0001042046-15-000002.txt : 20150210
0001042046-15-000002.hdr.sgml : 20150210
20150209173651
ACCESSION NUMBER: 0001042046-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150210
DATE AS OF CHANGE: 20150209
EFFECTIVENESS DATE: 20150210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0001042046
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 311544320
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04389
FILM NUMBER: 15589655
BUSINESS ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5135792121
MAIL ADDRESS:
STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER
STREET 2: 301 E. 4TH STREET
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC
DATE OF NAME CHANGE: 19970709
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001042046
XXXXXXXX
12-31-2014
12-31-2014
AMERICAN FINANCIAL GROUP INC
GREAT AMERICAN INSURANCE GROUP TOWER
301 E. 4TH STREET
CINCINNATI
OH
45202
13F HOLDINGS REPORT
028-04389
N
Brian S. Hertzman
Vice President and Controller
513-579-2153
/s/ Brian S. Hertzman
Cincinnati
OH
02-09-2015
2
254
1273830
false
1
28-498
Great American Insurance Company
2
28-1258
Great American Life Insurance Company
INFORMATION TABLE
2
afg-2014123113fxhr.xml
INFORMATION TABLE
DEUTSCHE BANK AG
NAMEN AKT
D18190898
7442
247900
SH
DFND
1
247900
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
7275
242350
SH
DFND
2
242350
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
2094
69750
SH
DFND
69750
0
0
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
409
7377
SH
DFND
1
7377
0
0
EATON CORP PLC
SHS
G29183103
782
11500
SH
DFND
1
11500
0
0
ENSCO PLC
SHS CLASS A
G3157S106
314
10500
SH
DFND
1
10500
0
0
ACE LTD
SHS
H0023R105
7237
63000
SH
SOLE
63000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
11909
150000
SH
DFND
1
150000
0
0
AT&T INC
COM
00206R102
689
20500
SH
DFND
1
20500
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
1213
28180
SH
DFND
1
28180
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
4401
102238
SH
DFND
2
102238
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
2146
49854
SH
DFND
49854
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
4173
191167
SH
DFND
1
191167
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
7218
330666
SH
DFND
2
330666
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
6544
299767
SH
DFND
299767
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
7735
410585
SH
DFND
1
410585
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
10210
541920
SH
DFND
2
541920
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
5761
305795
SH
DFND
305795
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
5364
315000
SH
DFND
1
315000
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
10218
600000
SH
DFND
2
600000
0
0
AMERICAN HOMES 4 RENT
CL A
02665T306
1448
85000
SH
DFND
85000
0
0
AMERICAN RESIDENTIAL PPTYS I
COM
02927E303
8785
500000
SH
DFND
2
500000
0
0
ANNALY CAP MGMT INC
COM
035710409
1603
148260
SH
DFND
2
148260
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
3561
678200
SH
DFND
1
678200
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
