-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FwLE+zOFuKcqhCMtE7ONPajlD6M+7tz6aVJdnwk/q9n2egjEwjh5IAqR58xoLwHq gcLOkCke8RwDoN+0pGA++g== 0000922423-04-001805.txt : 20041104 0000922423-04-001805.hdr.sgml : 20041104 20041104143748 ACCESSION NUMBER: 0000922423-04-001805 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041020 ITEM INFORMATION: Results of Operations and Financial Condition FILED AS OF DATE: 20041104 DATE AS OF CHANGE: 20041104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATMI INC CENTRAL INDEX KEY: 0001041577 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INORGANIC CHEMICALS [2810] IRS NUMBER: 061481060 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16239 FILM NUMBER: 041119276 BUSINESS ADDRESS: STREET 1: 7 COMMERCE DRIVE CITY: DANBURY STATE: CT ZIP: 06810-4169 BUSINESS PHONE: 2037941100 MAIL ADDRESS: STREET 1: 7 COMMERCE DRVIE CITY: DANBURY STATE: CT ZIP: 06810-4169 FORMER COMPANY: FORMER CONFORMED NAME: ATMI HOLDINGS INC DATE OF NAME CHANGE: 19970625 8-K/A 1 kl11009_8k-a.txt FORM 8-K AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------ FORM 8-K/A AMENDMENT NO. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): OCTOBER 20, 2004 ---------- ATMI, INC. (Exact name of registrant as specified in its charter) Delaware 1-16239 06-1481060 (State or other jurisdiction of (Commission file number) (I.R.S. employer incorporation or organization) identification no.) 7 Commerce Drive Danbury, Connecticut 06810 (Address of principal executive offices) (Zip code) Registrant's telephone number, including area code: (203) 794-1100 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) - -------------------------------------------------------------------------------- Item 2.02 Results of Operations and Financial Condition. This Form 8-K/A amends the Current Report on Form 8-K of the Registrant (the "Company") dated October 20, 2004, and accompanying press release, correcting an error in the calculation of diluted weighted average shares outstanding for the three months ended September 30, 2004, to reflect the "if-converted" method, which impacts the calculation of diluted earnings per share from operations of discontinued operations, diluted earnings per share from gain on disposal of discontinued operations and diluted earnings per share. The diluted earnings per share calculation pertaining to continuing operations of $0.20 was correct in the original filing and is not being amended. In the Company's press release dated October 20, 2004, the Company reported diluted weighted average shares outstanding as of September 30, 2004 of 31,603 (in thousands). In calculating the diluted weighted average shares outstanding for purposes of determining diluted earnings per share from discontinued operations, diluted earnings per share from gain on disposal of discontinued operations and total diluted earnings per share, the Company's 5.25% convertible notes outstanding as of September 30, 2004 had a dilutive effect in the third quarter of 2004 for the first time requiring the application of the "if-converted" method to account for the underlying common shares. As corrected, diluted earnings per share from operations of discontinued operations, diluted earnings per share from gain on disposal of discontinued operations, and diluted earnings per share, are $0.02, $0.10, and $0.32, respectively, compared to the previously reported amounts of $0.03, $0.11, and $0.34, respectively. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, ATMI, Inc. has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: November 4, 2004 ATMI, INC. By: /s/ Daniel P. Sharkey ------------------------------------- Name: Daniel P. Sharkey Title: Vice President, Treasurer and Chief Financial Officer 3 -----END PRIVACY-ENHANCED MESSAGE-----