0001127602-19-020909.txt : 20190605 0001127602-19-020909.hdr.sgml : 20190605 20190605171012 ACCESSION NUMBER: 0001127602-19-020909 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190604 FILED AS OF DATE: 20190605 DATE AS OF CHANGE: 20190605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Creed Greg CENTRAL INDEX KEY: 0001346254 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 19880567 MAIL ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-06-04 0001041061 YUM BRANDS INC YUM 0001346254 Creed Greg 1441 GARDINER LANE LOUISVILLE KY 402143 1 1 CEO Common Stock 2019-06-04 4 M 0 120564 35.10 A 158745 D Common Stock 2019-06-04 4 D 0 75615 105.79 D 83130 D Common Stock 2019-06-04 4 S 0 44949 105.82 D 38181 D Common Stock 163279 I Limited Liability Company Stock Appreciation Right 35.10 2019-06-04 4 M 0 120564 0 D 2012-02-04 2021-02-04 Common Stock 120564 0 D Pursuant to 10b5-1 Plan This transaction was executed in multiple trades at prices ranging from $105.47 to $106.05. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. /s/ M. Gayle Hobson, POA 2019-06-05