3772
718450
SH
DFND
2
718450
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
3994
760802
SH
DFND
760802
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
6804
431437
SH
DFND
1
431437
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
4308
273157
SH
DFND
2
273157
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
3059
194000
SH
DFND
194000
0
0
APPLE INC
COM
037833100
17771
161000
SH
DFND
1
161000
0
0
APPLE INC
COM
037833100
15994
144900
SH
DFND
2
144900
0
0
APPLE INC
COM
037833100
1777
16100
SH
DFND
16100
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
4412
400000
SH
DFND
1
400000
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
4412
400000
SH
DFND
2
400000
0
0
ARCH COAL INC
COM
039380100
1326
745000
SH
DFND
1
745000
0
0
ARCH COAL INC
COM
039380100
196
110000
SH
DFND
110000
0
0
BP PLC
SPONSORED ADR
055622104
3145
82500
SH
DFND
2
82500
0
0
BP PLC
SPONSORED ADR
055622104
1715
45000
SH
DFND
45000
0
0
BAKER HUGHES INC
COM
057224107
5607
100000
SH
DFND
1
100000
0
0
BAKER HUGHES INC
COM
057224107
5607
100000
SH
DFND
2
100000
0
0
BANK AMER CORP
COM
060505104
10074
563120
SH
DFND
1
563120
0
0
BANK AMER CORP
COM
060505104
1404
78480
SH
DFND
78480
0
0
BARCLAYS PLC
ADR
06738E204
3085
205500
SH
DFND
1
205500
0
0
BARCLAYS PLC
ADR
06738E204
5013
334000
SH
DFND
2
334000
0
0
BARCLAYS PLC
ADR
06738E204
3910
260500
SH
DFND
260500
0
0
BBCN BANCORP INC
COM
073295107
218
15149
SH
DFND
1
15149
0
0
BERKLEY W R CORP
COM
084423102
5997
117000
SH
SOLE
117000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1231
36400
SH
DFND
1
36400
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
4926
145600
SH
DFND
2
145600
0
0
CAI INTERNATIONAL INC
COM
12477X106
312
13456
SH
DFND
1
13456
0
0
CYS INVTS INC
COM
12673A108
9649
1106500
SH
DFND
1
1106500
0
0
CYS INVTS INC
COM
12673A108
10185
1168000
SH
DFND
2
1168000
0
0
CYS INVTS INC
COM
12673A108
10076
1155500
SH
DFND
1155500
0
0
CAPITOL FED FINL INC
COM
14057J101
460
36000
SH
DFND
1
36000
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
1513
55000
SH
DFND
1
55000
0
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
6614
240505
SH
DFND
2
240505
0
0
CARRIAGE SVCS INC
COM
143905107
340
16217
SH
DFND
1
16217
0
0
CEDAR REALTY TRUST INC
COM NEW
150602209
342
46654
SH
DFND
1
46654
0
0
CELGENE CORP
COM
151020104
1119
10000
SH
DFND
2
10000
0
0
CELGENE CORP
COM
151020104
1678
15000
SH
DFND
15000
0
0
CENTURY CMNTYS INC
COM
156504300
7353
425500
SH
DFND
1
425500
0
0
CENTURY CMNTYS INC
COM
156504300
7353
425500
SH
DFND
2
425500
0
0
CHEVRON CORP NEW
COM
166764100
4353
38800
SH
DFND
1
38800
0
0
CHUBB CORP
COM
171232101
7346
71000
SH
SOLE
71000
0
0
CISCO SYS INC
COM
17275R102
3060
110000
SH
DFND
1
110000
0
0
CISCO SYS INC
COM
17275R102
6954
250000
SH
DFND
2
250000
0
0
CITIGROUP INC
COM NEW
172967424
15746
291000
SH
DFND
1
291000
0
0
CITIGROUP INC
COM NEW
172967424
8874
164000
SH
DFND
2
164000
0
0
COACH INC
COM
189754104
6821
181600
SH
DFND
1
181600
0
0
COACH INC
COM
189754104
7640
203400
SH
DFND
203400
0
0
COLONY FINL INC
COM
19624R106
667
28000
SH
DFND
1
28000
0
0
COLONY FINL INC
COM
