0000950123-15-011205.txt : 20151112 0000950123-15-011205.hdr.sgml : 20151112 20151112060611 ACCESSION NUMBER: 0000950123-15-011205 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FSI GROUP, LLC CENTRAL INDEX KEY: 0001041241 IRS NUMBER: 311437546 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06728 FILM NUMBER: 151221078 BUSINESS ADDRESS: STREET 1: 441 VINE STREET STREET 2: SUITE 1300 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5132416166 MAIL ADDRESS: STREET 1: 441 VINE STREET STREET 2: SUITE 1300 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL STOCKS INC DATE OF NAME CHANGE: 19970618 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001041241 XXXXXXXX 09-30-2015 09-30-2015 FSI GROUP, LLC

441 VINE STREET SUITE 1300 CINCINNATI OH 45202

13F HOLDINGS REPORT 028-06728 N JOHN M. STEIN 513-746-2200 JOHN M. STEIN CINCINNATI OH 11-11-2015 1 56 226322 false 1 ELBROOK HOLDINGS, LLC INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AMERICAN CAP LTD COM 02503Y103 3481 286245 SH SOLE 286245 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 3121 45295 SH SOLE 45295 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 5975 105151 SH SOLE 105151 0 0 AMERICAN NATL BANKSHARES INC COM 027745108 349 14880 SH SOLE 14880 0 0 ASHFORD INC COM 044104107 923 14548 SH SOLE 14548 0 0 ASTORIA FINL CORP COM 046265104 2232 138664 SH SOLE 138664 0 0 BB&T CORP COM 054937107 5079 142655 SH SOLE 142655 0 0 BSB BANCORP INC MD COM 05573H108 415 19652 SH SOLE 19652 0 0 CAPITAL BK FINL CORP CL A COM 139794101 19926 659134 SH DFND 1 659134 0 0 CENTURY CMNTYS INC COM 156504300 883 44494 SH SOLE 44494 0 0 CHEVIOT FINL CORP NEW COM 16677X105 380 27532 SH SOLE 27532 0 0 CITIGROUP INC COM NEW 172967424 6381 128616 SH SOLE 128616 0 0 CITIZENS FINL GROUP INC COM 174610105 2161 90590 SH SOLE 90590 0 0 COMMUNITY BANKERS TR CORP COM 203612106 2846 568000 SH DFND 1 568000 0 0 COWEN GROUP INC NEW CL A 223622101 4547 997194 SH SOLE 997194 0 0 EASTERN VA BANKSHARES INC COM 277196101 1214 179917 SH SOLE 179917 0 0 FCB FINL HLDGS INC CL A 30255G103 29358 900000 SH DFND 1 900000 0 0 FIFTH THIRD BANCORP COM 316773100 1824 96461 SH SOLE 96461 0 0 FIRST CMNTY BANCSHARES INC N COM 31983A103 763 42606 SH SOLE 42606 0 0 FIRST FINL BANCORP OH COM 320209109 2452 128523 SH SOLE 128523 0 0 FIRST FNDTN INC COM 32026V104 4210 184885 SH SOLE 184885 0 0 FS BANCORP INC COM 30263Y104 525 22214 SH SOLE 22214 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3923 22577 SH SOLE 22577 0 0 GREAT AJAX CORP COM 38983D300 3239 261854 SH SOLE 261854 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 5159 112683 SH SOLE 112683 0 0 HOMESTREET INC COM 43785V102 2310 100000 SH SOLE 100000 0 0 HOMETRUST BANCSHARES INC COM 437872104 2261 121893 SH SOLE 121893 0 0 HOWARD HUGHES CORP COM 44267D107 2562 22329 SH SOLE 22329 0 0 JPMORGAN CHASE & CO COM 46625H100 9871 161893 SH SOLE 161893 0 0 KEYCORP NEW COM 493267108 1733 133209 SH SOLE 133209 0 0 LAKELAND BANCORP INC COM 511637100 921 82888 SH SOLE 82888 0 0 LYON WILLIAM HOMES CL A NEW 552074700 2133 103544 SH SOLE 103544 0 0 MALVERN BANCORP INC COM 561409103 958 61233 SH SOLE 61233 0 0 MIDDLEBURG FINANCIAL CORP COM 596094102 761 43238 SH SOLE 43238 0 0 MORGAN STANLEY COM NEW 617446448 3395 107790 SH SOLE 107790 0 0 NATIONAL BK HLDGS CORP CL A 633707104 2140 104253 SH SOLE 104253 0 0 NEWBRIDGE BANCORP CL A NO PAR 65080T102 1995 233871 SH SOLE 233871 0 0 OM ASSET MGMT PLC SHS G67506108 4403 285541 SH SOLE 285541 0 0 OPUS BK IRVINE CALIF COM 684000102 1851 48409 SH SOLE 48409 0 0 PAYPAL HLDGS INC COM 70450Y103 3065 98742 SH SOLE 98742 0 0 PEOPLES BANCORP N C INC COM 710577107 1203 68729 SH SOLE 68729 0 0 PEOPLES UTAH BANCORP COM 712706209 1552 95180 SH SOLE 95180 0 0 RADIAN GROUP INC COM 750236101 4312 271027 SH SOLE 271027 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 2272 45780 SH SOLE 45780 0 0 SI FINL GROUP INC MD COM 78425V104 704 59177 SH SOLE 59177 0 0 SQUARE 1 FINL INC CL A 85223W101 2460 95804 SH SOLE 95804 0 0 STARWOOD WAYPOINT RESIDENTL COM SHS 85571W109 1095 45934 SH SOLE 45934 0 0 STONEGATE BK FT LAUDERDALE F COM 861811107 23519 739350 SH DFND 1 739350 0 0 SUNTRUST BKS INC COM 867914103 4580 119766 SH SOLE 119766 0 0 SVB FINL GROUP COM 78486Q101 8082 69946 SH SOLE 69946 0 0 TRI POINTE GROUP INC COM 87265H109 1381 105465 SH SOLE 105465 0 0 TRISTATE CAP HLDGS INC COM 89678F100 12540 1005644 SH DFND 1 1005644 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 3168 139996 SH SOLE 139996 0 0 WELLS FARGO & CO NEW COM 949746101 5677 110553 SH SOLE 110553 0 0 WESTFIELD FINANCIAL INC NEW COM 96008P104 1132 147921 SH SOLE 147921 0 0 WINTRUST FINL CORP COM 97650W108 920 17212 SH SOLE 17212 0 0