0000939057-19-000266.txt : 20190620
0000939057-19-000266.hdr.sgml : 20190620
20190620174510
ACCESSION NUMBER: 0000939057-19-000266
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190618
FILED AS OF DATE: 20190620
DATE AS OF CHANGE: 20190620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Plambeck Steven
CENTRAL INDEX KEY: 0001734884
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22957
FILM NUMBER: 19909408
MAIL ADDRESS:
STREET 1: 900 WASHINGTON STREET, SUITE 900
CITY: VANCOUVER
STATE: WA
ZIP: 98660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIVERVIEW BANCORP INC
CENTRAL INDEX KEY: 0001041368
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 911838969
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 900 WASHINGTON STREET
STREET 2: SUITE 900
CITY: VANCOUVER
STATE: WA
ZIP: 98660
BUSINESS PHONE: 360-693-6650
MAIL ADDRESS:
STREET 1: 900 WASHINGTON STREET
STREET 2: SUITE 900
CITY: VANCOUVER
STATE: WA
ZIP: 98660
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-06-18
0
0001041368
RIVERVIEW BANCORP INC
RVSB
0001734884
Plambeck Steven
900 WASHINGTON STREET
VANCOUVER
WA
98660
0
1
0
0
EVP/CLO
Common Stock
2019-06-18
4
A
0
4072
0
A
6013
D
Common Stock
2019-06-18
4
A
0
1120
0
A
7133
D
Common Stock
2019-06-18
4
A
0
3360
0
A
10493
D
Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively.
Reflects 1,941 shares owned indirectly in Riverview's Employee Stock Ownership Plan.
Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022.
Reporting Person was granted an award of performance based restricted stock covering a target of 3,360 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020.
/s/Steven Plambeck
2019-06-20