19624R106
1000
42000
SH
DFND
42000
0
0
COMCAST CORP NEW
CL A
20030N101
6004
103500
SH
DFND
1
103500
0
0
CONOCOPHILLIPS
COM
20825C104
483
7000
SH
DFND
1
7000
0
0
CORPORATE OFFICE PPTYS TR
SH BEN INT
22002T108
317
11159
SH
DFND
1
11159
0
0
CUSTOMERS BANCORP INC
COM
23204G100
3884
199571
SH
DFND
1
199571
0
0
CUSTOMERS BANCORP INC
COM
23204G100
7813
401500
SH
DFND
2
401500
0
0
CYRUSONE INC
COM
23283R100
293
10643
SH
DFND
1
10643
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2106
42804
SH
DFND
1
42804
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
1550
31512
SH
DFND
2
31512
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
331
6732
SH
DFND
6732
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
407
5500
SH
DFND
1
5500
0
0
E M C CORP MASS
COM
268648102
5799
195000
SH
DFND
1
195000
0
0
E M C CORP MASS
COM
268648102
5948
200000
SH
DFND
2
200000
0
0
E M C CORP MASS
COM
268648102
1636
55000
SH
DFND
55000
0
0
EBAY INC
COM
278642103
4770
85000
SH
DFND
1
85000
0
0
EBAY INC
COM
278642103
4119
73400
SH
DFND
2
73400
0
0
EBAY INC
COM
278642103
651
11600
SH
DFND
11600
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
6241
312700
SH
DFND
1
312700
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
13995
701153
SH
DFND
2
701153
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
798
40000
SH
DFND
40000
0
0
EMCOR GROUP INC
COM
29084Q100
265
5946
SH
DFND
1
5946
0
0
EMPLOYERS HOLDINGS INC
COM
292218104
285
12121
SH
DFND
1
12121
0
0
ENERSYS
COM
29275Y102
273
4416
SH
DFND
1
4416
0
0
FIRST FINL BANCORP OH
COM
320209109
4310
231867
SH
DFND
1
231867
0
0
FIRST MERCHANTS CORP
COM
320817109
297
13042
SH
DFND
1
13042
0
0
FIRSTMERIT CORP
COM
337915102
219
11587
SH
DFND
1
11587
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
2975
189104
SH
DFND
1
189104
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
2975
189104
SH
DFND
2
189104
0
0
FLUSHING FINL CORP
COM
343873105
281
13844
SH
DFND
1
13844
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
4906
210000
SH
DFND
1
210000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
2102
90000
SH
DFND
90000
0
0
FULL HOUSE RESORTS INC
COM
359678109
49
35331
SH
DFND
1
35331
0
0
FULL HOUSE RESORTS INC
COM
359678109
44
31617
SH
DFND
2
31617
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
8264
554600
SH
DFND
1
554600
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
9094
610361
SH
DFND
610361
0
0
GENERAL ELECTRIC CO
COM
369604103
12635
500000
SH
DFND
1
500000
0
0
GENERAL MLS INC
COM
370334104
800
15000
SH
DFND
1
15000
0
0
GENERAL MTRS CO
COM
37045V100
9722
278500
SH
DFND
1
278500
0
0
GENERAL MTRS CO
COM
37045V100
9478
271500
SH
DFND
271500
0
0
GILEAD SCIENCES INC
COM
375558103
6363
67500
SH
DFND
1
67500
0
0
GILEAD SCIENCES INC
COM
375558103
2592
27500
SH
DFND
2
27500
0
0
GILEAD SCIENCES INC
COM
375558103
943
10000
SH
DFND
10000
0
0
GLOBAL CASH ACCESS HLDGS INC
COM
378967103
126
17662
SH
DFND
1
17662
0
0
GLOBAL X FDS
GLB X MLP ENRG I
37950E226
341
18369
SH
DFND
1
18369
0
0
GRAY TELEVISION INC
COM
389375106
254
22637
SH
DFND
1
22637
0
0
GREAT PLAINS ENERGY INC
COM
391164100
