0001062993-20-004717.txt : 20201001 0001062993-20-004717.hdr.sgml : 20201001 20201001160642 ACCESSION NUMBER: 0001062993-20-004717 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201001 DATE AS OF CHANGE: 20201001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kotze Herman CENTRAL INDEX KEY: 0001301356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31203 FILM NUMBER: 201215945 MAIL ADDRESS: STREET 1: 4TH FLOOR, NORTH WING, PRESIDENT PLACE STREET 2: CNR JAN SMUTS AVENUE, ROSEBANK CITY: JOHANNESBURG STATE: T3 ZIP: RSA ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NET 1 UEPS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001041514 STANDARD INDUSTRIAL CLASSIFICATION: FUNCTIONS RELATED TO DEPOSITORY BANKING, NEC [6099] IRS NUMBER: 980171860 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 4TH FLOOR, PRESIDENT PLACE STREET 2: CNR. JAN SMUTS & BOLTON CITY: ROSEBANK, JOHANNESBURG STATE: T3 ZIP: 00000 BUSINESS PHONE: 27 11 343 2000 MAIL ADDRESS: STREET 1: 4TH FLOOR, PRESIDENT PLACE STREET 2: CNR. JAN SMUTS & BOLTON CITY: ROSEBANK, JOHANNESBURG STATE: T3 ZIP: 00000 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2020-09-30 1 0001041514 NET 1 UEPS TECHNOLOGIES INC UEPS 0001301356 Kotze Herman PRESIDENT PLACE, 4TH FLOOR CNR JAN SMUTS AVENUE AND BOLTON ROAD ROSEBANK, JOHANNESBURG T3 SOUTH AFRICA 1 1 0 0 Chief Executive Officer Common Stock 2020-09-30 4 D 0 625200 0 D 189800 D These shares were subject to market and performance conditions and the Reporting Person forfeited these shares upon resignation on September 30, 2020. Includes 66,800 shares of time-based restricted stock granted to the Reporting Person in February 2020 that vested on September 30, 2020, pursuant to the Separation and Release of Claims Agreement entered into between the Reporting Person and the Issuer on August 5, 2020. The Reporting Person is filing this exit Form 4 to reflect that he is no longer a Section 16 reporting person as a result of his resignation from the Issuer on September 30, 2020. /s/ Alex M.R. Smith Attorney-in-Fact for Herman G. Kotze 2020-10-01