0001157523-24-000021.txt : 20240104 0001157523-24-000021.hdr.sgml : 20240104 20240104170713 ACCESSION NUMBER: 0001157523-24-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COMPOFELICE JOSEPH S CENTRAL INDEX KEY: 0001041205 ORGANIZATION NAME: STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35770 FILM NUMBER: 24513121 MAIL ADDRESS: STREET 1: 24 WATERWAY AVENUE STREET 2: STE 200 CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Contango ORE, Inc. CENTRAL INDEX KEY: 0001502377 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 273431051 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: STE 925 CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: 713-877-1311 MAIL ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY STREET 2: STE 925 CITY: HOUSTON STATE: TX ZIP: 77098 4 1 form4.xml CONTANGO ORE, INC. FORM 4 - JOSEPH COMPOFELICE X0508 4 2024-01-02 0001502377 Contango ORE, Inc. CTGO 0001041205 COMPOFELICE JOSEPH S 516 2ND AVENUE, SUITE 401 FAIRBANKS AK 99701 true false Common Stock, par value $0.01 2024-01-02 4 S 0 72 17.91 D 154704 D Common Stock, par value $0.01 5500 I See footnote Common Stock, par value $0.01 5500 I See footnote Common Stock, par value $0.01 2000 I See footnote The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.90 to $18.14, inclusive. The reporting person sold these shares for the purpose of covering tax owing related to the vesting of restricted stock. The reporting person undertakes to provide to Contango ORE, Inc., any security holder of Contango ORE, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. This reporting person is a trustee of Charlie Compofelice UTMA Trust. The members of the reporting person's immediate family are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the CTGO common stock held by the trusts except to the extent of his pecuniary interest therein. This reporting person is a trustee of Sylvia Compofelice UTMA Trust. The members of the reporting person's immediate family are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the CTGO common stock held by the trusts except to the extent of his pecuniary interest therein. This reporting person is a trustee of Compofelice Educational Trust. The members of the reporting person's immediate family are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the CTGO common stock held by the trusts except to the extent of his pecuniary interest therein. Exhibit 24 - Power of Attorney /s/ Mike Clark as Attorney in Fact for Joseph S. Compofelice 2024-01-04 EX-24 2 a53877820poa.htm POWER OF ATTORNEY

POWER OF ATTORNEY
FOR EXECUTING FORM ID, FORM 3, FORM 4 AND FORM 5,
FORM 144 AND SCHEDULE 13D AND 13G

The undersigned hereby constitutes and appoints each of Mike Clark and Paul Monsour with full power of substitution, as the undersigned’s true and lawful attorney-in-fact to:
1.
Prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the U.S. Securities and Exchange Commission (the “SEC”) a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC;
2.
Execute for and on behalf of the undersigned (a) any Form 3, Form 4 and Form 5 (including amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), (b) Form 144, (c) Schedule 13D and Schedule 13G (including amendments thereto) in accordance with Sections 13(d) and 13(g) of the Exchange Act, and (d) any joint filing agreement in connection with the preceding clauses (a)-(c);
3.
Do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any Form ID, Form 3, Form 4, Form 5, Form 144, Schedule 13D or Schedule 13G (including amendments thereto) and timely file the forms or schedules with the SEC and any stock exchange or quotation system, self-regulatory association or any other authority, and provide a copy as required by law or advisable to such persons as the attorney-in-fact deems appropriate; and
4.
Take any other action in connection with the foregoing that, in the opinion of the attorney-in-fact, may be of benefit to, in the best interest of or legally required of the undersigned, it being understood that the documents executed by the attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in the form and shall contain the terms and conditions as the attorney-in-fact may approve in the attorney-in-fact’s discretion.
The undersigned hereby grants to the attorney-in-fact full power and authority to do and perform all and every act requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that the attorney-in-fact shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers granted herein.
This Power of Attorney shall remain in full force and effect until the undersigned revokes this Power of Attorney in a signed writing delivered to the attorney-in-fact.  This Power of Attorney does not revoke any other power of attorney that the undersigned has previously granted.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 15th day of November, 2023.

 
/s/ Joe Compofelice
 
Name:
Joseph S. Compofelice
 
Title:
Director