216
7602
SH
DFND
1
7602
0
0
HEWLETT PACKARD CO
COM
428236103
16503
411250
SH
DFND
1
411250
0
0
HEWLETT PACKARD CO
COM
428236103
4043
100750
SH
DFND
2
100750
0
0
HEWLETT PACKARD CO
COM
428236103
2328
58000
SH
DFND
58000
0
0
HOMESTREET INC
COM
43785V102
3109
178566
SH
DFND
1
178566
0
0
HOMESTREET INC
COM
43785V102
7180
412406
SH
DFND
2
412406
0
0
HOMESTREET INC
COM
43785V102
4641
266553
SH
DFND
266553
0
0
IBERIABANK CORP
COM
450828108
286
4405
SH
DFND
1
4405
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
338
20000
SH
DFND
1
20000
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
338
20000
SH
DFND
2
20000
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
580
24609
SH
DFND
1
24609
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
524
22216
SH
DFND
2
22216
0
0
INTERVAL LEISURE GROUP INC
COM
46113M108
239
11446
SH
DFND
1
11446
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1249
80800
SH
DFND
1
80800
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1577
102000
SH
DFND
2
102000
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
323
20900
SH
DFND
20900
0
0
JPMORGAN CHASE & CO
COM
46625H100
16271
260000
SH
DFND
1
260000
0
0
JPMORGAN CHASE & CO
COM
46625H100
3129
50000
SH
DFND
50000
0
0
JOHNSON & JOHNSON
COM
478160104
9850
94200
SH
DFND
1
94200
0
0
JOURNAL COMMUNICATIONS INC
CL A
481130102
181
15827
SH
DFND
1
15827
0
0
KKR & CO L P DEL
COM UNITS
48248M102
3157
136000
SH
DFND
1
136000
0
0
KKR & CO L P DEL
COM UNITS
48248M102
4642
200000
SH
DFND
2
200000
0
0
KKR & CO L P DEL
COM UNITS
48248M102
1485
64000
SH
DFND
64000
0
0
KELLOGG CO
COM
487836108
14322
218850
SH
DFND
1
218850
0
0
KOHLS CORP
COM
500255104
18312
300000
SH
DFND
1
300000
0
0
KOHLS CORP
COM
500255104
1221
20000
SH
DFND
20000
0
0
LCNB CORP
COM
50181P100
1730
114785
SH
DFND
1
114785
0
0
LCNB CORP
COM
50181P100
30
2000
SH
DFND
2000
0
0
LEUCADIA NATL CORP
COM
527288104
177
7896
SH
DFND
1
7896
0
0
LEUCADIA NATL CORP
COM
527288104
186
8315
SH
DFND
2
8315
0
0
LEUCADIA NATL CORP
COM
527288104
6
263
SH
DFND
263
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
928
91631
SH
DFND
91631
0
0
MFA FINL INC
COM
55272X102
200
25000
SH
DFND
1
25000
0
0
MFA FINL INC
COM
55272X102
200
25000
SH
DFND
25000
0
0
MYR GROUP INC DEL
COM
55405W104
10538
384615
SH
DFND
1
384615
0
0
MAGELLAN HEALTH INC
COM NEW
559079207
267
4453
SH
DFND
1
4453
0
0
MANAGED HIGH YIELD PLUS FD I
COM
561911108
18
10000
SH
DFND
1
10000
0
0
MARATHON OIL CORP
COM
565849106
5601
198000
SH
DFND
2
198000
0
0
MEDLEY CAP CORP
COM
58503F106
4404
476650
SH
DFND
1
476650
0
0
MEDLEY CAP CORP
COM
58503F106
3534
382493
SH
DFND
2
382493
0
0
MEDLEY CAP CORP
COM
58503F106
878
95050
SH
DFND
95050
0
0
MEDLEY MGMT INC
CL A COM
58503T106
4226
287500
SH
DFND
1
287500
0
0
MEDLEY MGMT INC
CL A COM
58503T106
3859
262500
SH
DFND
262500
0
0
MEDTRONIC INC
COM
585055106
7220
100000
SH
DFND
1
100000
0
0
METLIFE INC
COM
59156R108
8654
160000
SH
DFND
1
160000
0
0
METLIFE INC
COM
59156R108
2715
50200
SH
DFND
2
50200
0
0
MICROSOFT CORP
COM
594918104
20740
446500
SH
DFND
1
446500
0
0
MICROSEMI CORP
COM
595137100
275
9699
SH
