CUSIP No. 025932 10 4
|
||||||||
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Carl H. Lindner III
|
|||||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a) ☐
(b) ☐
|
||||||
3
|
SEC USE ONLY
|
|||||||
4
|
SOURCE OF FUNDS*
N/A
|
|||||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e) ☐
|
|||||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
|
|||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
4,226,492
|
||||||
8
|
SHARED VOTING POWER
385,872
|
|||||||
9
|
SOLE DISPOSITIVE POWER
4,064,972
|
|||||||
10
|
SHARED DISPOSITIVE POWER
385,872
|
|||||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,450,844 – See Item 5
|
|||||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* ☐
|
|||||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.1%
|
|||||||
14
|
TYPE OF REPORTING PERSON*
IN
|
Date
|
Transaction
|
Number of Shares
|
Price
|
2/14/2020
|
Gifts
|
13,266
|
n/a
|
2/23/2020
|
Disposition(1)
|
(8,756)
|
$110.80/sh
|
2/25/2020
|
Acquisition(2)
|
14,389
|
n/a
|
3/26/2020
|
(3)
|
1,000,000
|
n/a
|
(1)
|
Represents shares withheld by AFG to satisfy taxes payable in connection with the vesting of previously-awarded shares of restricted stock.
|
(2)
|
Represents a grant of restricted stock pursuant to AFG’s stock incentive plan. All shares cliff-vest four years after date of grant.
|
(3)
|
On March 26, 2020, the Reporting Person obtained voting power over 1,000,000 shares of Common Stock held in a trust.
|
Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
|
Item 7. |
Material to be Files as Exhibits.
|
99.1 |
Power of Attorney
|
/s/ Karl J. Grafe
Karl J. Grafe, as Attorney-in-Fact for
Carl H. Lindner III
|
/s/ Carl H. Lindner III
Carl H. Lindner III
|