0000950123-20-000606.txt : 20200129 0000950123-20-000606.hdr.sgml : 20200129 20200129081220 ACCESSION NUMBER: 0000950123-20-000606 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200129 DATE AS OF CHANGE: 20200129 EFFECTIVENESS DATE: 20200129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FSI GROUP, LLC CENTRAL INDEX KEY: 0001041241 IRS NUMBER: 311437546 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06728 FILM NUMBER: 20556476 BUSINESS ADDRESS: STREET 1: 441 VINE STREET STREET 2: SUITE 1300 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132416166 MAIL ADDRESS: STREET 1: 441 VINE STREET STREET 2: SUITE 1300 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL STOCKS INC DATE OF NAME CHANGE: 19970618 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001041241 XXXXXXXX 12-31-2019 12-31-2019 FSI GROUP, LLC

441 VINE STREET SUITE 1300 CINCINNATI OH 45202

13F HOLDINGS REPORT 028-06728 N JOHN M. STEIN 513-746-2200 JOHN M. STEIN CINCINNATI OH 01-28-2020 0 37 77950 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ATHENE HLDG LTD CL A G0684D107 3998 85000 SH SOLE 85000 0 0 AMERICAN EXPRESS CO COM 025816109 6717 53960 SH SOLE 53960 0 0 BANK AMER CORP COM 060505104 5916 167980 SH SOLE 167980 0 0 BANNER CORP COM NEW 06652V208 232 4092 SH SOLE 4092 0 0 BANK NEW YORK MELLON CORP COM 064058100 7273 144500 SH SOLE 144500 0 0 CITIGROUP INC COM NEW 172967424 6948 86975 SH SOLE 86975 0 0 CITIZENS FINL GROUP INC COM 174610105 7572 186467 SH SOLE 186467 0 0 COMERICA INC COM 200340107 393 5483 SH SOLE 5483 0 0 CAPITAL ONE FINL CORP COM 14040H105 356 3460 SH SOLE 3460 0 0 AXA EQUITABLE HLDGS INC COM 054561105 4956 200000 SH SOLE 200000 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 454 10000 SH SOLE 10000 0 0 EAST WEST BANCORP INC COM 27579R104 438 9000 SH SOLE 9000 0 0 FIRST HORIZON NATL CORP COM 320517105 520 31400 SH SOLE 31400 0 0 FIFTH THIRD BANCORP COM 316773100 527 17131 SH SOLE 17131 0 0 FIRST MIDWEST BANCORP DEL COM 320867104 237 10279 SH SOLE 10279 0 0 REPUBLIC FIRST BANCORP INC COM 760416107 10 2481 SH SOLE 2481 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 7400 32185 SH SOLE 32185 0 0 HOMETRUST BANCSHARES INC COM 437872104 186 6943 SH SOLE 6943 0 0 INVESCO LTD SHS G491BT108 3596 200000 SH SOLE 200000 0 0 JPMORGAN CHASE & CO COM 46625H100 483 3463 SH SOLE 3463 0 0 KEYCORP NEW COM 493267108 546 26985 SH SOLE 26985 0 0 OLD SECOND BANCORP INC ILL COM 680277100 306 22723 SH SOLE 22723 0 0 PACWEST BANCORP DEL COM 695263103 33 864 SH SOLE 864 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 259 4041 SH SOLE 4041 0 0 REGIONS FINL CORP NEW COM 7591EP100 38 2200 SH SOLE 2200 0 0 REPAY HLDGS CORP COM CL A 76029L100 2908 198500 SH SOLE 198500 0 0 SHORE BANCSHARES INC COM 825107105 117 6717 SH SOLE 6717 0 0 SVB FINL GROUP COM 78486Q101 477 1900 SH SOLE 1900 0 0 SLM CORP COM 78442P106 2673 300000 SH SOLE 300000 0 0 SYNOVUS FINL CORP COM NEW 87161C501 478 12200 SH SOLE 12200 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 1854 113381 SH SOLE 113381 0 0 STERLING BANCORP DEL COM 85917A100 245 11611 SH SOLE 11611 0 0 STATE STR CORP COM 857477103 7966 100710 SH SOLE 100710 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 459 14851 SH SOLE 14851 0 0 WESTERN ALLIANCE BANCORP COM 957638109 578 10144 SH SOLE 10144 0 0 WELLS FARGO CO NEW COM 949746101 462 8588 SH SOLE 8588 0 0 ZIONS BANCORPORATION N A COM 989701107 339 6529 SH SOLE 6529 0 0