DFND
1
9699
0
0
MONDELEZ INTL INC
CL A
609207105
8110
223250
SH
DFND
1
223250
0
0
NMI HLDGS INC
CL A
629209305
4218
462000
SH
DFND
1
462000
0
0
NMI HLDGS INC
CL A
629209305
8454
926000
SH
DFND
2
926000
0
0
NRG ENERGY INC
COM NEW
629377508
92
3424
SH
DFND
1
3424
0
0
NRG ENERGY INC
COM NEW
629377508
108
3999
SH
DFND
2
3999
0
0
NATIONAL BK HLDGS CORP
CL A
633707104
844
43500
SH
DFND
1
43500
0
0
NATIONAL BK HLDGS CORP
CL A
633707104
1269
65400
SH
DFND
2
65400
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
5486
294800
SH
DFND
1
294800
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
7635
410239
SH
DFND
2
410239
0
0
NATIONAL GEN HLDGS CORP
COM
636220303
4628
248700
SH
DFND
248700
0
0
NATIONAL INTERSTATE CORP
COM
63654U100
303960
10200000
SH
DFND
1
10200000
0
0
NEW YORK CMNTY BANCORP INC
COM
649445103
5600
350000
SH
DFND
1
350000
0
0
NICE SYS LTD
SPONSORED ADR
653656108
303
5989
SH
DFND
1
5989
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
518
10000
SH
DFND
1
10000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
518
10000
SH
DFND
2
10000
0
0
OCWEN FINL CORP
COM NEW
675746309
680
45000
SH
DFND
1
45000
0
0
OCWEN FINL CORP
COM NEW
675746309
680
45000
SH
DFND
2
45000
0
0
OMNICELL INC
COM
68213N109
309
9329
SH
DFND
1
9329
0
0
OMEROS CORP
COM
682143102
2529
102040
SH
DFND
1
102040
0
0
OMEROS CORP
COM
682143102
3793
153061
SH
DFND
2
153061
0
0
ORGANOVO HLDGS INC
COM
68620A104
663
91500
SH
DFND
1
91500
0
0
ORGANOVO HLDGS INC
COM
68620A104
1160
160000
SH
DFND
2
160000
0
0
PNC FINL SVCS GROUP INC
COM
693475105
4539
49750
SH
DFND
1
49750
0
0
PNC FINL SVCS GROUP INC
COM
693475105
5497
60250
SH
DFND
60250
0
0
PEABODY ENERGY CORP
COM
704549104
2786
360000
SH
DFND
1
360000
0
0
PEABODY ENERGY CORP
COM
704549104
2090
270000
SH
DFND
270000
0
0
PEAK RESORTS INC
COM
70469L100
8800
1100000
SH
DFND
1
1100000
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
9563
630000
SH
DFND
1
630000
0
0
PEPSICO INC
COM
713448108
20335
215050
SH
DFND
1
215050
0
0
PERFICIENT INC
COM
71375U101
283
15169
SH
DFND
1
15169
0
0
PETROQUEST ENERGY INC
COM
716748108
196
52308
SH
DFND
1
52308
0
0
PFIZER INC
COM
717081103
13021
418000
SH
DFND
1
418000
0
0
PFIZER INC
COM
717081103
623
20000
SH
DFND
20000
0
0
PHILIP MORRIS INTL INC
COM
718172109
529
6500
SH
DFND
1
6500
0
0
POTBELLY CORP
COM
73754Y100
386
30000
SH
DFND
1
30000
0
0
POTBELLY CORP
COM
73754Y100
1287
100000
SH
DFND
2
100000
0
0
POTBELLY CORP
COM
73754Y100
901
70000
SH
DFND
70000
0
0
PREMIERE GLOBAL SVCS INC
COM
740585104
287
27064
SH
DFND
1
27064
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
4130
500000
SH
DFND
1
500000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
3304
400000
SH
DFND
2
400000
0
0
PROSPECT CAPITAL CORPORATION
COM
74348T102
826
100000
SH
DFND
100000
0
0
PROVIDENT FINL SVCS INC
COM
74386T105
261
14439
SH
DFND
1
14439
0
0
PRUDENTIAL FINL INC
COM
744320102
7915
87500
SH
DFND
1
87500
0
0
PRUDENTIAL FINL INC
COM
744320102
8261
91323
SH
DFND
91323
0
0
RF MICRODEVICES INC
COM
749941100
316
19034
SH
DFND
1
19034
0
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
