0001415889-23-011026.txt : 20230711
0001415889-23-011026.hdr.sgml : 20230711
20230711173356
ACCESSION NUMBER: 0001415889-23-011026
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230707
FILED AS OF DATE: 20230711
DATE AS OF CHANGE: 20230711
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox Daniel D
CENTRAL INDEX KEY: 0001602079
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22957
FILM NUMBER: 231082863
MAIL ADDRESS:
STREET 1: 900 WASHINGTON STREET, SUITE 900
CITY: VANCOUVER
STATE: WA
ZIP: 98660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIVERVIEW BANCORP INC
CENTRAL INDEX KEY: 0001041368
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 911838969
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 900 WASHINGTON STREET
STREET 2: SUITE 900
CITY: VANCOUVER
STATE: WA
ZIP: 98660
BUSINESS PHONE: 360-693-6650
MAIL ADDRESS:
STREET 1: 900 WASHINGTON STREET
STREET 2: SUITE 900
CITY: VANCOUVER
STATE: WA
ZIP: 98660
4
1
form4-07112023_090753.xml
X0407
4
2023-07-07
0001041368
RIVERVIEW BANCORP INC
RVSB
0001602079
Cox Daniel D
900 WASHINGTON STREET
SUITE 900
VANCOUVER
WA
98660
false
true
false
false
EVP/CCO
0
Common Stock
2023-07-07
4
A
0
2372
0
A
53258
D
Common Stock
2023-07-07
4
A
0
7117
0
A
60375
D
Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025 and July 7, 2026.
Reflects 6,133 shares owned indirectly in the Riverview 401(k) Plan and 6,567 shares owned indirectly in Riverview's Employee Stock Ownership Plan.
Reporting Person was granted an award of performance based restricted stock covering a target of 7,117 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025 and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023 through March 31, 2024.
/s/ Daniel D. Cox
2023-07-07