0001437749-18-006707.txt : 20180411 0001437749-18-006707.hdr.sgml : 20180411 20180411163050 ACCESSION NUMBER: 0001437749-18-006707 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180409 FILED AS OF DATE: 20180411 DATE AS OF CHANGE: 20180411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN A CLINTON CENTRAL INDEX KEY: 0001041888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34240 FILM NUMBER: 18750350 MAIL ADDRESS: STREET 1: 1280 MASSACHUSETTS AVE STE 200 CITY: CAMBRIDGE STATE: MA ZIP: 02138 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COLLECTORS UNIVERSE INC CENTRAL INDEX KEY: 0001089143 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 330846191 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 BUSINESS PHONE: 9495671234 MAIL ADDRESS: STREET 1: 1921 E. ALTON AVENUE CITY: SANTA ANA STATE: CA ZIP: 92705 4 1 rdgdoc.xml FORM 4 X0306 4 2018-04-09 0001089143 COLLECTORS UNIVERSE INC CLCT 0001041888 ALLEN A CLINTON C/O COLLECTORS UNIVERSE, INC. P.O. BOX 6280 NEWPORT BEACH CA 92658 1 Common Stock 2018-03-22 4 G 0 200 0 D 103871 D Common Stock 2018-04-09 4 S 0 11000 16.125 D 93006 D Sale of shares under a 10(b)5-1 Plan. Include 135 shares acquired under the Company's Dividend Reinvestment Program. Includes 6,082 shares owned by Mr. Allen's spouse. The undersigned reporting person does not have any pecuniary interest in and disclaims beneficial ownership of those shares. /s/ A. Clinton Allen 2018-04-11