0000950123-16-020810.txt : 20161024 0000950123-16-020810.hdr.sgml : 20161024 20161024084759 ACCESSION NUMBER: 0000950123-16-020810 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161024 DATE AS OF CHANGE: 20161024 EFFECTIVENESS DATE: 20161024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FSI GROUP, LLC CENTRAL INDEX KEY: 0001041241 IRS NUMBER: 311437546 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06728 FILM NUMBER: 161947309 BUSINESS ADDRESS: STREET 1: 441 VINE STREET STREET 2: SUITE 1300 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132416166 MAIL ADDRESS: STREET 1: 441 VINE STREET STREET 2: SUITE 1300 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL STOCKS INC DATE OF NAME CHANGE: 19970618 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001041241 XXXXXXXX 09-30-2016 09-30-2016 FSI GROUP, LLC

441 VINE STREET SUITE 1300 CINCINNATI OH 45202

13F HOLDINGS REPORT 028-06728 N JOHN M. STEIN 513-746-2200 JOHN M. STEIN CINCINNATI OH 10-21-2016 1 55 180919 false 1 ELBROOK HOLDINGS, LLC INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AFFILIATED MANAGERS GROUP COM 008252108 2315 16000 SH SOLE 16000 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 1094 5100 SH SOLE 5100 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 2325 31000 SH SOLE 31000 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 208 7459 SH SOLE 7459 0 0 AMERIPRISE FINL INC COM 03076C106 2195 22000 SH SOLE 22000 0 0 ASHFORD INC COM 044104107 1048 22000 SH SOLE 22000 0 0 BANCORP INC DEL COM 05969A105 2141 333501 SH SOLE 333501 0 0 BANK AMER CORP COM 060505104 4695 300000 SH SOLE 300000 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 3714 150000 SH SOLE 150000 0 0 BANNER CORP COM NEW 06652V208 11216 256427 SH DFND 256427 0 0 BLUE HILLS BANCORP INC COM 095573101 526 35000 SH SOLE 35000 0 0 CAPITAL BK FINL CORP CL A COM 139794101 21165 659134 SH DFND 659134 0 0 CASCADE BANCORP COM NEW 147154207 3145 519000 SH SOLE 519000 0 0 CIT GROUP INC COM NEW 125581801 4356 120000 SH SOLE 120000 0 0 CITIZENS FINL GROUP INC COM 174610105 2718 110000 SH SOLE 110000 0 0 COLONY CAP INC CL A 19624R106 4138 227000 SH SOLE 227000 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 2097 72000 SH SOLE 72000 0 0 EASTERN VA BANKSHARES INC COM 277196101 1395 173569 SH SOLE 173569 0 0 FB FINL CORP COM 30257X104 2018 100000 SH SOLE 100000 0 0 FCB FINL HLDGS INC CL A 30255G103 34587 900000 SH DFND 900000 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 2067 56000 SH SOLE 56000 0 0 FIRST BANCORP P R COM NEW 318672706 1430 275000 SH SOLE 275000 0 0 FIRST CMNTY BANCSHARES INC N COM 31983A103 550 22179 SH SOLE 22179 0 0 FIRST FINL BANCORP OH COM 320209109 1289 59000 SH SOLE 59000 0 0 FIRST FNDTN INC COM 32026V104 1502 60886 SH SOLE 60886 0 0 GREAT AJAX CORP COM 38983D300 2699 197762 SH SOLE 197762 0 0 GREEN BANCORP INC COM 39260X100 2131 195000 SH SOLE 195000 0 0 HERITAGE FINL CORP WASH COM 42722X106 386 21519 SH SOLE 21519 0 0 HERITAGE OAKS BANCORP COM 42724R107 1349 164500 SH SOLE 164500 0 0 HOMETRUST BANCSHARES INC COM 437872104 1703 92056 SH SOLE 92056 0 0 HOWARD HUGHES CORP COM 44267D107 2961 25863 SH SOLE 25863 0 0 INVESCO LTD SHS G491BT108 1720 55000 SH SOLE 55000 0 0 KCG HLDGS INC CL A 48244B100 978 63000 SH SOLE 63000 0 0 LEGG MASON INC COM 524901105 2076 62000 SH SOLE 62000 0 0 LINCOLN NATL CORP IND COM 534187109 2091 44500 SH SOLE 44500 0 0 LYON WILLIAM HOMES CL A NEW 552074700 1451 78203 SH SOLE 78203 0 0 MIDDLEBURG FINANCIAL CORP COM 596094102 688 24322 SH SOLE 24322 0 0 MORGAN STANLEY COM NEW 617446448 3110 97000 SH SOLE 97000 0 0 OFG BANCORP COM 67103X102 1011 100000 SH SOLE 100000 0 0 OLD SECOND BANCORP INC ILL COM 680277100 706 84918 SH SOLE 84918 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 454 26999 SH SOLE 26999 0 0 PACWEST BANCORP DEL COM 695263103 1030 24000 SH SOLE 24000 0 0 QCR HOLDINGS INC COM 74727A104 2349 74000 SH SOLE 74000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 2368 75000 SH SOLE 75000 0 0 SEACOAST BKG CORP FLA COM NEW 811707801 998 62000 SH SOLE 62000 0 0 SI FINL GROUP INC MD COM 78425V104 551 41763 SH SOLE 41763 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 1185 10000 SH SOLE 10000 0 0 STONEGATE BK FT LAUDERDALE F COM 861811107 7012 207768 SH DFND 207768 0 0 SVB FINL GROUP COM 78486Q101 3316 30000 SH SOLE 30000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 1128 32000 SH SOLE 32000 0 0 TRI POINTE GROUP INC COM 87265H109 1577 119654 SH SOLE 119654 0 0 TRISTATE CAP HLDGS INC COM 89678F100 16241 1005644 SH DFND 1005644 0 0 WESTERN ALLIANCE BANCORP COM 957638109 1084 28866 SH SOLE 28866 0 0 WESTFIELD FINANCIAL INC NEW COM 96008P104 500 65301 SH SOLE 65301 0 0 XENITH BANKSHARES INC NEW COM 984102103 2132 922832 SH SOLE 922832 0 0