-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MjmZ1yA3RLT2hpKD6sY7jnhK9mkAeDhEiNwkcxBPMcwN0KM75cj/plj2QlpcT5ka jOeUCvB4ZtdpbgGLxGmD0w== 0001104659-05-037464.txt : 20050809 0001104659-05-037464.hdr.sgml : 20050809 20050809063807 ACCESSION NUMBER: 0001104659-05-037464 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050805 FILED AS OF DATE: 20050809 DATE AS OF CHANGE: 20050809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NET 1 UEPS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001041514 STANDARD INDUSTRIAL CLASSIFICATION: FUNCTIONS RELATED TO DEPOSITORY BANKING, NEC [6099] IRS NUMBER: 650903895 STATE OF INCORPORATION: FL FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4TH FLOOR, PRESIDENT PLACE STREET 2: CNR. JAN SMUTS & BOLTON CITY: ROSEBANK, JOHANNESBURG STATE: T3 ZIP: 00000 BUSINESS PHONE: 27 11 343 2000 MAIL ADDRESS: STREET 1: 4TH FLOOR, PRESIDENT PLACE STREET 2: CNR. JAN SMUTS & BOLTON CITY: ROSEBANK, JOHANNESBURG STATE: T3 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nedbank Group LTD CENTRAL INDEX KEY: 0001331863 STATE OF INCORPORATION: T3 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31203 FILM NUMBER: 051007500 BUSINESS ADDRESS: STREET 1: 135 RIVONIA ROAD CITY: SANDOWN STATE: T3 ZIP: 2146 BUSINESS PHONE: (27)11-294-4444 MAIL ADDRESS: STREET 1: P.O. BOX 1144 CITY: JOHANNESBURG STATE: T3 ZIP: 2000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nedbank LTD CENTRAL INDEX KEY: 0001331208 STATE OF INCORPORATION: T3 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31203 FILM NUMBER: 051007501 BUSINESS ADDRESS: STREET 1: 135 RIVONIA ROAD CITY: SANDOWN STATE: T3 ZIP: 2146 BUSINESS PHONE: (27) 11-294-4444 MAIL ADDRESS: STREET 1: P.O. BOX 1144 CITY: JOHANNESBURG STATE: T3 ZIP: 2000 4 1 a4.xml 4 X0202 4 2005-08-05 1 0001041514 NET 1 UEPS TECHNOLOGIES INC UEPS 0001331208 Nedbank LTD 135 RIVONIA ROAD SANDOWN 2196 SOUTH AFRICA 0 0 0 1 Former 10% Owner 0001331863 Nedbank Group LTD 135 RIVONIA ROAD SANDOWN 2196 SOUTH AFRICA 0 0 0 1 Former 10% Owner Common Stock 2005-08-08 4 S 0 6652819 22.00 D 0 D Special Convertible Preferred Stock 2005-08-05 4 C 0 6652819 D Common Stock 6652819 1500000 D The special convertible preferred stock ("preferred stock") is convertible into shares of common stock, par value $0.001 per share (the "common stock"), of Net 1 UEPS Technologies, Inc. ("Net 1") on a one-for-one basis on the occasion of a trigger event described in Note 2. The preferred stock is convertible into shares of Net 1 common stock upon the occurrence of a trigger event, which is defined as any one of the following: (1) notification by the shareholder of the intention to convert some or all of such holder's preferred stock; (2) the abolition or relaxation of South African exchange control regulations such that South African residents would be permitted to directly hold shares of non-South African companies; or (3) Net 1's liquidation, insolvency or other winding up. By Nedbank directly. The Reporting Persons are Nedbank and Nedbank Group Limited ("NGL"). The securities are held of record by Nedbank, as beneficial owner of such securities. As the parent company of Nedbank, NGL may be deemed to be the beneficial owner of securities held by Nedbank. NGL disclaims beneficial ownership of the securities, except to the extent of its pecuniary interest. No consideration is required to be paid by Nedbank upon conversion of the preferred stock into shares of Net 1 common stock. /s/ Justin Kretzschmar and John Bestbier 2005-08-09 -----END PRIVACY-ENHANCED MESSAGE-----