0000939057-19-000269.txt : 20190620 0000939057-19-000269.hdr.sgml : 20190620 20190620180647 ACCESSION NUMBER: 0000939057-19-000269 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190618 FILED AS OF DATE: 20190620 DATE AS OF CHANGE: 20190620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Capeloto Kim J CENTRAL INDEX KEY: 0001501988 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22957 FILM NUMBER: 19909488 MAIL ADDRESS: STREET 1: 900 WASHINGTON ST. STREET 2: SUITE 900 CITY: VANCOUVER STATE: WA ZIP: 98660 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERVIEW BANCORP INC CENTRAL INDEX KEY: 0001041368 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 911838969 STATE OF INCORPORATION: WA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 900 WASHINGTON STREET STREET 2: SUITE 900 CITY: VANCOUVER STATE: WA ZIP: 98660 BUSINESS PHONE: 360-693-6650 MAIL ADDRESS: STREET 1: 900 WASHINGTON STREET STREET 2: SUITE 900 CITY: VANCOUVER STATE: WA ZIP: 98660 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-06-18 0 0001041368 RIVERVIEW BANCORP INC RVSP 0001501988 Capeloto Kim J 900 WASHINGTON ST. VANCOUVER WA 98660 0 1 0 0 EVP/CRB Officer Common Stock 2019-06-18 4 A 0 6161 0 A 117069 D Common Stock 2019-06-18 4 A 0 1541 0 A 118610 D Common Stock 2019-06-18 4 A 0 4621 0 A 123231 D Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively. Includes 80,066 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse. Reflects 31,490 shares owned indirectly in the Riverview 401 (k) Plan and 3,241 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022. Includes 81,607 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse. Reporting Person was granted an award of performance based restricted stock covering a target of 4,621 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020. Includes 86,228 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse. /s/ Kim J. Capeloto 2019-06-20