0001106637-22-000002.txt : 20220930 0001106637-22-000002.hdr.sgml : 20220930 20220930164046 ACCESSION NUMBER: 0001106637-22-000002 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220927 FILED AS OF DATE: 20220930 DATE AS OF CHANGE: 20220930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUGHES CATHERINE L CENTRAL INDEX KEY: 0001106637 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-25969 FILM NUMBER: 221284595 MAIL ADDRESS: STREET 1: 5900 PRINCESS GARDEN PARKWAY 8TH FL CITY: LANHAM STATE: MD ZIP: 20706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: URBAN ONE, INC. CENTRAL INDEX KEY: 0001041657 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 521166660 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 BUSINESS PHONE: 3014293200 MAIL ADDRESS: STREET 1: 1010 WAYNE AVENUE STREET 2: 14TH FL CITY: SILVER SPRING STATE: MD ZIP: 20910 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE, INC. DATE OF NAME CHANGE: 20091203 FORMER COMPANY: FORMER CONFORMED NAME: RADIO ONE INC DATE OF NAME CHANGE: 19970626 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2022-09-27 2022-09-29 0 0001041657 URBAN ONE, INC. UONE/UONEK 0001106637 HUGHES CATHERINE L 5900 PRINCESS GARDEN PARKWAY 8TH FL LANHAM MD 20706 1 1 1 0 Chairperson and Secretary Class D Common Stock 2022-09-27 4 A 0 201961 0 A 4598176 D Class D Common Stock 2022-09-27 4 F 0 66971 4.23 D 4531205 D Restricted Stock Units (Class A) 0 2022-09-27 4 A 0 281250 0 A 2025-01-05 Class A Common Stock 281250 281250 D Stock Option (Class D) 4.23 2022-09-27 4 A 0 101702 0 A 2022-09-27 2032-09-26 Class D Common Stock 101702 1170289 D Stock Option (Class D) 4.23 2022-09-27 4 A 0 93750 0 A 2025-01-05 2032-09-26 Class D Common Stock 93750 1264039 D Award vested immediately upon pricing. Amendment updates shares withheld for tax which were estimated for timely filing and understated shares withheld by 1 share. Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of the Class A RSUs reported herein), (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote) (continued from previous footnote)(6) 719,169 shares of Class D common stock held by Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II. Not applicable. Karen Wishart, Attorney-in-Fact 2022-09-30