325
17345
SH
DFND
1
17345
0
0
REVOLUTION LIGHTING TECHNOLO
COM
76155G107
2318
1717202
SH
DFND
1
1717202
0
0
REVOLUTION LIGHTING TECHNOLO
COM
76155G107
2318
1717202
SH
DFND
2
1717202
0
0
REXFORD INDL RLTY INC
COM
76169C100
707
45000
SH
DFND
1
45000
0
0
REXFORD INDL RLTY INC
COM
76169C100
1650
105000
SH
DFND
2
105000
0
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
266
26035
SH
DFND
1
26035
0
0
STARWOOD PPTY TR INC
COM
85571B105
349
15000
SH
DFND
1
15000
0
0
STARWOOD PPTY TR INC
COM
85571B105
349
15000
SH
DFND
15000
0
0
STONEGATE MTG CORP
COM
86181Q300
10830
905555
SH
DFND
1
905555
0
0
STONEGATE MTG CORP
COM
86181Q300
9747
815000
SH
DFND
2
815000
0
0
STONEGATE MTG CORP
COM
86181Q300
1083
90556
SH
DFND
90556
0
0
STONERIDGE INC
COM
86183P102
270
21011
SH
DFND
1
21011
0
0
SYNAPTICS INC
COM
87157D109
215
3127
SH
DFND
1
3127
0
0
SYSCO CORP
COM
871829107
754
19000
SH
DFND
1
19000
0
0
TARGET CORP
COM
87612E106
10627
140000
SH
DFND
1
140000
0
0
TECK RESOURCES LTD
CL B
878742204
1011
74100
SH
DFND
1
74100
0
0
TECK RESOURCES LTD
CL B
878742204
546
40000
SH
DFND
40000
0
0
THOMSON REUTERS CORP
COM
884903105
726
18000
SH
DFND
1
18000
0
0
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
846
19336
SH
DFND
1
19336
0
0
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
2818
64380
SH
DFND
2
64380
0
0
TWO HBRS INVT CORP
COM
90187B101
4609
460000
SH
DFND
1
460000
0
0
TWO HBRS INVT CORP
COM
90187B101
15571
1554000
SH
DFND
2
1554000
0
0
TWO HBRS INVT CORP
COM
90187B101
6122
611000
SH
DFND
611000
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
182
11000
SH
DFND
1
11000
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
1749
105411
SH
DFND
2
105411
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
182
11000
SH
DFND
11000
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
224
2351
SH
DFND
1
2351
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
340
7265
SH
DFND
1
7265
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
636
3375
SH
DFND
1
3375
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
412
5089
SH
DFND
1
5089
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
472
5380
SH
DFND
1
5380
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1606
34321
SH
DFND
2
34321
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1163
24853
SH
DFND
24853
0
0
VERISK ANALYTICS INC
CL A
92345Y106
11926
186191
SH
DFND
1
186191
0
0
VIAD CORP
COM NEW
92552R406
237
8882
SH
DFND
1
8882
0
0
VIACOM INC NEW
CL B
92553P201
5268
70000
SH
DFND
70000
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
2432
71181
SH
DFND
2
71181
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
1761
51545
SH
DFND
51545
0
0
VOLTARI CORP
COM NEW
92870X309
4
5652
SH
DFND
1
5652
0
0
VOLTARI CORP
COM NEW
92870X309
6
8478
SH
DFND
2
8478
0
0
WABASH NATL CORP
COM
929566107
279
22547
SH
DFND
1
22547
0
0
WELLS FARGO & CO NEW
COM
949746101
14911
272000
SH
DFND
1
272000
0
0
WILSHIRE BANCORP INC
COM
97186T108
258
25507
SH
DFND
1
25507
0
0
WISCONSIN ENERGY CORP
COM
976657106
844
16000
SH
DFND
1
16000
0
0
XCERRA CORP
COM
98400J108
277
30256
SH
DFND
1
30256
0
0