-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hxj5knqrmmNP8Bd5VregidsDuj7lFqKhWCGorfrelqKKsurl4vahiXeDESfAccCg F62ekwVP19VbOLGa8nRLsg== 0001260568-07-000002.txt : 20070119 0001260568-07-000002.hdr.sgml : 20070119 20070119160746 ACCESSION NUMBER: 0001260568-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060629 FILED AS OF DATE: 20070119 DATE AS OF CHANGE: 20070119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FRMO CORP CENTRAL INDEX KEY: 0001042017 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 133754422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 271 NORTH AVE STREET 2: SUITE 520 CITY: NEW ROCHELLE STATE: NY ZIP: 10801 BUSINESS PHONE: 9146363432 MAIL ADDRESS: STREET 1: 271 NORTH AVENUE STREET 2: SUITE 520 CITY: NEW ROCHELLE STATE: NY ZIP: 10801 FORMER COMPANY: FORMER CONFORMED NAME: FRM NEXUS INC DATE OF NAME CHANGE: 19970708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDSTEIN LAWRENCE J CENTRAL INDEX KEY: 0001260568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29346 FILM NUMBER: 07540900 MAIL ADDRESS: STREET 1: 7865 PALMER AVE 108 CITY: LARCHMONT STATE: NY ZIP: 10538 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-06-29 0 0001042017 FRMO CORP FRMO 0001260568 GOLDSTEIN LAWRENCE J 7865 PALMER AVE 108 LARCHMONT NY 10538 1 0 0 0 Common Stock 2006-06-29 4 P 0 5000 4 A 2592269 I by SMP, See Explanation Common Stock 2006-07-14 4 P 0 500 3.41 A 2592769 D Common Stock 2006-07-17 4 P 0 1000 3.41 A 2593769 D Common Stock 2006-09-11 4 P 0 2000 4 A 2595769 I by SMP, See Explanation Common Stock 2006-09-13 4 P 0 1000 4 A 2596769 I by SMP, See Explanation Common Stock 2006-09-14 4 P 0 1500 4 A 2598269 I by SMP, See Explanation Common Stock 2006-10-12 4 P 0 5000 4.21 A 2603269 I by SMP, See Explanation Common Stock 2006-11-28 4 S 0 2000 5 D 2601269 D Common Stock 2006-12-20 4 P 0 5000 5.73 A 2606269 I by SMP, See Explanation Ownership Breakdown: Lawrence J. Goldstein ("LJG") beneficially owns directly 1,935,256 shares in his name and 2,500 shares in the name of Lawrence J. Goldstein, IRA. As President of Santa Monica Partners Asset Management, LLC, which is General Partner of Santa Monica Partners, L.P. (referenced above as "SMP"), and of Santa Monica Partners II, L.P., LJG beneficially owns indirectly 663,513 shares and 5,000 shares, respectively. Lawrence J Goldstein 2007-01-19 -----END PRIVACY-ENHANCED MESSAGE-----