0001179110-11-015440.txt : 20111121 0001179110-11-015440.hdr.sgml : 20111121 20111118171853 ACCESSION NUMBER: 0001179110-11-015440 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111117 FILED AS OF DATE: 20111118 DATE AS OF CHANGE: 20111118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 1st Century Bancshares, Inc. CENTRAL INDEX KEY: 0001420525 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 261169687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-270-9500 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLFF LEWIS CENTRAL INDEX KEY: 0001041806 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34226 FILM NUMBER: 111216871 MAIL ADDRESS: STREET 1: 11828 LAGRANGE AVE CITY: LOS ANGELES STATE: CA ZIP: 90025 4 1 edgar.xml FORM 4 - X0304 4 2011-11-17 0 0001420525 1st Century Bancshares, Inc. FCTY 0001041806 WOLFF LEWIS C/O 1ST CENTURY BANCSHARES, INC. 1875 CENTURY PARK EAST, SUITE 1400 LOS ANGELES CA 90067 1 0 0 0 Common Stock 2011-11-17 4 A 0 5263 0 A 74191 D Common Stock 50000 I By spouse Employee Stock Option (right to buy) 5.00 2005-10-20 2014-02-24 Common Stock 52800 52800 D All 5,263 of these shares are restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant a form of which was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007. Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant a form of which was previously filed as Exhibit 4.5 to the Issuer's Form S-8 filed with the SEC on December 21, 2007. /s/ Lewis N. Wolff 2011-11-18