORP
COM
682143102
6749
429061
SH
DFND
2
429061
0
0
OPUS BK IRVINE CALIF
COM
684000102
277
7506
SH
DFND
1
7506
0
0
ORGANOVO HLDGS INC
COM
68620A104
228
91500
SH
DFND
1
91500
0
0
ORGANOVO HLDGS INC
COM
68620A104
398
160000
SH
DFND
2
160000
0
0
PDVWIRELESS INC
COM
69290R104
11687
425000
SH
DFND
1
425000
0
0
PDVWIRELESS INC
COM
69290R104
18906
687500
SH
DFND
2
687500
0
0
PJT PARTNERS INC
COM CL A
69343T107
31
1110
SH
DFND
1
1110
0
0
PJT PARTNERS INC
COM CL A
69343T107
246
8690
SH
DFND
2
8690
0
0
PARTY CITY HOLDCO INC
COM
702149105
168
12984
SH
DFND
1
12984
0
0
PAYPAL HLDGS INC
COM
70450Y103
2100
58000
SH
DFND
1
58000
0
0
PEAK RESORTS INC
COM
70469L100
7488
1245986
SH
DFND
1
1245986
0
0
PERFICIENT INC
COM
71375U101
260
15169
SH
DFND
1
15169
0
0
POTBELLY CORP
COM
73754Y100
351
30000
SH
DFND
1
30000
0
0
POTBELLY CORP
COM
73754Y100
1171
100000
SH
DFND
2
100000
0
0
POTBELLY CORP
COM
73754Y100
820
70000
SH
DFND
3
70000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
7102
8200000
PRN
DFND
2
8200000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
3490
500000
SH
DFND
1
500000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
3490
500000
SH
DFND
2
500000
0
0
PROVIDENT FINL SVCS INC
COM
74386T105
291
14439
SH
DFND
1
14439
0
0
PRUDENTIAL FINL INC
COM
744320102
19335
237500
SH
DFND
1
237500
0
0
PRUDENTIAL FINL INC
COM
744320102
9877
121323
SH
DFND
3
121323
0
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
288
17345
SH
DFND
1
17345
0
0
REAL IND INC
COM
75601W104
206
25678
SH
DFND
1
25678
0
0
RESOLUTE FST PRODS INC
COM
76117W109
3589
474084
SH
DFND
1
474084
0
0
RESOLUTE FST PRODS INC
COM
76117W109
5871
775627
SH
DFND
2
775627
0
0
RESOLUTE FST PRODS INC
COM
76117W109
236
31125
SH
DFND
3
31125
0
0
REVOLUTION LIGHTING TECHNOLO
COM
76155G107
4303
5412854
SH
DFND
1
5412854
0
0
REVOLUTION LIGHTING TECHNOLO
COM
76155G107
4303
5412854
SH
DFND
2
5412854
0
0
REXFORD INDL RLTY INC
COM
76169C100
736
45000
SH
DFND
1
45000
0
0
REXFORD INDL RLTY INC
COM
76169C100
1718
105000
SH
DFND
2
105000
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
368
8000
SH
DFND
1
8000
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
6998
152000
SH
DFND
2
152000
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
298
6500
SH
DFND
1
6500
0
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
191
13440
SH
DFND
1
13440
0
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
8392
152000
SH
DFND
1
152000
0
0
SCRIPPS NETWORKS INTERACT IN
CL A COM
811065101
5135
93000
SH
DFND
2
93000
0
0
STARWOOD PPTY TR INC
COM
85571B105
308
15000
SH
DFND
1
15000
0
0
STARWOOD PPTY TR INC
COM
85571B105
308
15000
SH
DFND
2
15000
0
0
STONEGATE MTG CORP
COM
86181Q300
7199
1320830
SH
DFND
1
1320830
0
0
STONEGATE MTG CORP
COM
86181Q300
6983
1281281
SH
DFND
2
1281281
0
0
STONERIDGE INC
COM
86183P102
311
21011
SH
DFND
1
21011
0
0
SUNEDISON INC
COM
86732Y109
2474
486000
SH
DFND
2
486000
0
0
SUNEDISON INC
COM
86732Y109
1649
324000
SH
DFND
3
324000
0
0
SYNAPTICS INC
COM
87157D109
330
4108
SH
DFND
1
4108
0
0
TECK RESOURCES LTD
CL B
878742204
286
74100
SH
DFND
1
74100
0
0
TECK RESOURCES LTD
CL B
878742204
154
40000
SH
DFND
2
40000
0
0
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
4458
160236
SH
DFND
1
160236
0
0
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
2462
88480
SH
DFND
2
88480
0
0
TWO HBRS INVT CORP
COM
90187B101
3726
460000
SH
DFND
1
460000
0
0
TWO HBRS INVT CORP
COM
90187B101
10570
1305000
SH
DFND
2
1305000
0
0
TWO HBRS INVT CORP
COM
90187B101
3199
395000
SH
DFND
3
395000
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
172
15000
SH
DFND
1
15000
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
1837
159871
SH
DFND
2
159871
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
218
2351
SH
DFND
1
2351
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
315
7265
SH
DFND
1
7265
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
631
3375
SH
DFND
1
3375
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
406
5089
SH
DFND
1
5089
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
451
5380
SH
DFND
1
5380
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2449
52994
SH
DFND
2
52994
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
286
6180
SH
OTR
6180
0
0
VERISK ANALYTICS INC
COM
92345Y106
14314
186191
SH
DFND
1
186191
0
0
VIAD CORP
COM NEW
92552R406
251
8882
SH
DFND
1
8882
0
0
VIACOM INC NEW
CL B
92553P201
19244
467550
SH
DFND
1
467550
0
0
VIACOM INC NEW
CL B
92553P201
9362
227450
SH
DFND
3
227450
0
0
VOLTARI CORP
COM NEW
92870X309
28
5652
SH
DFND
1
5652
0
0
VOLTARI CORP
COM NEW
92870X309
42
8478
SH
DFND
2
8478
0
0
VONAGE HLDGS CORP
COM
92886T201
251
43699
SH
DFND
1
43699
0
0
WELLS FARGO & CO NEW
COM
949746101
14786
272000
SH
DFND
1
272000
0
0
WEST CORP
COM
952355204
270
12509
SH
DFND
1
12509
0
0
WILSHIRE BANCORP INC
COM
97186T108
170
14692
SH
DFND
1
14692
0
0
XCERRA CORP
COM
98400J108
231
38140
SH
DFND
1
38140
0
0