0001437482-20-000003.txt : 20200630 0001437482-20-000003.hdr.sgml : 20200630 20200630094453 ACCESSION NUMBER: 0001437482-20-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200617 FILED AS OF DATE: 20200630 DATE AS OF CHANGE: 20200630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thompson Peter CENTRAL INDEX KEY: 0001437482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25969 FILM NUMBER: 201000780 MAIL ADDRESS: STREET 1: 5900 PRINCESS GARDEN PARKWAY, 7TH FLOOR CITY: LANHAM STATE: MD ZIP: 20706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: URBAN ONE, INC. CENTRAL INDEX KEY: 0001041657 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 521166660 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 BUSINESS PHONE: 3014293200 MAIL ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE, INC. DATE OF NAME CHANGE: 20091203 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE INC DATE OF NAME CHANGE: 19970626 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-06-17 0 0001041657 URBAN ONE, INC. UONE/UONEK 0001437482 Thompson Peter 1010 WAYNE AVENUE 14TH FLOOR SILVER SPRING MD 20910 0 1 0 0 CFO/EVP Class D Common Stock 2020-06-17 4 M 0 114035 1.9 A 319904 D Class D Common Stock 2020-06-17 4 M 0 95591 1.8 A 415495 D Class D Common Stock 2020-06-17 4 S 0 114035 3.52 D 301460 D Class D Common Stock 2020-06-17 4 S 0 95591 3.52 D 205869 D Class D Common Stock 2020-06-17 4 S 0 170958 3.35 D 34911 D Class D Common Stock 2020-06-22 4 M 0 40319 2.17 A 75230 D Class D Common Stock 2020-06-22 4 M 0 24779 1.8 A 100009 D Class D Common Stock 2020-06-22 4 S 0 65098 3.35 D 34911 D Stock Option 1.9 2020-06-17 4 M 0 114035 3.52 D 2019-08-07 2027-08-07 Class D Common Stock 114035 114035 D Stock Option 1.8 2020-06-17 4 M 0 95591 3.52 D 2019-08-07 2028-01-05 Class D Common Stock 95591 95591 D Stock Option 2.17 2020-06-22 4 M 0 40319 3.5 D 2019-07-05 2028-01-05 Class D Common Stock 40319 40319 D Stock Option 1.8 2020-06-22 4 M 0 24779 3.5 D 2019-08-07 2028-01-05 Class D Common Stock 24779 24779 D All transactions s previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $4.01, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $3.45, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. This total does not include options to purchase 284,527 shares of Class D common stock options held by Mr. Thompson. Mr. Thompson holds options for 225,000 Class D shares with an exercise price of $2.75 per share and options for 99,846 Class D shares with an exercise price of $2.17 per share. Karen Wishart, Attorney-In-Fact 2020-06-30